13F-HR filed by DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 840 holding rows worth $24,117,071,000.
- Accession
- 0001140361-17-042761
- Filer
- CIK 1694217
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,653 entries on the cover page, a total value of $24,117,071,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,117,071,000 with VALUE read as thousands by filing date, 13F file number 028-17954. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDZ PRIVATBANK S.A.028-17955
- included managerIPConcept (Luxemburg) S.A.028-17956
- included managerUNION ASSET MANAGEMENT HOLDING AG028-17957
- included managerUnion Investment Institutional GmbH028-17959
- included managerUnion Investment Privatfonds GmbH028-17961
- included managerBEA Union Investment Management Ltd.028-17962
- included managerQuoniam Asset Management GmbH028-17963
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 3,209,086 | $548,337,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,356,045 | $483,565,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,771,636 | $478,691,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,155,646 | $458,533,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 465,394 | $453,161,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,458,507 | $425,829,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,288,473 | $401,956,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,659,998 | $385,180,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 371,059 | $355,884,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,007,287 | $338,802,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,171,587 | $334,667,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,392,591 | $328,485,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,028,427 | $322,023,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,019,603 | $321,999,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,646,827 | $311,579,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,275,308 | $308,712,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,629,992 | $303,909,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,550,449 | $289,121,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,046,576 | $288,975,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,266,670 | $279,623,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,342,515 | $278,050,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,008,573 | $273,716,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,580,062 | $269,207,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,832,006 | $267,660,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 960 | $263,750,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,745,954 | $243,054,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,158,735 | $242,690,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 829,743 | $238,735,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,020,419 | $236,018,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,407,376 | $230,187,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,429,264 | $220,021,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 927,298 | $219,946,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 215,998 | $207,654,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,753,447 | $206,032,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,599,979 | $189,409,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,598,030 | $188,980,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,476,132 | $180,235,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 716,127 | $179,913,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 955,738 | $178,665,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,629,307 | $176,284,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,783,871 | $174,687,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 806,069 | $169,192,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,047,634 | $164,143,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,620,536 | $161,582,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,412,092 | $159,925,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,120,610 | $158,836,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,204,956 | $156,650,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,801,680 | $156,082,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,124,614 | $151,903,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 757,628 | $143,858,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,339,283 | $143,784,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 871,041 | $138,502,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 535,991 | $137,027,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,474,048 | $136,077,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 960,596 | $134,233,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,544,532 | $133,557,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,073,859 | $132,784,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 7,631,027 | $130,530,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,634,508 | $126,228,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 964,311 | $124,019,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,499,533 | $114,220,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 465,800 | $113,482,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 760,059 | $111,388,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 3,481,582 | $109,605,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 612,806 | $109,208,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,434,472 | $104,057,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 540,875 | $102,674,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,196,867 | $102,667,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,978,674 | $100,168,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,554,039 | $99,955,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,007,253 | $98,055,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 876,077 | $97,620,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,051,100 | $96,292,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 921,028 | $94,358,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 904,313 | $93,551,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 499,753 | $91,611,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,931,223 | $90,366,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,272,012 | $90,046,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,327,984 | $87,601,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,076,355 | $87,197,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 894,224 | $86,509,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,288,911 | $83,997,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 2,036,925 | $82,718,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,051,126 | $81,517,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,101,995 | $80,974,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 391,034 | $76,582,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 522,783 | $75,846,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,591,643 | $74,633,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 277,755 | $73,274,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 826,853 | $72,978,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,058,547 | $72,724,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,116,177 | $72,013,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,281,293 | $71,022,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 871,035 | $70,833,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 616,930 | $70,749,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 836,628 | $70,120,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 636,710 | $69,600,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,103,515 | $69,341,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 791,305 | $68,669,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,022,943 | $66,051,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 549,913 | $64,714,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 994,565 | $62,975,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 43,250,000 | $62,417,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 170,674 | $62,026,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 42,300,000 | $60,168,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 695,100 | $59,456,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,540,371 | $57,780,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 30,650,000 | $56,397,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 966,230 | $52,148,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,374,410 | $51,774,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 275,981 | $51,634,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 517,570 | $51,264,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 426,912 | $51,141,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 570,122 | $51,107,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 203,605 | $50,431,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 