13F-HR filed by GABELLI FUNDS LLC
GABELLI FUNDS LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 1,148 holding rows worth $16,765,096,000.
- Accession
- 0001140361-18-022527
- Filer
- CIK 1081407
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,148 entries on the cover page, a total value of $16,765,096,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,765,096,000 with VALUE read as thousands by filing date, 13F file number 028-10894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| K2M GROUP HLDGS INC | 48273J107 | COM | 318,760 | $6,041,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 242,724 | $6,034,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 356,600 | $6,005,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 372,000 | $6,000,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 95,000 | $5,957,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 239,500 | $5,954,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 192,750 | $5,946,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,249,000 | $5,937,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 368,600 | $5,934,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100,000 | $5,923,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,200,000 | $5,922,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 376,502 | $5,783,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 310,800 | $5,762,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102,000 | $5,751,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 190,000 | $5,738,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 3,750,000 | $5,736,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 5,500,000 | $5,719,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,500,000 | $5,703,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 200,000 | $5,690,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 158,000 | $5,690,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 85,100 | $5,654,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 310,000 | $5,639,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 244,666 | $5,637,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 32,900 | $5,627,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 99,000 | $5,583,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 614,000 | $5,581,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 137,800 | $5,538,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,200 | $5,531,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 240,000 | $5,525,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200,000 | $5,520,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 180,000 | $5,495,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 346,000 | $5,467,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 170,000 | $5,442,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 57,000 | $5,435,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 59,000 | $5,395,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 563,000 | $5,382,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,199,492 | $5,375,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 31,450 | $5,375,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200,000 | $5,370,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 71,043 | $5,356,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 300,000 | $5,349,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 47,500 | $5,294,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 176,000 | $5,271,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 240,000 | $5,263,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,750,000 | $5,263,000 | thousands by filing date | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 730,000 | $5,220,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 263,027 | $5,137,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 213,000 | $5,099,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 80,500 | $5,098,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 23,000 | $5,053,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 94,000 | $5,047,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 2,300,000 | $5,031,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 98,000 | $5,008,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 121,600 | $5,006,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 125,000 | $5,003,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 56,200 | $5,000,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 53,500 | $4,995,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 19,800 | $4,972,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 105,090 | $4,967,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 275,046 | $4,923,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 68,000 | $4,873,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 278,000 | $4,868,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 281,652 | $4,794,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 170,000 | $4,787,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 20,300 | $4,784,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 64,000 | $4,746,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 531,208 | $4,728,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25,000 | $4,726,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 66,000 | $4,722,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 202,000 | $4,692,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 150,697 | $4,688,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 96,000 | $4,656,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 11,000 | $4,600,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 235,000 | $4,594,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 130,000 | $4,593,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 189,700 | $4,585,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 27,575 | $4,554,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 177,066 | $4,538,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 39,430 | $4,517,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,500 | $4,508,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 76,966 | $4,497,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 145,000 | $4,495,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 50,000 | $4,480,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,500 | $4,463,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 116,928 | $4,449,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 151,500 | $4,401,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 463,300 | $4,397,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 30,050 | $4,396,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 76,000 | $4,387,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 91,893 | $4,379,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 38,200 | $4,361,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 505,400 | $4,326,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 147,000 | $4,300,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 72,000 | $4,286,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 3,250,000 | $4,260,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 133,000 | $4,249,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 68,000 | $4,247,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 435,000 | $4,193,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 125,000 | $4,184,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 187,000 | $4,114,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 112,000 | $4,110,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,021,000 | $4,104,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,750 | $4,065,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 93,000 | $4,064,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 75,000 | $4,007,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63,000 | $4,004,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 285,766 | $4,004,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 37,500 | $3,990,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 29,050 | $3,982,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 172,000 | $3,975,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 35,000 | $3,972,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 113,000 | $3,961,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 409,840 | $3,943,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,293,000 | $3,905,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 236,840 | $3,905,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 135,000 | $3,902,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,145,000 | $3,893,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 223,040 | $3,883,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 145,000 | $3,876,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 197,000 | $3,832,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 287,767 | $3,830,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,000 | $3,820,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 36,000 | $3,819,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 129,500 | $3,814,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 136,080 | $3,799,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 284,000 | $3,760,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 154,981 | $3,732,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 334,000 | $3,724,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 42,000 | $3,707,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 80,700 | $3,692,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 106,000 | $3,675,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 43,850 | $3,654,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 381,500 | $3,651,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 29,000 | $3,649,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 95,000 | $3,648,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,000,000 | $3,645,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 155,000 | $3,636,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 234,000 | $3,611,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 60,800 | $3,589,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 30,300 | $3,524,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 190,000 | $3,500,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 70,000 | $3,492,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 221,992 | $3,452,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 135,000 | $3,444,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,091,000 | $3,414,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,400,000 | $3,413,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44,000 | $3,355,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 272,269 | $3,352,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 72,125 | $3,347,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 49,000 | $3,334,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 138,300 | $3,316,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,500,000 | $3,299,000 | thousands by filing date | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 24,100 | $3,291,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 128,852 | $3,283,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 36,800 | $3,276,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 213,000 | $3,270,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 201,000 | $3,266,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 331,161 | $3,249,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 70,000 | $3,236,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 42,000 | $3,216,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 188,000 | $3,204,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 86,000 | $3,191,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 270,000 | $3,186,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 183,000 | $3,142,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,600 | $3,138,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 138,000 | $3,137,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4,550 | $3,126,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 136,800 | $3,109,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 497,392 | $3,104,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 559,000 | $3,102,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 108,000 | $3,064,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 202,000 | $3,060,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 98,000 | $3,043,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 69,000 | $3,043,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 270,060 | $3,038,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 98,000 | $3,037,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,750,000 | $3,037,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 3,250,000 | $3,035,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 40,800 | $3,017,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 148,500 | $2,997,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 21,500 | $2,993,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 74,500 | $2,979,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 2,000,000 | $2,971,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,500,000 | $2,943,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 49,862 | $2,939,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 159,600 | $2,921,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 52,200 | $2,903,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,000 | $2,897,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 204,000 | $2,897,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 27,000 | $2,882,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 279,444 | $2,878,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,489,000 | $2,875,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,400 | $2,827,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 71,725 | $2,817,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 60,000 | $2,813,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 248,000 | $2,802,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 52,000 | $2,786,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8,450 | $2,773,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 67,600 | $2,770,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 24,000 | $2,764,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 2,500,000 | $2,763,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 31,000 | $2,744,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 44,000 | $2,742,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 95,000 | $2,712,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 146,000 | $2,698,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,500 | $2,693,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 25,000 | $2,691,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,850,000 | $2,675,000 | thousands by filing date | principal |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,400 | $2,663,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 71,055 | $2,646,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,150,521 | $2,646,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 28,100 | $2,627,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 181,000 | $2,625,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 69,200 | $2,625,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 120,434 | $2,610,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 46,500 | $2,593,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51,271 | $2,589,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,000,000 | $2,583,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 260,024 | $2,582,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 94,000 | $2,576,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,250,000 | $2,570,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,166,000 | $2,556,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,750,000 | $2,553,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 154,000 | $2,547,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 2,287 | $2,541,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 123,491 | $2,527,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 24,062 | $2,506,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 60,000 | $2,500,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 47,000 | $2,494,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,400,000 | $2,488,000 | thousands by filing date | principal |
| DRIL-QUIP INC | 262037104 | COM | 55,500 | $2,486,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,500,000 | $2,453,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 212,000 | $2,446,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 96,000 | $2,424,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 51,000 | $2,423,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 99,400 | $2,413,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,500,000 | $2,408,000 | thousands by filing date | principal |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16,000 | $2,396,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,000,000 | $2,395,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 55,800 | $2,393,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,000 | $2,366,000 | thousands by filing date | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 100 | $2,340,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 140,461 | $2,339,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 38,369 | $2,322,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 20,000 | $2,313,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 641,000 | $2,308,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 68,000 | $2,302,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 407,293 | $2,301,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 11,900 | $2,278,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 34,000 | $2,263,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 174,000 | $2,253,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,500 | $2,252,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,900 | $2,243,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 59,000 | $2,218,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 170,000 | $2,215,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 214,548 | $2,210,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 143,100 | $2,208,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 93,000 | $2,208,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,834 | $2,203,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 43,500 | $2,201,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 2,000,000 | $2,190,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 208,705 | $2,183,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 65,000 | $2,171,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,000 | $2,158,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 95,000 | $2,152,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,150,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25,000 | $2,144,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 20,500 | $2,140,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 84,000 | $2,134,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 90,000 | $2,102,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 85,000 | $2,091,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 34,757 | $2,077,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 37,000 | $2,060,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 207,028 | $2,060,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 238,532 | $2,056,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,000 | $2,040,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 58,000 | $2,039,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 92,500 | $2,033,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 196,100 | $2,026,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 17,700 | $2,025,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,000,000 | $2,024,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 14,000 | $2,020,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 69,525 | $2,001,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 2,000,000 | $1,993,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000,000 | $1,978,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 74,500 | $1,965,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 3,150,000 | $1,965,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 22,600 | $1,947,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,380,000 | $1,946,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 37,200 | $1,933,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,000 | $1,926,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 9,600 | $1,907,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 111,100 | $1,898,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 160,000 | $1,880,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 50,400 | $1,877,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 117,088 | $1,864,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 70,000 | $1,862,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 2,500,000 | $1,862,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,084,000 | $1,850,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 573,000 | $1,839,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 165,000 | $1,828,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 28,700 | $1,827,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,500 | $1,817,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 35,000 | $1,799,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 32,375 | $1,794,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 34,500 | $1,794,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 750,000 | $1,793,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,300 | $1,790,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 185,000 | $1,782,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 624,000 | $1,772,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 37,000 | $1,764,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 45,000 | $1,755,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 57,400 | $1,733,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 17,500 | $1,728,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 25,733 | $1,724,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,500,000 | $1,706,000 | thousands by filing date | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 109,500 | $1,704,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 19,500 | $1,690,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 282,000 | $1,689,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 550,000 | $1,689,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 53,000 | $1,660,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 15,915 | $1,621,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,600,000 | $1,620,000 | thousands by filing date | principal |
