13F-HR filed by Teton Advisors, Inc.
Teton Advisors, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 452 holding rows worth $1,057,913,000.
- Accession
- 0001140361-18-022531
- Filer
- CIK 1444874
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 452 entries on the cover page, a total value of $1,057,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,057,913,000 with VALUE read as thousands by filing date, 13F file number 028-13534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,118,900 | $31,296,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,145,985 | $26,610,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 303,600 | $16,753,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 619,370 | $16,698,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 222,634 | $16,453,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 725,000 | $15,965,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 309,000 | $15,527,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 398,800 | $14,357,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 599,828 | $14,024,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 653,064 | $13,812,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 197,301 | $12,256,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 505,297 | $11,738,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 317,000 | $11,396,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 812,400 | $11,382,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 632,211 | $11,317,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 365,000 | $11,078,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 93,333 | $10,869,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 906,048 | $10,864,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 159,000 | $10,651,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 276,792 | $10,532,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 355,131 | $10,121,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 87,649 | $9,939,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 56,000 | $9,730,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 255,647 | $9,594,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 523,120 | $9,390,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 343,500 | $9,343,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 548,000 | $9,338,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 560,000 | $9,016,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 250,900 | $8,731,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 170,800 | $8,719,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 720,000 | $8,136,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 367,407 | $7,987,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 183,600 | $7,832,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 426,579 | $7,785,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 144,974 | $7,511,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 286,672 | $7,238,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 258,498 | $7,135,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 518,234 | $7,074,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 422,672 | $7,037,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 229,034 | $6,951,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 175,500 | $6,818,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 27,540 | $6,721,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 179,700 | $6,640,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 311,600 | $6,590,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 475,000 | $6,318,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 206,013 | $6,222,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 523,846 | $6,181,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 180,200 | $6,100,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 122,200 | $5,813,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 51,500 | $5,738,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 44,400 | $5,496,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 99,111 | $5,432,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 58,500 | $5,394,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 134,000 | $5,385,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 13,183 | $5,384,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 298,500 | $5,322,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 109,949 | $5,305,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 145,000 | $4,908,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 521,335 | $4,885,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 350,000 | $4,813,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 32,000 | $4,750,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 311,436 | $4,731,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 89,304 | $4,707,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 515,000 | $4,584,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 250,308 | $4,531,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 125,660 | $4,504,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 109,000 | $4,432,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 138,100 | $4,288,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 305,023 | $4,225,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 190,000 | $4,209,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 104,005 | $4,200,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 785,000 | $4,106,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 128,074 | $3,947,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 705,520 | $3,916,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 355,000 | $3,905,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 168,000 | $3,882,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 817,763 | $3,843,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 11,700 | $3,839,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 346,100 | $3,831,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 125,642 | $3,817,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 130,000 | $3,803,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 64,000 | $3,778,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 710,000 | $3,735,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 266,400 | $3,615,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,630,000 | $3,456,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 80,300 | $3,453,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,047,626 | $3,363,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 225,000 | $3,357,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 49,300 | $3,338,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 166,617 | $3,332,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 139,475 | $3,310,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 314,062 | $3,298,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 36,300 | $3,252,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 255,500 | $3,245,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 143,809 | $3,243,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 244,844 | $3,242,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 276,551 | $3,236,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 60,020 | $3,226,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 134,688 | $3,173,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 50,800 | $3,029,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 157,000 | $3,022,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 329,962 | $2,884,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 139,839 | $2,741,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,200 | $2,734,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 62,677 | $2,720,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 167,800 | $2,718,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 77,000 | $2,707,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 105,000 | $2,705,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 160,200 | $2,698,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 28,000 | $2,670,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 45,200 | $2,657,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 67,800 | $2,654,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 127,200 | $2,651,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 200,913 | $2,612,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 115,000 | $2,588,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 78,000 | $2,574,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 92,900 | $2,571,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 165,002 | $2,500,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 65,000 | $2,496,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 46,200 | $2,480,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 57,700 | $2,471,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 362,600 | $2,448,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 111,100 | $2,436,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 54,400 | $2,421,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 75,383 | $2,418,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 50,000 | $2,411,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 109,000 | $2,398,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 135,917 | $2,366,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,250 | $2,339,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45,000 | $2,338,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 79,687 | $2,295,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 61,000 | $2,294,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 101,271 | $2,294,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 71,800 | $2,288,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 48,000 | $2,237,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 311,664 | $2,213,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 155,000 | $2,201,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 605,000 | $2,178,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 196,600 | $2,135,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 48,105 | $2,044,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 82,600 | $2,044,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 37,000 | $2,030,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 36,000 | $2,020,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 