13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,746 holding rows worth $87,004,856,000.
- Accession
- 0001140361-18-007923
- Filer
- CIK 1465109
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,557 entries on the cover page, a total value of $87,004,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,004,856,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 12,103 | $346,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 6,044 | $345,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 27,275 | $344,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 16,150 | $344,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,919 | $340,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 27,944 | $340,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 108,622 | $340,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,666 | $339,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 13,044 | $339,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 21,920 | $334,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,240 | $333,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,576 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,101 | $331,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 42,883 | $330,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,059 | $329,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,260 | $328,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,291 | $326,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 23,598 | $326,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,183 | $325,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,602 | $323,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,527 | $323,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 19,554 | $323,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 32,493 | $323,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 9,200 | $321,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,959 | $319,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 19,193 | $319,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,086 | $315,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,481 | $315,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 16,186 | $313,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 27,915 | $312,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 11,776 | $312,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,844 | $311,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,500 | $311,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,974 | $310,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,084 | $308,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 6,904 | $307,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,287 | $306,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,055 | $305,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,834 | $304,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,362 | $304,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 26,723 | $304,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 6,200 | $302,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,732 | $302,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,500 | $299,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,446 | $298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 23,102 | $298,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 8,370 | $298,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,441 | $297,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,814 | $296,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,001 | $296,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,345 | $295,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,102 | $295,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 29,356 | $295,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,813 | $293,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 9,900 | $293,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,500 | $292,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,425 | $292,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,434 | $292,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,697 | $291,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,290 | $291,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,625 | $291,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,018 | $291,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,273 | $291,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,375 | $291,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,194 | $287,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 12,122 | $286,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 16,550 | $285,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 6,542 | $285,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,900 | $285,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,417 | $285,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,896 | $284,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 25,439 | $284,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,992 | $283,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,219 | $282,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,460 | $281,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 13,104 | $279,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 30,116 | $278,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,392 | $277,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 464 | $277,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 6,911 | $277,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 82,494 | $276,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 2,965 | $276,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,323 | $274,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,483 | $274,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,422 | $274,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,100 | $274,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,600 | $272,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,105 | $271,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,552 | $271,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,400 | $271,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,722 | $270,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,695 | $270,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,800 | $270,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,899 | $270,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,038 | $268,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 10,570 | $268,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,129 | $267,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,017 | $266,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,536 | $266,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 47,921 | $265,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,748 | $264,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,910 | $264,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,009 | $264,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,541 | $263,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $263,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,257 | $262,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,631 | $260,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,561 | $260,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,561 | $258,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,128 | $258,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,004 | $257,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,117 | $256,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,084 | $255,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,884 | $255,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 16,393 | $253,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 9,102 | $253,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 21,029 | $253,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,663 | $252,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,773 | $252,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 16,357 | $251,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,958 | $249,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,215 | $249,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,500 | $249,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 678 | $247,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 78,836 | $246,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,625 | $245,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,150 | $245,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,725 | $245,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,336 | $244,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,900 | $243,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 55,155 | $243,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,500 | $242,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 4,954 | $240,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 44,000 | $240,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,825 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,350 | $238,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,171 | $238,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,400 | $237,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,018 | $236,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,000 | $236,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,508 | $234,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 4,721 | $233,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,298 | $232,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,163 | $232,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 25,172 | $232,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,877 | $231,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 7,716 | $231,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $230,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 6,800 | $230,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,267 | $228,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,682 | $228,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 4,108 | $227,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,197 | $226,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,542 | $226,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,443 | $226,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,662 | $225,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 9,496 | $225,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,901 | $225,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 8,685 | $224,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,632 | $224,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,215 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,000 | $223,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $223,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 6,324 | $222,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 11,000 | $222,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,735 | $220,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 64,397 | $220,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 294,000 | $219,000 | thousands by filing date | principal |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3,723 | $218,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,386 | $217,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,701 | $216,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,500 | $212,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,970 | $212,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,223 | $212,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,468 | $211,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,350 | $211,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,910 | $211,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,262 | $210,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,100 | $210,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,000 | $209,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,787 | $208,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,428 | $208,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,122 | $208,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 9,898 | $207,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 39,439 | $206,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,943 | $204,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,947 | $203,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,329 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,400 | $201,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,659 | $201,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,779 | $201,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,542 | $201,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,250 | $199,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 51,122 | $199,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,624 | $197,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,207 | $197,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,670 | $197,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,679 | $194,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,383 | $192,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 23,114 | $188,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,890 | $181,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,625 | $181,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 17,900 | $176,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,784 | $163,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,031 | $161,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,356 | $160,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 27,000 | $154,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 33,865 | $151,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 15,845 | $149,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 73,901 | $146,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,470 | $143,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 22,450 | $141,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,118 | $141,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,500 | $135,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,490 | $132,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,160 | $130,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,829 | $126,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,191 | $125,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,396 | $122,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,695 | $121,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,365 | $114,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $114,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 19,731 | $112,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 13,178 | $110,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,260 | $106,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,572 | $102,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,076 | $98,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 20,000 | $98,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,798 | $96,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,884 | $96,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,862 | $95,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 144,916 | $87,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,791 | $87,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $86,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 85,700 | $81,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,082 | $76,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,610 | $74,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,350 | $71,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 78,766 | $67,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 34,110 | $56,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,802 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,332 | $29,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 12,316 | $29,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 37,900 | $9,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 26,018 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-007923 | this filing | 2018-02-14 | acceptance time not in the bulk data set |