717,439 | $50,392,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,642,679 | $49,905,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 377,096 | $48,631,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 45,250,000 | $47,864,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 1,007,202 | $47,640,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 770,459 | $47,421,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,022,449 | $47,288,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 634,868 | $46,809,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 587,580 | $46,289,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 224,506 | $46,013,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 704,158 | $44,659,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 623,416 | $43,488,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,250,160 | $42,180,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 217,777 | $40,297,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 843,233 | $40,230,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 567,454 | $40,192,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 230,166 | $39,423,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 441,311 | $39,215,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,165,068 | $38,877,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 330,650 | $38,346,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 793,636 | $38,229,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 33,750,000 | $37,837,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 1,223,390 | $37,717,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 209,428 | $37,596,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 12,250,000 | $37,439,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 2,310,487 | $37,207,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 437,172 | $37,003,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,336,853 | $36,772,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,215,501 | $36,367,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 368,199 | $36,293,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,580,249 | $35,461,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 450,554 | $35,045,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,612,600 | $34,961,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 426,091 | $34,930,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 29,800,000 | $34,563,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 371,174 | $34,114,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 206,581 | $33,938,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 740,945 | $33,351,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,715,157 | $33,097,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 393,377 | $32,675,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 865,000 | $32,495,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 198,107 | $31,998,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 27,450,000 | $31,860,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 450,055 | $31,706,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 575,769 | $30,856,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 11,800,000 | $30,679,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 482,713 | $30,633,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 487,800 | $30,625,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 119,847 | $30,467,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 23,200,000 | $30,104,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 301,970 | $29,100,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 559,008 | $28,803,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 285,587 | $28,575,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 178,857 | $27,474,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 23,250,000 | $26,792,000 | thousands by filing date | principal |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 675,088 | $26,740,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 26,500,000 | $26,616,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 315,075 | $26,440,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 178,381 | $26,319,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 397,202 | $25,648,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 703,690 | $25,290,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 25,150,000 | $25,209,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,050,000 | $24,708,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 23,800,000 | $23,913,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 197,973 | $23,200,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 294,842 | $22,682,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 857,375 | $21,726,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 638,994 | $21,540,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 730,340 | $21,333,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,950,000 | $21,190,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 538,119 | $21,163,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 32,645 | $20,442,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 281,900 | $20,347,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 19,750,000 | $19,930,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 426,784 | $19,653,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 133,698 | $19,493,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 176,830 | $19,069,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 20,900,000 | $18,924,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 17,800,000 | $18,857,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 206,690 | $18,697,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 125,189 | $18,674,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 716,982 | $18,605,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 108,505 | $18,231,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 154,801 | $18,193,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 16,000,000 | $18,019,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 239,200 | $17,646,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 427,152 | $17,249,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 157,211 | $17,165,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,500,000 | $16,708,000 | thousands by filing date | principal |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,633,395 | $16,693,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 350,048 | $16,599,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 12,750,000 | $16,346,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 307,866 | $16,323,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 236,415 | $16,271,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 194,121 | $16,063,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 143,592 | $15,930,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 181,414 | $15,863,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 148,285 | $15,765,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 110,274 | $15,760,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 820,153 | $15,501,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 448,448 | $15,314,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 14,000,000 | $15,289,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 207,048 | $15,247,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 167,772 | $15,208,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 14,750,000 | $15,153,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 157,000 | $14,998,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 616,586 | $14,911,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 13,100,000 | $14,909,000 | thousands by filing date | principal |
| AMEREN CORP COM | 023608102 | Stock | 257,500 | $14,894,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 256,326 | $14,629,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 103,815 | $14,403,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 10,200,000 | $14,337,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 11,750,000 | $14,203,000 | thousands by filing date | principal |