67,200 | $2,017,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 36,979 | $2,004,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 37,282 | $1,955,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 166,000 | $1,951,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 7,692 | $1,941,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 210,000 | $1,922,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 111,100 | $1,884,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 697,029 | $1,882,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 116,000 | $1,873,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 90,843 | $1,844,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 78,000 | $1,837,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 405,000 | $1,810,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 77,300 | $1,805,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 77,912 | $1,788,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 490,000 | $1,764,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 158,000 | $1,759,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 600,218 | $1,741,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 34,000 | $1,709,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 810,000 | $1,709,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 98,100 | $1,697,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 96,839 | $1,696,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 35,000 | $1,691,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 56,000 | $1,677,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 128,100 | $1,672,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 183,860 | $1,640,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 89,850 | $1,634,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 105,564 | $1,626,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 110,000 | $1,619,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 197,407 | $1,611,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,500 | $1,607,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 62,850 | $1,596,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 32,868 | $1,591,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 230,030 | $1,587,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 96,387 | $1,577,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 70,000 | $1,574,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 36,971 | $1,573,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 74,991 | $1,556,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 80,389 | $1,554,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 83,935 | $1,513,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 73,054 | $1,505,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 158,259 | $1,496,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 597,100 | $1,469,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 70,000 | $1,457,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 35,000 | $1,456,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 106,031 | $1,426,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 25,100 | $1,406,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 103,046 | $1,406,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 149,900 | $1,391,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,164 | $1,387,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 77,900 | $1,385,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 35,558 | $1,367,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 51,850 | $1,366,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,037 | $1,365,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 23,300 | $1,362,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 134,300 | $1,334,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 34,400 | $1,333,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28,000 | $1,320,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6,304 | $1,312,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,531 | $1,304,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 23,000 | $1,301,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 85,000 | $1,292,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,000 | $1,285,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 48,581 | $1,281,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 66,500 | $1,260,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 72,000 | $1,246,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 34,000 | $1,224,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 49,400 | $1,221,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 28,000 | $1,219,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 231,730 | $1,193,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 32,000 | $1,184,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 39,100 | $1,169,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 60,000 | $1,167,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 106,200 | $1,154,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 57,100 | $1,138,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 28,800 | $1,126,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,633 | $1,088,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 88,600 | $1,081,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 22,311 | $1,046,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 17,532 | $1,038,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 33,000 | $1,033,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 25,670 | $1,026,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 75,600 | $1,017,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,000 | $1,002,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 47,000 | $987,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 164,031 | $983,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 135,000 | $979,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 25,400 | $975,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 12,500 | $974,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 66,000 | $960,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 37,176 | $960,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,700 | $947,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 87,100 | $928,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 33,425 | $928,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 24,800 | $924,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 59,900 | $924,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 183,163 | $921,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,526 | $895,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 57,692 | $886,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 25,550 | $884,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 51,066 | $881,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 23,401 | $881,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 25,080 | $879,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,000 | $874,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 84,801 | $873,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 11,000 | $870,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 30,000 | $860,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 83,092 | $860,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 37,920 | $858,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 25,800 | $851,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 13,000 | $844,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 44,000 | $834,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 32,568 | $829,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 115,000 | $828,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 32,000 | $818,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 577,914 | $815,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 100,084 | $794,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 174,884 | $794,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 9,500 | $791,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 170,000 | $791,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 215,079 | $791,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 27,500 | $785,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 10,000 | $775,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,800 | $773,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 240,000 | $761,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 78,700 | $759,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 14,500 | $750,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 34,600 | $741,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 32,444 | $721,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,400 | $717,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 10,952 | $707,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20,000 | $699,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 28,320 | $693,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 35,800 | $659,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 24,550 | $657,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 210,000 | $655,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 41,698 | $648,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,261 | $644,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 11,000 | $642,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 52,024 | $637,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,000 | $620,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 70,000 | $617,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,174 | $610,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 33,089 | $606,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 16,380 | $601,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 31,000 | $595,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 16,000 | $591,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 125,000 | $586,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 68,000 | $559,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 40,000 | $554,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 65,000 | $549,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 29,500 | $547,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 4,679 | $547,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,246 | $541,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,103 | $540,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 