13F-HR filed by Rathbones Group PLC
Rathbones Group PLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 320 holding rows worth $2,456,974,000.
- Accession
- 0001140361-18-003013
- Filer
- CIK 1351991
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 320 entries on the cover page, a total value of $2,456,974,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,456,966,000 with VALUE read as thousands by filing date, 13F file number 028-11582. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Visa Inc | 92826C839 | COM | 987,570 | $112,603,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 87,666 | $102,523,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,695,734 | $77,800,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 232,523 | $74,652,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,306,646 | $69,161,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 392,614 | $66,442,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 859,513 | $54,424,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 242,900 | $53,970,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 267,829 | $47,261,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 613,797 | $45,188,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 601,608 | $42,961,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40,497 | $42,660,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 496,801 | $42,496,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 280,331 | $42,431,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 618,086 | $41,059,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 38,855 | $40,658,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 231,590 | $40,584,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,034,524 | $37,470,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 244,310 | $34,135,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 304,465 | $32,559,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 682,500 | $31,757,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 672,380 | $31,037,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 294,718 | $30,963,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 502,700 | $30,805,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 154,091 | $30,544,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 288,882 | $30,520,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 476,000 | $30,126,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 390,017 | $29,427,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 169,570 | $28,725,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 276,140 | $28,230,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 305,325 | $27,656,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 169,723 | $26,745,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 165,820 | $26,163,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 293,502 | $25,429,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 135,200 | $25,338,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 301,842 | $25,246,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 279,500 | $24,540,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 125,594 | $23,804,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 230,000 | $23,055,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 207,249 | $22,281,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 240,900 | $21,895,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 674,000 | $21,103,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 59,302 | $19,923,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 241,448 | $19,782,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 228,044 | $19,676,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 192,150 | $19,582,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 61,013 | $19,437,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,030,805 | $17,988,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 231,240 | $17,787,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 261,351 | $16,920,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 56,083 | $14,966,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 188,114 | $13,998,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 65,226 | $13,962,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 109,140 | $13,663,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 140,431 | $13,630,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 141,393 | $12,991,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 102,278 | $12,647,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 162,103 | $12,605,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 211,780 | $12,086,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 281,532 | $12,050,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 76,909 | $11,795,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 159,978 | $10,781,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 171,838 | $10,748,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 126,923 | $10,330,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 104,265 | $10,083,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 55,999 | $9,738,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 73,428 | $9,343,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 49,397 | $9,279,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 76,282 | $9,148,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 40,202 | $8,992,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 107,418 | $8,747,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 211,555 | $8,615,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 85,257 | $8,338,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 69,765 | $8,150,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 33,699 | $7,932,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 77,214 | $7,713,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 120,535 | $7,627,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 138,803 | $7,283,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 83,469 | $7,050,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 140,269 | $6,705,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 42,905 | $6,582,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 129,683 | $6,111,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 61,127 | $6,025,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 34,580 | $5,963,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 49,214 | $5,614,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 187,978 | $5,549,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 92,015 | $5,514,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 39,685 | $5,322,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 136,452 | $5,120,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 841,982 | $5,052,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 57,928 | $4,650,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 57,021 | $4,510,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 115,418 | $4,134,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 38,931 | $4,063,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 53,565 | $3,978,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 102,088 | $3,969,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22,305 | $3,839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 63,377 | $3,760,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 52,638 | $3,738,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 60,092 | $3,646,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,776 | $3,525,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 26,251 | $3,465,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 41,635 | $3,396,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,891 | $3,391,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 48,900 | $3,335,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 21,505 | $3,304,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,034 | $3,254,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 116,044 | $3,202,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 65,982 | $3,180,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 56,282 | $3,167,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 51,639 | $3,164,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8,525 | $3,111,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 66,620 | $3,085,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 51,819 | $3,046,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 58,029 | $3,006,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 38,848 | $2,816,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 30,470 | $2,787,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 28,048 | $2,770,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 38,725 | $2,699,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 59,412 | $2,577,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,115 | $2,541,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 63,577 | $2,511,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20,690 | $2,496,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,585 | $2,482,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 63,348 | $2,398,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,105 | $2,319,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 35,975 | $2,185,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 49,041 | $2,145,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 312,930 | $2,090,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,083,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,393 | $2,042,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 27,202 | $1,983,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,740 | $1,837,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,033 | $1,790,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 17,580 | $1,775,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,024 | $1,732,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,069 | $1,673,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 76,000 | $1,591,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 95,210 | $1,562,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 32,195 | $1,550,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 62,200 | $1,493,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 17,180 | $1,483,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,217 | $1,468,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 21,450 | $1,465,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 50,000 | $1,464,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,286 | $1,443,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 43,417 | $1,434,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 11,770 | $1,420,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 20,950 | $1,416,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20,145 | $1,369,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,700 | $1,337,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,206 | $1,326,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,789 | $1,326,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 67,826 | $1,286,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 12,317 | $1,280,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,594 | $1,276,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 38,858 | $1,244,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 29,780 | $1,193,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 16,870 | $1,178,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 17,060 | $1,161,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 30,310 | $1,144,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 10,000 | $1,137,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,650 | $1,128,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 26,100 | $1,102,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,600 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,395 | $1,034,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,913 | $1,020,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,934 | $1,015,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,081 | $1,009,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 20,000 | $1,001,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 13,500 | $978,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 19,800 | $973,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,307 | $973,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,615 | $972,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,605 | $968,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,460 | $951,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 25,065 | $948,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,800 | $944,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 12,832 | $910,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,597 | $905,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 68,100 | $870,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,552 | $864,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 25,250 | $856,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 20,775 | $845,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 11,593 | $826,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 24,140 | $816,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,858 | $815,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 15,250 | $814,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19,020 | $786,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 53,109 | $769,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,519 | $740,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 16,939 | $740,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,502 | $725,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,807 | $720,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,960 | $703,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,800 | $673,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,512 | $661,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 25,250 | $651,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,200 | $650,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 62,948 | $641,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,029 | $607,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,000 | $606,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10,975 | $597,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,854 | $594,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 13,750 | $571,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,413 | $571,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 239,750 | $568,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,490 | $563,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,397 | $561,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,415 | $561,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 20,000 | $544,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 25,060 | $531,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,226 | $529,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,875 | $528,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,284 | $525,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,265 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 14,375 | $511,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 21,445 | $511,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 27,600 | $503,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 25,995 | $488,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,268 | $476,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,050 | $473,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,500 | $471,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,173 | $469,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,250 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,531 | $454,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,080 | $450,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,763 | $437,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,000 | $431,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,200 | $419,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 8,000 | $419,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,940 | $412,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 357 | $407,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,796 | $392,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,513 | $383,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 15,000 | $379,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,027 | $370,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,650 | $356,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 13,235 | $349,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,000 | $345,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,705 | $344,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,965 | $331,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,940 | $328,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,120 | $328,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,200 | $327,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,550 | $325,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,720 | $322,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,750 | $315,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,560 | $310,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,470 | $307,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 22,900 | $306,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 592 | $304,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 175 | $304,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,810 | $303,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,774 | $302,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,572 | $296,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,564 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,645 | $295,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,000 | $290,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,149 | $290,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,715 | $290,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,759 | $290,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,150 | $288,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,000 | $282,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,676 | $272,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,296 | $269,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,000 | $266,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,800 | $262,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,163 | $258,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,720 | $258,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,018 | $254,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 805 | $253,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,832 | $253,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,942 | $245,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,040 | $244,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 750 | $243,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,912 | $234,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $230,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 8,650 | $230,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,750 | $229,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,922 | $227,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,250 | $226,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,910 | $224,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,130 | $224,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,370 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,730 | $221,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,620 | $220,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,130 | $215,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,283 | $214,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 66,653 | $208,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,070 | $207,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,200 | $207,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,000 | $200,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,500 | $184,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 69,176 | $173,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,000 | $163,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,920 | $146,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,000 | $139,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,600 | $138,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,230 | $128,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,200 | $122,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,200 | $109,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 20,400 | $107,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,616 | $89,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 25,000 | $65,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 60,000 | $62,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,000 | $57,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,400 | $55,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,769 | $51,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 26,500 | $50,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 25,000 | $41,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,500 | $27,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 38,000 | $26,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 10,000 | $26,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 28,250 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 40,000 | $22,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,500 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,651 | $18,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 15,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-003013 | this filing | 2018-01-24 | acceptance time not in the bulk data set |