| DOLLAR GEN CORP COM | 256677105 | Stock | 175,000 | $14,184,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 386,274 | $14,088,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 15,250,000 | $13,952,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 800,000 | $13,778,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 237,749 | $13,542,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 160,931 | $13,327,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 325,814 | $13,245,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 11,500,000 | $13,073,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 117,789 | $12,986,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,950,000 | $12,851,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200,000 | $12,658,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 328,746 | $12,344,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,500,000 | $12,176,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 290,528 | $12,083,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 124,533 | $12,050,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8,750,000 | $12,043,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100,000 | $11,930,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 119,898 | $11,863,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 221,585 | $11,822,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 160,600 | $11,687,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 148,993 | $11,498,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 91,026 | $11,432,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 784,459 | $11,413,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 315,677 | $11,354,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 175,000 | $11,219,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 207,773 | $11,074,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 9,250,000 | $11,001,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 263,000 | $10,901,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 255,000 | $10,881,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 143,588 | $10,860,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 86,640 | $10,804,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 650,000 | $10,771,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 415,459 | $10,749,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,500,000 | $10,669,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 227,800 | $10,620,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 74,561 | $10,597,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 213,294 | $10,556,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 168,360 | $10,544,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,500,000 | $10,182,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 10,000,000 | $9,967,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000,000 | $9,849,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 123,739 | $9,848,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 243,767 | $9,702,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 8,500,000 | $9,701,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 662,406 | $9,661,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 250,000 | $9,496,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,500,000 | $9,351,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,250,000 | $9,055,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 140,060 | $8,998,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 115,000 | $8,938,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 127,393 | $8,936,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 143,861 | $8,927,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 90,250 | $8,881,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 36,481 | $8,847,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 298,926 | $8,827,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 93,930 | $8,772,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 312,744 | $8,713,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 725,659 | $8,686,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,000,000 | $8,647,000 | thousands by filing date | principal |
| INGREDION INC COM | 457187102 | Stock | 70,212 | $8,471,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 155,364 | $8,431,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 70,953 | $8,383,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 285,914 | $8,340,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 796,600 | $8,316,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 8,300,000 | $8,316,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 132,207 | $8,172,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 153,800 | $8,111,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 8,000,000 | $8,000,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,000 | $7,890,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,500,000 | $7,839,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 196,043 | $7,836,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4,238 | $7,759,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 386,701 | $7,757,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 8,250,000 | $7,735,000 | thousands by filing date | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 154,470 | $7,718,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 90,865 | $7,711,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 400,000 | $7,633,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 66,850 | $7,630,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 158,100 | $7,599,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 144,985 | $7,515,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 73,696 | $7,509,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 499,991 | $7,499,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 118,322 | $7,274,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 47,000 | $7,274,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 113,227 | $7,268,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 85,801 | $7,255,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,544 | $7,247,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 64,000 | $7,237,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 7,000,000 | $7,170,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 102,300 | $7,167,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,000,000 | $7,160,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,750,000 | $7,153,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 158,730 | $7,113,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 113,558 | $7,092,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 7,000,000 | $7,076,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 80,000 | $7,063,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 80,692 | $6,930,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 367,975 | $6,906,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 106,937 | $6,865,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 58,115 | $6,860,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 681,000 | $6,837,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 178,288 | $6,810,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 6,500,000 | $6,657,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 388,828 | $6,625,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 57,750 | $6,584,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 35,118 | $6,552,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 96,108 | $6,543,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 95,000 | $6,434,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 272,966 | $6,279,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 132,143 | $6,186,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 86,715 | $6,184,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 5,500,000 | $6,173,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 23,955 | $6,059,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 136,400 | $6,022,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 87,000 | $5,982,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 9,920 | $5,904,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 114,450 | $5,863,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 227,898 | $5,831,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 237,255 | $5,755,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,011,608 | $5,745,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,150,000 | $5,743,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 118,000 | $5,689,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 136,310 | $5,672,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 165,000 | $5,628,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 5,500,000 | $5,522,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 95,576 | $5,514,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 143,630 | $5,439,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 43,000 | $5,421,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 220,418 | $5,420,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,000,000 | $5,419,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 70,926 | $5,415,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 70,117 | $5,415,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 89,661 | $5,347,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,959,300 | $5,310,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 54,054 | $5,279,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 350,000 | $5,254,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 86,170 | $5,208,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 95,000 | $5,084,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,101 | $5,071,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 104,607 | $5,067,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,750,000 | $5,049,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 50,346 | $5,033,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 