| BT GROUP-ADR | 05577E101 | ADR | 100,000 | $1,616,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 38,500 | $1,602,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 71,128 | $1,600,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,500,000 | $1,576,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 75,000 | $1,574,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64,300 | $1,570,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 33,130 | $1,560,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 31,200 | $1,520,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 148,188 | $1,519,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 52,500 | $1,517,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,000 | $1,489,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 1,100,000 | $1,481,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 390,000 | $1,470,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 725,000 | $1,466,000 | thousands by filing date | principal |
| MOODYS CORP COM | 615369105 | Stock | 9,000 | $1,452,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 37,610 | $1,441,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,000 | $1,439,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 28,000 | $1,434,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,200 | $1,427,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 55,000 | $1,421,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 7,875 | $1,420,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 35,500 | $1,404,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 49,250 | $1,402,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 330,539 | $1,392,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 15,000 | $1,383,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 80,375 | $1,382,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 40,400 | $1,380,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 9,000 | $1,370,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 79,000 | $1,363,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 229,000 | $1,360,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 79,179 | $1,358,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 13,000 | $1,354,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,400 | $1,341,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,000 | $1,337,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 253,500 | $1,333,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 16,200 | $1,331,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 33,000 | $1,330,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 21,000 | $1,320,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 720,000 | $1,318,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 12,000 | $1,316,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 23,000 | $1,311,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 11,000 | $1,304,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 27,000 | $1,303,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 156,825 | $1,286,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 129,000 | $1,281,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 175,000 | $1,269,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 70,000 | $1,269,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,000,000 | $1,267,000 | thousands by filing date | principal |
| JBT MAREL CORPORATION | 477839104 | COM | 11,000 | $1,247,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 500,000 | $1,238,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 10,200 | $1,229,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 185,000 | $1,204,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 120,000 | $1,199,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 90,000 | $1,184,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 443,000 | $1,183,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,000 | $1,179,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 50,000 | $1,178,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,250,000 | $1,146,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100,134 | $1,135,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 58,000 | $1,130,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,000 | $1,103,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 205,831 | $1,103,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 100 | $1,100,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 107,800 | $1,091,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,000 | $1,089,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 165,000 | $1,081,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46,000 | $1,080,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $1,072,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 49,677 | $1,069,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,000 | $1,064,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 35,000 | $1,043,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,000 | $1,037,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 21,000 | $1,033,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 95,808 | $1,030,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 29,000 | $1,020,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,000 | $1,020,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 70,000 | $1,018,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 43,967 | $1,014,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 319,500 | $1,013,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 34,100 | $1,012,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 61,761 | $988,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,700 | $984,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 53,782 | $984,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 41,400 | $981,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 76,400 | $980,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 15,000 | $973,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 457,842 | $971,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 20,000 | $966,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 155,850 | $966,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,500 | $963,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 58,700 | $962,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,857 | $958,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 34,000 | $957,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 65,349 | $946,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 96,441 | $937,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 46,000 | $932,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 79,857 | $930,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 32,000 | $927,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 34,988 | $922,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 200,000 | $920,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,000 | $917,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 22,000 | $913,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 24,000 | $906,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 26,750 | $905,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 80,000 | $896,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 34,000 | $893,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,000 | $888,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 55,000 | $877,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,000 | $876,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 64,800 | $872,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 14,900 | $851,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 34,000 | $850,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 60,000 | $842,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 43,500 | $835,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 23,000 | $833,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 11,000 | $833,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 59,000 | $825,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,000 | $818,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 12,800 | $815,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 9,375 | $814,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 50,000 | $808,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 45,000 | $800,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 132,068 | $796,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 19,600 | $792,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 59,000 | $775,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 195,000 | $770,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 257,812 | $748,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 86,000 | $741,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 71,200 | $737,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 28,000 | $728,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,500 | $690,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,000 | $689,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 15,000 | $689,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 30,000 | $687,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 175,000 | $676,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 34,500 | $676,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 25,000 | $674,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 61,000 | $669,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 12,800 | $659,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 80,000 | $658,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 44,000 | $645,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 31,367 | $643,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,000 | $640,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 600,000 | $631,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 16,000 | $626,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $625,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,000 | $623,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,800 | $620,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 588,000 | $617,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 40,000 | $609,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 584,000 | $609,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 10,000 | $604,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 20,056 | $602,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,000 | $596,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 18,000 | $594,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 36,300 | $579,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 350,000 | $571,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 20,000 | $571,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 9,000 | $570,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 30,000 | $566,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 14,000 | $561,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 125,056 | $559,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 10,000 | $546,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 100 | $540,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 18,000 | $539,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,600 | $532,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 94,801 | $528,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 100 | $525,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 41,000 | $521,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 13,000 | $508,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 115,000 | $500,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,000 | $499,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 237,000 | $498,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 428,066 | $492,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,000 | $490,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 14,100 | $490,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 152,000 | $489,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-022527 | this filing | 2018-05-09 | acceptance time not in the bulk data set |