13F-HR filed by GABELLI & Co INVESTMENT ADVISERS, INC.
GABELLI & Co INVESTMENT ADVISERS, INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-02, with 166 holding rows worth $756,786,000.
- Accession
- 0001140361-18-004789
- Filer
- CIK 932724
- Filed
- 2018-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 166 entries on the cover page, a total value of $756,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $756,786,000 with VALUE read as thousands by filing date, 13F file number 028-10598. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO INVS INC COM | 361438104 | COM | 2,193,055 | $65,024,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARD C R INC | 067383109 | COM | 194,629 | $64,541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 424,437 | $49,697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER INC | 887317303 | COM NEW | 484,756 | $44,341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTABA INC | 021346101 | COM | 492,494 | $34,401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 613,400 | $24,327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 201,046 | $23,478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728106 | COM | 629,719 | $20,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 205,059 | $16,737,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL ATK INC | 68557N103 | COM | 126,408 | $16,623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALATLANTIC GROUP INC | 128195104 | COM | 286,593 | $16,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXYS CORP | 46600W106 | COMMON STOCK | 599,300 | $14,353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 537,454 | $14,350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADSOFT INC | 11133B409 | COM | 241,800 | $13,275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 79,772 | $12,472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALPINE CORP | 131347304 | COM | 807,103 | $12,211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 142,307 | $12,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 216,332 | $11,422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 61,469 | $11,174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIBUNE COMPANY | 896047503 | COMMON | 255,595 | $10,855,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 889,222 | $10,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAVIUM INC | 14964U108 | COM | 119,498 | $10,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTMT GROUP | 758766109 | CL A | 425,200 | $9,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228104 | COM | 487,153 | $8,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303109 | COM | 220,000 | $8,877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 336,590 | $8,156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603106 | COM | 381,684 | $8,130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 154,236 | $7,971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL COLLINS INC | 774341101 | COM | 58,046 | $7,872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 189,232 | $7,384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 88,022 | $7,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GDL FD | 361570104 | COM SH BEN IT | 717,293 | $6,979,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 231,885 | $6,864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 620,982 | $6,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 129,268 | $5,694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 568,707 | $5,659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 968,950 | $5,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 541,600 | $5,199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACTECH INC | 30064E109 | COM | 104,256 | $5,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 81,893 | $4,968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP CLASS B | 90130A200 | COM | 134,471 | $4,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 157,850 | $4,341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 847235108 | COM | 180,561 | $4,164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 406,800 | $3,836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 384,939 | $3,780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 127,229 | $3,756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J108 | COM | 345,735 | $3,385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 165,900 | $2,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 45,000 | $2,927,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GGP INC | 36174X101 | COM | 124,672 | $2,916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 175,994 | $2,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 165,807 | $2,381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 34,700 | $2,360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZYMOTEC LTD | M4059L101 | SHS | 191,550 | $2,270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 115,400 | $2,188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 102,258 | $2,178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 219,700 | $2,131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETNA INC NEW | 00817Y108 | COM | 11,250 | $2,029,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 62,100 | $2,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENER8 MARITIME INC | Y26889108 | COM | 299,324 | $1,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 200,000 | $1,970,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUA CORPORATION | 005094107 | COM | 124,620 | $1,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERC HLDGS INC COM | 42704L104 | Stock | 30,625 | $1,917,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,500 | $1,879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 77,300 | $1,773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GYRODYNE LLC | 403829104 | COM | 87,994 | $1,770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 10,000 | $1,752,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 99,007 | $1,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 47,567 | $1,610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F106 | COM | 18,700 | $1,605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 69,275 | $1,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 112,227 | $1,479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC | 64976L109 | COM | 360,833 | $1,418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 21,775 | $1,394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 56,446 | $1,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $1,199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POST HLDGS INC | 737446104 | COM | 15,000 | $1,188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITEAID CORP | 767754104 | COM | 595,330 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 8,600 | $1,077,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 42,901 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAR ST FINL INC | 073844102 | COM | 101,432 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP COM | 05379B107 | Stock | 20,000 | $1,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 78,828 | $1,004,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 10,400 | $985,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,200 | $960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 99,153 | $958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 100,331 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 159,574 | $922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 10,350 | $885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 19,500 | $877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNYDERS LANCE INC | 833551104 | COM | 17,100 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 19,524 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,400 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 7,900 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 5,000 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 54,100 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 34,188 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cbs Corporation Cl A New | 124857103 | CLA | 9,242 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,000 | $539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $534,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 500,000 | $531,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 500,000 | $530,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 9,200 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 100 | $490,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 16,000 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,302 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,715 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,200 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 175,000 | $391,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,200 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viacom Inc Cl A | 92553P102 | CL A | 10,400 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 350,000 | $346,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEWMONT CORP | 651639106 | COM | 9,000 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 325,000 | $335,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $332,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 250 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,700 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 17,000 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTRON INC COM | 883203101 | Stock | 5,400 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,400 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,395 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 2,700 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 2,800 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 1,700 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 6,200 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,750 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 4,500 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 25,600 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIDEOCON D2H LTD | 92657J101 | ADR | 26,790 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,500 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY | 531229888 | COMMON STOCK | 11,339 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 15,500 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,250 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 3,400 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 3,000 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC COM | 624756102 | Stock | 6,500 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 150,000 | $227,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PANDORA MEDIA INC | 698354107 | COM | 47,000 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 125,000 | $225,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 37,100 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 1,750 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 250,000 | $215,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 50,300 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 175,000 | $208,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 13,400 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,700 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,000 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,000 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 270,800 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MBIA INC | 55262C100 | COMMON STOCK | 24,300 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 25,550 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 200,000 | $172,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 200,000 | $161,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10,000 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,000 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 224,477 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 18,847 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 600,482 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,000 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,612 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 18,000 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 200,000 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 200,000 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,220 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 471,530 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-004789 | this filing | 2018-02-02 | acceptance time not in the bulk data set |