13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,056 holding rows worth $73,615,149,000.
- Accession
- 0001140361-18-007796
- Filer
- CIK 1521001
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 7,871 entries on the cover page, a total value of $73,615,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,615,149,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOWARD BANCORP INC COM | 442496105 | COM | 1,344 | $30,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 5,460 | $30,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 6,636 | $30,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,100 | $30,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,150 | $30,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 3,528 | $30,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 36,761 | $30,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 966 | $29,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,000 | $29,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,300 | $29,000 | thousands by filing date | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 882 | $29,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,134 | $29,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 504 | $29,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,218 | $29,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 966 | $29,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,974 | $29,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,050 | $29,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 966 | $29,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,728 | $29,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,730 | $29,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,428 | $29,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 10,206 | $29,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 1,764 | $29,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,000 | $28,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,352 | $28,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,218 | $28,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,402 | $28,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 6,006 | $28,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,646 | $28,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,032 | $28,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,184 | $28,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,352 | $28,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 26,628 | $28,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 5,208 | $28,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,184 | $28,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 4,746 | $28,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,058 | $28,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,394 | $28,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,604 | $28,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,596 | $28,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,024 | $28,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,428 | $27,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 966 | $27,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,344 | $27,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,134 | $27,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 924 | $27,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,554 | $27,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,596 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,008 | $27,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,914 | $27,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,302 | $27,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 882 | $27,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,352 | $27,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,276 | $27,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,218 | $27,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 840 | $27,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,722 | $27,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 798 | $27,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,638 | $26,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 336 | $26,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,019 | $26,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,780 | $26,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,386 | $26,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,024 | $26,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,974 | $26,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 400 | $26,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,054 | $26,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,914 | $26,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 4,284 | $26,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 5,796 | $26,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 756 | $26,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,528 | $26,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,402 | $26,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 2,646 | $26,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 30,240 | $26,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,512 | $26,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 4,494 | $26,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 1,134 | $26,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $25,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 630 | $25,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 522 | $25,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,436 | $25,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 924 | $25,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,260 | $25,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,428 | $25,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 630 | $25,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,554 | $25,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,460 | $25,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,176 | $25,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,970 | $25,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,528 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 8,300 | $25,000 | thousands by filing date | call |
| NORTHEAST BANCORP | 663904209 | COM | 1,092 | $25,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,722 | $25,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 966 | $25,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 6,770 | $25,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 3,108 | $24,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $24,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,814 | $24,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,704 | $24,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 966 | $24,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,092 | $24,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,092 | $24,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,434 | $24,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,310 | $24,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,470 | $24,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,512 | $24,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,092 | $24,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,176 | $24,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,284 | $24,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 4,284 | $24,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 3,864 | $24,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,654 | $24,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,932 | $24,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,276 | $24,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,596 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 408 | $23,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $23,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 3,570 | $23,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,906 | $23,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,008 | $23,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 546 | $23,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,176 | $23,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,268 | $23,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,218 | $23,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,108 | $23,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,176 | $23,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,292 | $23,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 588 | $23,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,646 | $23,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 756 | $23,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 6,216 | $23,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,470 | $23,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 3,108 | $23,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 445 | $22,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,738 | $22,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,134 | $22,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 462 | $22,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,302 | $22,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 714 | $22,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 840 | $22,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 924 | $22,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,974 | $22,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,386 | $22,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,722 | $22,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,100 | $22,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 546 | $22,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,108 | $22,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 756 | $22,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 818 | $21,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 296 | $21,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,470 | $21,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,722 | $21,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,562 | $21,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 672 | $21,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 3,066 | $21,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 848 | $21,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 4,662 | $21,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,218 | $21,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 714 | $21,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 5,292 | $21,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 487 | $20,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,436 | $20,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,830 | $20,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,116 | $20,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,142 | $20,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,596 | $20,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 20,328 | $20,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,974 | $20,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,058 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,260 | $20,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,856 | $20,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,082 | $20,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 6,804 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 21,462 | $20,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,754 | $20,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,764 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,204 | $20,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,092 | $20,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 4,074 | $20,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,016 | $20,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,890 | $20,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 900 | $19,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,638 | $19,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,974 | $19,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,008 | $19,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,058 | $19,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 4,000 | $19,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,680 | $19,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 16,128 | $19,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 4,914 | $19,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 5,208 | $19,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,670 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,340 | $18,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 607 | $18,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 882 | $18,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,386 | $18,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 378 | $18,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,854 | $18,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,142 | $18,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,134 | $18,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 2,352 | $18,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,562 | $18,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,906 | $18,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,890 | $18,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 1,554 | $18,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 672 | $18,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,512 | $18,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,344 | $17,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,184 | $17,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,092 | $17,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,066 | $17,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,654 | $17,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 1,764 | $17,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,050 | $17,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,890 | $17,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $16,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 300 | $16,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 588 | $16,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,176 | $16,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,302 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 630 | $16,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,344 | $16,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 6,384 | $16,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 2,604 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,050 | $16,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,596 | $16,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 840 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 13,692 | $16,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,230 | $16,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 462 | $16,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 546 | $16,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,502 | $16,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,990 | $16,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,764 | $15,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,478 | $15,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,444 | $15,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 504 | $15,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 588 | $15,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 462 | $15,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,198 | $15,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 336 | $15,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,512 | $15,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,242 | $15,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,512 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 6,468 | $15,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,806 | $15,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 1,900 | $15,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 4,284 | $15,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,596 | $14,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 714 | $14,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,512 | $14,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,500 | $14,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $14,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,722 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 12,978 | $14,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 14,028 | $14,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 8,526 | $14,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 504 | $14,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 756 | $14,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,806 | $14,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 400 | $13,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,302 | $13,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,192 | $13,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 126 | $13,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 6,762 | $13,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,700 | $13,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 3,024 | $13,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,386 | $12,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 756 | $12,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,436 | $12,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 742 | $12,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,598 | $12,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,058 | $12,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 966 | $12,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 1,092 | $12,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 420 | $12,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,050 | $12,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,013 | $11,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 400 | $11,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $11,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,638 | $11,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 924 | $11,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,428 | $11,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,476 | $11,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,218 | $11,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 700 | $11,000 | thousands by filing date | call |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,268 | $11,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 4,914 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6,048 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 66 | $10,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,310 | $10,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 400 | $10,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 400 | $10,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 7,644 | $10,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,900 | $10,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 30 | $9,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,000 | $9,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 378 | $9,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,806 | $9,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $9,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,016 | $9,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,600 | $9,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 3,948 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 186 | $9,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,302 | $9,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $8,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 171 | $8,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 420 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,520 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 252 | $8,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 600 | $8,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 882 | $8,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 798 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,730 | $8,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 840 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $7,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 756 | $7,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,848 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 640 | $7,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 2,310 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,134 | $7,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 1,470 | $7,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 46 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 588 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 714 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 104 | $6,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 924 | $6,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,646 | $6,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 5,964 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 234 | $6,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 5,285 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,890 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $5,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 600 | $5,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,684 | $5,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 126 | $5,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 168 | $5,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,300 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,368 | $5,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 882 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 787 | $4,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 117 | $4,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 74 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 362 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 203 | $4,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 5,544 | $4,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 32 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 168 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 252 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 83 | $3,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 78 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 378 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 546 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,375 | $3,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 30 | $2,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 102 | $2,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 58 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20 | $2,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 47 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 31 | $2,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 56 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 42 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 40 | $2,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 240 | $2,000 | thousands by filing date | call |
| STERIS PLC | G84720104 | SHS USD | 22 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 493 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 1,333 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 500 | $1,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 400 | $1,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $1,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $1,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 600 | $1,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 900 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 42 | $1,000 | thousands by filing date | call |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 2,500 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-007796 | this filing | 2018-02-14 | acceptance time not in the bulk data set |