13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 100 | $7,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,223 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 250 | $7,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,000 | $7,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 656 | $7,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 275 | $7,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 954 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 333 | $7,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 700 | $7,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,964 | $7,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $7,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,825 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 629 | $7,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 752 | $7,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,778 | $7,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,826 | $7,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 878 | $7,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 472 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 225 | $7,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 418 | $7,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 9,000 | $7,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 741 | $7,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 764 | $6,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 302 | $6,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 329 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 124 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,266 | $6,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 173 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 132 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 285 | $6,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 224 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 300 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 350 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 200 | $6,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 275 | $6,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 9,496 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,000 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 300 | $6,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 305 | $6,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 195 | $6,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 708 | $6,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 115 | $6,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 3,085 | $6,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 3,033 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 312 | $6,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 557 | $6,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 259 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 500 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 600 | $6,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 4,506 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,143 | $6,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,897 | $6,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,380 | $6,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 7,000 | $6,000 | thousands by filing date | principal |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,600 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 200 | $6,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 114 | $5,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 108 | $5,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 175 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,106 | $5,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 200 | $5,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 48 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 170 | $5,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 119 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 80 | $5,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 278 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 161 | $5,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 553 | $5,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,008 | $5,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 178 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 224 | $5,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 363 | $5,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 142 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,962 | $5,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 378 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 550 | $5,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 56 | $5,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,600 | $5,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 489 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 353 | $5,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 347 | $5,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 250 | $5,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 121 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,281 | $5,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 791 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 218 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 11,321 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,370 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 776 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 34 | $5,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 100 | $5,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $5,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 1,316 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,000 | $5,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 327 | $5,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,160 | $5,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 414 | $5,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,239 | $5,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,480 | $5,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000 | $5,000 | thousands by filing date | principal |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 155 | $5,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 166 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 724 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 300 | $4,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 125 | $4,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 589 | $4,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 111 | $4,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 91 | $4,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 101 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 217 | $4,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 169 | $4,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 93 | $4,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 92 | $4,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 100 | $4,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 143 | $4,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 159 | $4,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 145 | $4,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 536 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 481 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $4,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 149 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 320 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 175 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 200 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 90 | $4,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 148 | $4,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,509 | $4,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 955 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 451 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 126 | $4,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 128 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 879 | $4,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 610 | $4,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 117 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,295 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 5,042 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 1,664 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 1,799 | $4,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 74 | $4,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 122 | $4,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 422 | $4,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,000 | $4,000 | thousands by filing date | principal |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 11,728 | $4,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 377 | $4,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,979 | $4,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 20,101 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,200 | $4,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 2,300 | $4,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 881 | $4,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 500 | $4,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 809 | $4,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 1,250 | $4,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 201 | $4,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 219 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 171 | $4,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 360 | $4,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,125 | $4,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,000 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 806 | $4,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 219 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 100 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 208 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,623 | $4,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $4,000 | thousands by filing date | principal |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 12,000 | $4,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,027 | $3,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 83 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 982 | $3,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 507 | $3,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 43 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 154 | $3,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 50 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 53 | $3,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 123 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $3,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 111 | $3,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 106 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 694 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 215 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 335 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,004 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 723 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 172 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 127 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 76 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 162 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $3,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 583 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 929 | $3,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 487 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 425 | $3,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 304 | $3,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 161 | $3,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $3,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 196 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 610 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 61 | $3,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 9 | $3,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 140 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 189 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,089 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 256 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 143 | $3,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 83 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $3,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,517 | $3,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 106 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 894 | $3,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 487 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 459 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 778 | $3,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 146 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 301 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 145 | $3,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 69 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 166 | $3,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 507 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 9,526 | $3,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000 | $3,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,637 | $3,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 898 | $3,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 316 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 985 | $3,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 865 | $3,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 500 | $3,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 651 | $3,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 300 | $3,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 843 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 66 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 366 | $2,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 55 | $2,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 63 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 90 | $2,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 71 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 162 | $2,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 100 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 72 | $2,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 73 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 106 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 76 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 99 | $2,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 178 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 75 | $2,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 18 | $2,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 98 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 676 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 692 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 41 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $2,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,670 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 101 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 141 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 384 | $2,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 55 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $2,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 103 | $2,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 105 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 81 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 689 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 133 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 75 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 506 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 223 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,352 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 375 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 71 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 80 | $2,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 438 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 60 | $2,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,233 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 123 | $2,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 454 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 600 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 300 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 6,704 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,000 | $2,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,435 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 646 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 196 | $2,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,007 | $2,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $2,000 | thousands by filing date | principal |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 103 | $2,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 105 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 723 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 392 | $2,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 185 | $2,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 106 | $2,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 732 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,093 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 187 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 558 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 80 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 92 | $2,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 249 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 101 | $2,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 65 | $2,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1,515 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 179 | $2,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 262 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,488 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2,025 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,087 | $2,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 122 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 45 | $2,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 91 | $2,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $2,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X105 | COM | 1,918 | $2,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 150 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 2,000 | $2,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 1,007 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 85 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 71 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 52 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 445 | $1,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 35 | $1,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 94 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 490 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 64 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 132 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,290 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 301 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 32 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 20 | $1,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 34 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 69 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 242 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 36 | $1,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 43 | $1,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 84 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 80 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 157 | $1,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 19 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 25 | $1,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 70 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 40 | $1,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100 | $1,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 25 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 85 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 294 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 66 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 350 | $1,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 66 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 207 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 247 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 137 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 50 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 90 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 193 | $1,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 44 | $1,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 578 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,744 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 500 | $1,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 256 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 292 | $1,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 14 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 274 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 111 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 230 | $1,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 74 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 192 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 700 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 36 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 546 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 208 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 150 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 71 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $1,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 35 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 142 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 335 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,200 | $1,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 22 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 528 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 92 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,021 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 100 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 883 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 504 | $1,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 39 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 44 | $1,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 518 | $1,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 88 | $1,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 133 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 102 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 528 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 909 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 207 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 17 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 148 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 600 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 500 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 720 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 668 | $1,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 1,000 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 200 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 184 | $1,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 75 | $1,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 136 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 613 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 556 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 3,207 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 765 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 707 | $1,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 48 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 445 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 606 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 190 | $1,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 26 | $1,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 118 | $1,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 55 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 38 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 61 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 159 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 100 | $1,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 44 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 100 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 182 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 1,167 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $1,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 708 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $1,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 2,005 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEARNY FINL CORP MD | 48716P108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILYSYS INC | 00847J105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |