13F-HR/A filed by 683 Capital Management, LLC
683 Capital Management, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-12-07, with 107 holding rows worth $1,403,657,000.
- Accession
- 0001140361-17-045299
- Filer
- CIK 1404574
- Filed
- 2017-12-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 107 entries on the cover page, a total value of $1,403,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,403,657,000 with VALUE read as thousands by filing date, 13F file number 028-14771. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included manager683 Capital Partners, LP028-14774
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,590,000 | $159,319,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,700,000 | $93,717,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,150,000 | $61,203,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 2,710,000 | $54,742,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,500,000 | $52,065,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,255,700 | $49,445,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,675,000 | $49,195,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 915,000 | $48,696,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,600,000 | $46,992,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,305,000 | $43,509,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 626,100 | $32,783,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 8,752,900 | $29,847,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 1,365,000 | $27,573,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 507,200 | $26,557,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 250,000 | $25,858,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,195,000 | $25,358,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,558,700 | $23,988,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 400,000 | $20,684,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 615,000 | $20,504,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 347,756 | $20,379,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 660,000 | $19,384,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 79,000 | $18,917,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 86,000 | $18,061,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,118,592 | $17,640,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 900,000 | $17,478,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 350,000 | $17,000,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 3,000,000 | $14,460,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 325,000 | $14,290,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 1,130,300 | $14,185,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 595,000 | $13,144,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 580,000 | $12,714,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 100,000 | $11,770,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 255,000 | $11,212,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,264,286 | $10,597,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 119,000 | $10,382,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 270,000 | $10,109,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 150,000 | $9,266,000 | thousands by filing date | put |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 17,000,000 | $9,180,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 723,900 | $9,121,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 907,825 | $8,888,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 150,000 | $8,790,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 470,848 | $8,682,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,780,000 | $8,651,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 200,000 | $7,690,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 149,397 | $7,678,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 225,000 | $7,306,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 646,757 | $6,985,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 400,500 | $6,949,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 549,900 | $6,929,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 124,000 | $6,493,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 120,000 | $6,386,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 152,000 | $6,302,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 140,000 | $6,156,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $6,026,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 250,000 | $5,430,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $5,232,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 155,000 | $5,168,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 100,000 | $5,014,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,513,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 100,000 | $4,433,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,407,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 50,000 | $4,366,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 100,000 | $4,253,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $4,244,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $4,204,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 125,000 | $4,059,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 480,000 | $3,921,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 725,000 | $3,806,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 75,000 | $3,728,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 190,000 | $3,578,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,640,000 | $3,538,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 700,000 | $3,241,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 300,000 | $3,114,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,679,000 | $2,938,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 125,000 | $2,653,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 205,000 | $2,583,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100,000 | $2,517,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,442,000 | $2,399,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 24,000 | $2,199,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 575,000 | $2,110,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 64,703 | $2,101,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 719,450 | $2,072,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 200,000 | $2,016,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 600,000 | $1,908,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,000 | $1,726,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 1,222,434 | $1,614,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 275,001 | $1,540,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 434,380 | $1,525,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 100,000 | $1,507,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 6,275,000 | $1,255,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 100,000 | $1,035,000 | thousands by filing date | |
| CARDCONNECT CORP | 14141X116 | *W EXP 07/29/202 | 291,500 | $927,000 | thousands by filing date | |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 1,310,948 | $777,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 250,000 | $725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 30,000 | $606,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 850,000 | $595,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000,000 | $540,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 100,000 | $483,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 1,651,425 | $462,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 495,050 | $421,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $393,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 51,400 | $307,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 212,800 | $100,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 45,000 | $77,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 1,313 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 51,011 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 7,400 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006654 | superseded | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-045299 | this filing | 2017-12-07 | acceptance time not in the bulk data set |