153,185 | $5,032,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 107,324 | $5,029,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,000 | $4,978,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 111,682 | $4,970,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 202,073 | $4,874,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 44,000 | $4,861,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 4,000,000 | $4,841,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 133,729 | $4,838,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 4,000,000 | $4,825,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 84,471 | $4,800,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 557,495 | $4,771,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 82,000 | $4,717,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 35,509 | $4,683,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 300,000 | $4,620,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 34,949 | $4,602,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 99,587 | $4,561,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 99,054 | $4,560,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 84,611 | $4,544,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,250,000 | $4,480,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29,576 | $4,472,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,750,000 | $4,464,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 30,000 | $4,455,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 29,366 | $4,377,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 84,094 | $4,353,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,250,000 | $4,303,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 51,756 | $4,290,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 71,000 | $4,247,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 29,644 | $4,210,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 34,300 | $4,166,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 75,000 | $4,144,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 200,000 | $4,142,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 38,905 | $4,123,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100,186 | $4,122,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 49,770 | $4,081,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35,000 | $4,059,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 17,500 | $4,022,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 103,525 | $3,982,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 110,141 | $3,929,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 45,231 | $3,915,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,000 | $3,910,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 187,581 | $3,900,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 19,000 | $3,895,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $3,824,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 116,137 | $3,810,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 62,916 | $3,772,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 194,465 | $3,733,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 29,000 | $3,717,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 350,000 | $3,710,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 175,000 | $3,699,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,500,000 | $3,689,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 57,872 | $3,688,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 104,700 | $3,666,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 62,000 | $3,660,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 64,007 | $3,586,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 56,500 | $3,491,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 207,795 | $3,435,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 33,187 | $3,422,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 41,960 | $3,354,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 310,000 | $3,243,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 31,348 | $3,217,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 470,700 | $3,215,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 51,866 | $3,182,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 22,194 | $3,163,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 94,496 | $3,153,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 51,000 | $3,146,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 590,911 | $3,108,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 117,800 | $3,105,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 55,005 | $3,095,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 57,055 | $3,078,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,000 | $3,073,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 67,287 | $3,071,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 500,861 | $3,005,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 43,510 | $2,957,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 861,151 | $2,919,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 86,000 | $2,877,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 87,000 | $2,867,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 220,002 | $2,836,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 278,200 | $2,801,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 250,000 | $2,800,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,500,000 | $2,789,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 36,210 | $2,781,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 25,751 | $2,757,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 186,860 | $2,748,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 22,633 | $2,728,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 24,108 | $2,706,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 74,510 | $2,684,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 99,279 | $2,628,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 600,000 | $2,627,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 48,382 | $2,614,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 22,450 | $2,606,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 38,834 | $2,598,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 64,077 | $2,583,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 26,045 | $2,560,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 500,000 | $2,510,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 141,700 | $2,494,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,500,000 | $2,485,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 97,400 | $2,411,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,000 | $2,347,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 179,746 | $2,329,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 148,400 | $2,298,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 375,000 | $2,293,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 246,752 | $2,268,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,582 | $2,246,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 28,537 | $2,233,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 40,000 | $2,165,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 58,691 | $2,155,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 20,000 | $2,128,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 16,900 | $2,128,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 46,189 | $2,121,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,000,000 | $2,091,000 | thousands by filing date | principal |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 34,074 | $2,039,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 47,512 | $2,019,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,410 | $1,970,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8,725 | $1,968,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 25,000 | $1,943,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 59,947 | $1,933,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 14,520 | $1,920,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 34,400 | $1,914,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 48,963 | $1,905,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 33,838 | $1,897,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 14,487 | $1,894,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 12,200 | $1,882,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 73,200 | $1,878,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,000,000 | $1,866,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,500,000 | $1,853,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,000,000 | $1,852,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 10,000 | $1,810,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 34,699 | $1,802,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,661 | $1,756,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,500,000 | $1,729,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042761 | this filing | 2017-11-14 | acceptance time not in the bulk data set |