34,400 | $540,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 104,701 | $539,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 107,700 | $532,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 98,654 | $528,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 85,000 | $521,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,000 | $514,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,600 | $512,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 30,900 | $509,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,500 | $504,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 17,400 | $504,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 67,500 | $500,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 314,509 | $497,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,000 | $494,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 14,600 | $489,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 18,700 | $479,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,200 | $475,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 54,000 | $470,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 24,872 | $458,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 16,074 | $457,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 13,400 | $455,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 20,886 | $447,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 115,000 | $443,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 35,000 | $441,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 51,352 | $441,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 14,000 | $439,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,801 | $436,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,000 | $434,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 123,000 | $434,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 26,257 | $431,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 419,200 | $428,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 33,000 | $427,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 18,200 | $420,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,745 | $419,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 350,000 | $406,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 359,000 | $396,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 28,880 | $393,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 22,986 | $391,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,450 | $391,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,127 | $390,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 400,000 | $386,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 39,900 | $385,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 130,000 | $382,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,300 | $378,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 305,000 | $378,000 | thousands by filing date | principal |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,788 | $377,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 114,069 | $370,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 300,000 | $359,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 10,600 | $357,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 250,000 | $351,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 9,292 | $348,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,007 | $344,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 12,000 | $343,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 41,675 | $342,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 23,900 | $340,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 304 | $338,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,001 | $336,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 85,000 | $336,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 190,389 | $335,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 6,000 | $335,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,500 | $327,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 34,100 | $326,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,425 | $324,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,000 | $323,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,494 | $321,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,300 | $320,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 400,000 | $320,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,000 | $319,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 250,000 | $317,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 300,000 | $316,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 17,000 | $315,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 300,000 | $312,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 400,000 | $310,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 200,000 | $306,000 | thousands by filing date | principal |
| PCSB FINL CORP COM | 69324R104 | Stock | 14,500 | $304,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 66,000 | $304,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,800 | $303,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 13,018 | $300,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 200,000 | $292,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,010 | $289,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 250,000 | $285,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 5,502 | $284,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 100,000 | $283,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,000 | $281,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,000 | $276,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 39,372 | $275,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,100 | $274,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 250,000 | $274,000 | thousands by filing date | principal |
| SouthState Corp | 840441109 | Common Stock | 3,200 | $273,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 32,900 | $268,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 51,000 | $265,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $260,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 12,638 | $259,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 39,200 | $257,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,250 | $255,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,500 | $255,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 25,000 | $250,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 211,000 | $244,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 13,252 | $243,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 12,000 | $242,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,000 | $242,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 300,000 | $242,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,500 | $239,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,900 | $236,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $233,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,560 | $231,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,000 | $225,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 112,600 | $225,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 100,000 | $219,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 220,000 | $215,000 | thousands by filing date | principal |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 160,500 | $213,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,038 | $212,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 20,150 | $211,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 20,000 | $209,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,035 | $207,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,500 | $205,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 23,000 | $199,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 89,440 | $197,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,200 | $189,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 30,904 | $189,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 459,606 | $187,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 23,000 | $183,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 20,808 | $182,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 200,000 | $182,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 400,000 | $169,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 32,960 | $165,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 24,000 | $162,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,211 | $158,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,121 | $154,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 20,000 | $143,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 11,500 | $143,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 43,000 | $132,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 30,000 | $131,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 70,000 | $125,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 17,000 | $124,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,000 | $117,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 15,500 | $115,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 14,000 | $112,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $112,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,000 | $99,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,000 | $97,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,900 | $96,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,900 | $94,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 25,000 | $81,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,720 | $79,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $76,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10,000 | $75,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 45,000 | $72,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 20,000 | $66,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10,000 | $65,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 20,000 | $65,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 10,000 | $58,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,000 | $56,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,000 | $37,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,000 | $28,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,001 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-022531 | this filing | 2018-05-09 | acceptance time not in the bulk data set |