13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 1,594 holding rows worth $79,938,904,000.
- Accession
- 0001140361-17-042949
- Filer
- CIK 1465109
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,640 entries on the cover page, a total value of $79,938,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,938,904,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,632 | $223,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,545 | $222,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 593 | $222,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,725 | $221,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 59,620 | $221,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,195 | $220,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,877 | $220,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $219,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,443 | $219,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,930 | $219,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,313 | $216,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,819 | $216,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,684 | $216,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,434 | $216,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,434 | $215,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,719 | $213,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,426 | $213,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,334 | $213,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 9,898 | $213,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,966 | $212,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,000 | $212,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,262 | $211,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,882 | $211,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 6,539 | $211,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,389 | $211,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 8,685 | $209,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,624 | $208,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,542 | $208,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,367 | $207,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,675 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,400 | $207,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,118 | $207,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,403 | $206,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,061 | $204,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,124 | $204,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,561 | $202,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $202,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,207 | $201,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,500 | $200,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,500 | $197,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,000 | $196,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,140 | $194,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 17,873 | $191,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,879 | $188,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,182 | $188,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,096 | $188,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,759 | $186,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 30,345 | $185,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 16,666 | $185,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,383 | $182,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 82,494 | $177,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,784 | $169,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,646 | $167,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,400 | $166,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,031 | $160,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,356 | $159,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 50,623 | $159,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,214 | $147,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $147,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,000 | $144,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,837 | $144,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,800 | $143,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $141,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,191 | $136,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 21,845 | $133,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,578 | $132,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 14,277 | $131,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,652 | $129,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,047 | $124,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,168 | $115,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,508 | $113,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,674 | $113,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,505 | $112,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,499 | $111,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,260 | $103,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,884 | $97,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,200 | $94,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,432 | $89,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,273 | $88,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 20,000 | $87,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $85,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,000 | $84,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,400 | $79,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,006 | $79,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 10,200 | $72,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,000 | $70,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,784 | $55,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 33,985 | $49,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 23,580 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,412 | $39,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,428 | $38,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $33,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,300 | $19,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 26,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042949 | this filing | 2017-11-15 | acceptance time not in the bulk data set |