13F-HR filed by FALCON POINT CAPITAL, LLC
FALCON POINT CAPITAL, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-26, with 116 holding rows worth $500,200,000.
- Accession
- 0001140361-18-019682
- Filer
- CIK 1251557
- Filed
- 2018-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 116 entries on the cover page, a total value of $500,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,200,000 with VALUE read as thousands by filing date, 13F file number 028-10492. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRussell Investments Group, Ltd.028-17598
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIREEYE INC | 31816Q101 | COM | 1,174,798 | $19,889,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 719,075 | $14,489,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 460,619 | $13,722,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 120,717 | $13,719,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 184,428 | $13,650,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 595,565 | $13,627,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 80,468 | $13,290,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 152,526 | $13,015,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 873,613 | $12,921,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 269,504 | $12,343,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 213,924 | $12,140,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 218,264 | $12,079,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 750,299 | $11,967,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 341,404 | $11,608,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 288,197 | $11,415,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,296,038 | $10,576,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 113,786 | $10,244,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 225,156 | $10,177,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 410,176 | $10,160,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 763,551 | $9,926,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 252,225 | $9,865,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 135,716 | $9,683,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 308,116 | $9,567,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 341,486 | $9,387,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 112,781 | $9,235,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 194,271 | $9,140,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 102,303 | $8,803,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200,085 | $8,674,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 366,290 | $8,395,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 137,126 | $8,282,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 363,778 | $8,261,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 241,553 | $8,145,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 228,499 | $7,540,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 176,287 | $6,907,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 329,637 | $6,774,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 741,202 | $6,545,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 96,010 | $6,408,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 272,795 | $6,222,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 54,470 | $5,863,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 72,646 | $5,645,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 92,787 | $5,382,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 119,610 | $5,191,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 90,343 | $5,047,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 313,894 | $5,022,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 232,015 | $4,536,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 145,815 | $3,765,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 393,512 | $3,266,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,500,000 | $2,666,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA INC 8 percent SENIOR NOTES DUE 2029 | 894174309 | 8% SENIOR NOTES DUE 2029 | 95,000 | $2,318,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,250,000 | $2,190,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,000,000 | $1,996,000 | thousands by filing date | principal |
| PROS Holding, Inc. | 74346YAC7 | CVBOND | 2,000,000 | $1,917,000 | thousands by filing date | principal |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 2,000,000 | $1,830,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 35,000 | $1,750,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,000,000 | $1,639,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 68,260 | $1,596,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 25,000 | $1,549,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,500,000 | $1,545,000 | thousands by filing date | principal |
| Apollo Global Management LLC | 037612405 | PRD | 60,000 | $1,503,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,500,000 | $1,399,000 | thousands by filing date | principal |
| PLAYAGS INC | 72814N104 | COM | 56,026 | $1,303,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,174 | $1,275,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 23,804 | $1,245,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T801 | Equities | 50,000 | $1,240,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 42,063 | $1,211,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,000,000 | $1,137,000 | thousands by filing date | principal |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 40,000 | $1,094,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 54,397 | $1,075,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 38,406 | $1,062,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 58,423 | $967,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,540 | $965,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 31,000 | $899,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 24,376 | $876,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 106,998 | $867,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,514 | $857,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,679 | $849,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 36,832 | $812,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 76,495 | $776,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 28,383 | $744,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 65,000 | $723,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 190,545 | $686,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 104,466 | $672,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 59,969 | $666,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,200 | $654,000 | thousands by filing date | |
| Capital One Finl Pfd Ser H | 14040H840 | PRD | 25,000 | $650,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 48,571 | $632,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 125,000 | $606,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 121,046 | $557,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,372 | $556,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 24,313 | $551,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 77,769 | $548,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 31,061 | $540,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 64,187 | $529,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 222,501 | $490,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,294 | $481,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 15,857 | $458,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 66,467 | $416,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,129 | $389,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $363,000 | thousands by filing date | |
| Petroquest | 716748207 | CONV PREF | 40,000 | $350,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 97,800 | $342,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,516 | $321,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,869 | $266,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 24,714 | $265,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,986 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 21,500 | $250,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,735 | $237,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,420 | $221,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,236 | $216,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,261 | $174,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 11,227 | $113,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 10,882 | $110,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 15,043 | $107,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,565 | $71,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,193 | $51,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 29,486 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-019682 | this filing | 2018-04-26 | acceptance time not in the bulk data set |