13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 833 holding rows worth $14,828,784,000.
- Accession
- 0001140361-18-022529
- Filer
- CIK 807249
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 833 entries on the cover page, a total value of $14,828,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,828,784,000 with VALUE read as thousands by filing date, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEON LTD | 91822M106 | SPONSORED ADR | 614,100 | $1,621,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 27,192 | $1,612,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 221,900 | $1,609,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 39,250 | $1,608,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 119,500 | $1,568,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 49,009 | $1,542,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 52,147 | $1,511,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,500 | $1,509,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 22,533 | $1,509,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 250,500 | $1,500,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 20,876 | $1,489,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 27,600 | $1,482,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,375 | $1,466,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,000 | $1,463,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 15,640 | $1,448,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,464 | $1,447,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,760 | $1,447,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 40,100 | $1,444,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 47,000 | $1,424,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 842,639 | $1,416,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 60,000 | $1,413,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 660,600 | $1,400,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 23,586 | $1,365,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 17,200 | $1,365,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33,396 | $1,354,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 39,861 | $1,349,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,349,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 35,017 | $1,346,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 124,769 | $1,341,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 410,000 | $1,316,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 104,630 | $1,303,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,194 | $1,275,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 14,530 | $1,248,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,650 | $1,237,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,550 | $1,206,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 23,000 | $1,179,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 6,270 | $1,167,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,922 | $1,151,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 130,000 | $1,145,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 17,213 | $1,135,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 16,800 | $1,130,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,770 | $1,128,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 8,084 | $1,125,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 51,179 | $1,122,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,200 | $1,117,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 13,250 | $1,108,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 84,000 | $1,096,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,881 | $1,089,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 234,000 | $1,088,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,264 | $1,085,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $1,061,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 55,000 | $1,056,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 45,514 | $1,050,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22,800 | $1,043,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 65,172 | $1,039,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,400 | $1,035,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,439 | $1,016,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 25,000 | $1,008,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,000 | $991,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,980 | $979,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 45,100 | $974,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,910 | $970,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 686,661 | $968,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,985 | $965,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 54,000 | $962,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $955,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 13,800 | $951,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,093 | $948,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 200,293 | $941,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,900 | $937,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 118,000 | $936,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,380 | $927,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,000 | $926,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,406 | $922,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 17,500 | $911,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 10,710 | $910,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 190,000 | $891,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 32,856 | $878,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,700 | $871,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,222 | $866,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 50,000 | $863,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 14,400 | $862,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 52,000 | $860,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 66,200 | $857,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 49,662 | $853,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,753 | $850,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 12,600 | $850,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,200 | $843,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 187,228 | $837,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 21,500 | $836,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 16,392 | $835,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 283,000 | $832,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 79,540 | $819,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 26,275 | $817,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 26,228 | $814,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,050 | $806,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,200 | $804,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,154 | $803,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 153,837 | $801,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 31,400 | $800,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,000 | $790,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 179,980 | $783,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,297 | $781,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20,894 | $778,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,200 | $774,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,288 | $773,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,210 | $772,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 62,525 | $770,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,249 | $761,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,680 | $759,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 363 | $755,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 46,800 | $753,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,630 | $753,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 24,000 | $748,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 7,000 | $747,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 53,970 | $746,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,168 | $743,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 18,190 | $743,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $735,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $728,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,107 | $709,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,000 | $704,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,341 | $699,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 15,000 | $689,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 79,725 | $687,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,000 | $684,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 39,000 | $683,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,050 | $679,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,000 | $669,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,000 | $662,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,280 | $657,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,575 | $649,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,400 | $647,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 31,640 | $645,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 33,600 | $641,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 67,973 | $637,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 30,000 | $636,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 25,203 | $627,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 13,147 | $626,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 65,000 | $626,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 95,000 | $618,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 55,315 | $608,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,830 | $598,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 15,820 | $594,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,476 | $589,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 13,789 | $586,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,295 | $583,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 17,200 | $582,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,800 | $581,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,600 | $580,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,800 | $580,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,046 | $567,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 19,000 | $565,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,796 | $558,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,000 | $556,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 56,000 | $556,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 93,100 | $553,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 200,500 | $547,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,525 | $544,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,150 | $540,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,600 | $537,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 12,200 | $537,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,080 | $526,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,100 | $526,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,000 | $522,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 32,100 | $522,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 135,000 | $521,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,000 | $520,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 11,800 | $508,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,350 | $504,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,000 | $495,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,010 | $491,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 275,000 | $489,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 36,000 | $484,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,168 | $482,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 29,200 | $482,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,670 | $481,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,000 | $476,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 26,236 | $470,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,730 | $467,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,980 | $467,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,000 | $461,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 35,194 | $458,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,500 | $457,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,000 | $453,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 19,000 | $450,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $449,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 21,001 | $446,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 400 | $444,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,417 | $441,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,800 | $435,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 375,000 | $435,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,200 | $427,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 400,000 | $421,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 12,000 | $420,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 21,468 | $419,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,417 | $412,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,400 | $412,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 425,000 | $410,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 25,500 | $408,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 525,000 | $407,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 41,540 | $394,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 375,000 | $390,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 19,700 | $384,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 6,850 | $382,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,000 | $380,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 36,680 | $380,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,650 | $377,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 7,800 | $371,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 150,000 | $371,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 72,000 | $371,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 11,073 | $370,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,000 | $368,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,213 | $368,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 250,000 | $365,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 450,000 | $360,000 | thousands by filing date | principal |
| INTRICON CORP | 46121H109 | COM | 17,900 | $358,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 275 | $351,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,137 | $349,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,000 | $349,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 26,500 | $348,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,670 | $346,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 6,000 | $346,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,145 | $342,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,000 | $342,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,950 | $341,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,000 | $341,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 9,682 | $337,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 12,000 | $333,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,700 | $332,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 510 | $331,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 300,000 | $331,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,100 | $329,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $315,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,300 | $312,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 88,000 | $311,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,200 | $308,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,225 | $308,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,600 | $308,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,000 | $307,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,600 | $306,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,050 | $306,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 48,622 | $303,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 50,000 | $301,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 6,500 | $300,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,730 | $299,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,000 | $296,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,000 | $289,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 30,000 | $289,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 23,929 | $286,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,300 | $285,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 250,000 | $285,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 88,800 | $281,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,100 | $277,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 29,000 | $277,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 25,000 | $274,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 58,420 | $274,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 250,000 | $274,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 6,500 | $268,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,000 | $267,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,410 | $266,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,960 | $265,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 325,000 | $262,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 19,200 | $260,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,000 | $259,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 200 | $258,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,592 | $256,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,180 | $254,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,100 | $254,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 5,300 | $248,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,000 | $247,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,950 | $246,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,730 | $246,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,400 | $246,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,150 | $246,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 24,400 | $244,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,000 | $242,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 25,172 | $242,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,780 | $240,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,130 | $235,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,000 | $235,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,800 | $233,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,000 | $233,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 175,342 | $233,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,573 | $227,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 51,300 | $223,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,745 | $222,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 250,000 | $222,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,487 | $218,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 22,000 | $218,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,500 | $217,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,600 | $211,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,700 | $209,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,000 | $207,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 20,793 | $206,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,200 | $205,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 200,000 | $198,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 19,763 | $195,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 11,355 | $195,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 16,600 | $194,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 250,000 | $186,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 36,500 | $181,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,760 | $181,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 34,400 | $179,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 45,000 | $178,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 17,900 | $178,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 25,000 | $165,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,752 | $157,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 250,000 | $156,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 21,900 | $155,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 12,425 | $154,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 15,000 | $146,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 25,438 | $144,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $135,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,400 | $135,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 41,600 | $134,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 46,430 | $133,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,200 | $130,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,400 | $127,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 124,000 | $124,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,500 | $102,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,000 | $98,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 30,000 | $92,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,000 | $89,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,800 | $88,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 20,900 | $76,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 134,601 | $55,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 10,000 | $46,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A150 | RIGHT 05/15/2018 | 283,055 | $40,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,500 | $28,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 63,100 | $27,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 12,586 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 26,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-022529 | this filing | 2018-05-09 | acceptance time not in the bulk data set |