13F-HR filed by Lombard Odier Asset Management (Switzerland) SA
Lombard Odier Asset Management (Switzerland) SA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 353 holding rows worth $1,029,463,000.
- Accession
- 0001140361-17-042564
- Filer
- CIK 1535660
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 353 entries on the cover page, a total value of $1,029,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,029,463,000 with VALUE read as thousands by filing date, 13F file number 028-16247. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCompagnie Lombard Odier SCmA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 253,600 | $43,799,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 132,200 | $32,745,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,810,200 | $25,109,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 557,789 | $22,295,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 119,099 | $22,264,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 245,560 | $21,820,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 243,800 | $21,759,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 167,045 | $21,718,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 108,929 | $21,334,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 129,162 | $19,182,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 57,500 | $19,181,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 295,727 | $18,986,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 550,000 | $18,975,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,173 | $16,509,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 498,900 | $16,439,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 96,824 | $15,837,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 245,676 | $15,664,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 107,138 | $15,216,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 102,949 | $15,012,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 180,000 | $14,758,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 408,756 | $14,593,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,762 | $14,158,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 22,074 | $13,822,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 194,707 | $13,279,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 66,905 | $12,658,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 242,391 | $11,676,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 102,152 | $11,016,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 635,300 | $10,762,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 51,645 | $10,585,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 157,361 | $10,249,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 111,083 | $10,195,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 38,845 | $9,464,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 108,129 | $8,761,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 80,000 | $7,701,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 70,000 | $7,572,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 250,000 | $7,525,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 55,677 | $7,344,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 82,957 | $7,116,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 44,000 | $6,842,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200,000 | $6,674,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 202,500 | $6,652,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 52,765 | $6,517,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 100,000 | $6,206,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 56,273 | $6,151,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 170,948 | $5,494,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 115,413 | $5,404,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 96,000 | $5,373,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 103,349 | $5,007,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,000 | $4,521,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 44,638 | $4,390,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 99,104 | $4,318,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 68,866 | $4,162,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 87,550 | $4,049,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 34,585 | $4,026,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 51,552 | $3,937,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 41,512 | $3,887,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 137,089 | $3,828,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 37,453 | $3,748,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 36,412 | $3,737,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 23,208 | $3,690,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 18,383 | $3,491,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 200,000 | $3,474,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,518 | $3,470,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 40,000 | $3,386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,638 | $3,315,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 77,600 | $3,226,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 54,446 | $3,149,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 26,769 | $3,145,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 92,831 | $3,132,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 70,546 | $3,110,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 36,533 | $3,089,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 80,145 | $3,036,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 81,745 | $2,994,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 17,254 | $2,899,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 24,536 | $2,775,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,810,000 | $2,576,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 13,901 | $2,572,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 46,299 | $2,566,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 88,973 | $2,564,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 36,977 | $2,550,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 35,967 | $2,546,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 76,055 | $2,495,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,640 | $2,488,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 23,152 | $2,454,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 23,220 | $2,448,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 117,378 | $2,440,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 43,240 | $2,438,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,299 | $2,404,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 9,376 | $2,382,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 46,124 | $2,358,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 7,357 | $2,358,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40,397 | $2,341,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 21,565 | $2,305,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 28,030 | $2,257,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 67,718 | $2,254,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 51,203 | $2,241,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,600 | $2,205,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,287 | $2,176,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 47,056 | $2,118,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,056 | $2,115,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 113,964 | $2,107,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 75,369 | $2,098,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 9,131 | $2,085,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 34,547 | $2,068,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,524 | $2,023,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 18,113 | $2,009,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 24,895 | $1,990,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,078 | $1,975,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 21,773 | $1,970,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 20,008 | $1,954,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,482 | $1,952,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,107 | $1,949,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,877 | $1,907,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 25,034 | $1,905,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 99,825 | $1,879,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,284 | $1,854,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 47,022 | $1,849,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10,332 | $1,843,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 29,352 | $1,842,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,000 | $1,825,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 35,321 | $1,809,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,741 | $1,805,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,535,000 | $1,784,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 332,811 | $1,761,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 26,984 | $1,760,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 23,545 | $1,730,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,066 | $1,722,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13,389 | $1,688,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 19,521 | $1,687,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 19,611 | $1,684,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 65,000 | $1,681,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 11,273 | $1,680,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 16,285 | $1,680,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,802 | $1,675,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 30,000 | $1,664,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 50,000 | $1,600,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 41,675 | $1,578,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,960 | $1,570,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 21,499 | $1,566,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8,377 | $1,560,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 30,785 | $1,550,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 20,990 | $1,545,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 38,910 | $1,514,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,276 | $1,505,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 54,915 | $1,501,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 36,858 | $1,499,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 26,598 | $1,491,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,366 | $1,460,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 17,282 | $1,457,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 11,776 | $1,420,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,427 | $1,418,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,870 | $1,403,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,618 | $1,396,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 28,916 | $1,394,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 54,796 | $1,389,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 24,672 | $1,381,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 15,459 | $1,381,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 34,001 | $1,358,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 81,000 | $1,339,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,528 | $1,338,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,764 | $1,292,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,329 | $1,286,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,883 | $1,272,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,277 | $1,243,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 23,783 | $1,239,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 26,205 | $1,236,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,331 | $1,221,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,401 | $1,200,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,259 | $1,180,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,627 | $1,175,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 31,313 | $1,170,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 14,916 | $1,148,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 13,343 | $1,146,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,764 | $1,145,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,686 | $1,131,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,539 | $1,127,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,839 | $1,125,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25,431 | $1,109,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 7,862 | $1,097,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 70,481 | $1,073,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,092 | $1,067,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,650 | $1,061,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,100 | $1,057,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 13,764 | $1,015,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 700,000 | $1,009,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 18,554 | $1,007,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 21,223 | $1,004,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,001 | $988,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 13,340 | $984,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,327 | $981,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,775 | $962,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 14,335 | $954,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,711 | $925,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,019 | $914,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 19,156 | $914,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,210 | $902,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 19,106 | $901,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,400 | $887,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 19,676 | $883,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,920 | $880,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 73,226 | $877,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,662 | $855,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 750,000 | $855,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 32,175 | $852,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 32,380 | $851,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 11,022 | $841,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,837 | $832,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,128 | $830,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13,557 | $824,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 19,700 | $824,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 815,000 | $820,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 8,567 | $816,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,449 | $801,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,296 | $785,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 16,097 | $770,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,979 | $762,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,760 | $753,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 18,898 | $753,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,537 | $720,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,329 | $716,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 38,000 | $713,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,277 | $711,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,339 | $698,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 11,280 | $668,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,205 | $646,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10,530 | $629,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 480,000 | $624,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 12,891 | $623,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,625 | $616,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,911 | $611,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,253 | $607,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 15,145 | $604,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 27,447 | $599,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,031 | $585,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,206 | $579,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,097 | $578,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 24,357 | $572,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,705 | $551,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 530,000 | $533,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 8,854 | $518,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,346 | $515,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 370,000 | $498,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 400,000 | $484,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 259 | $474,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,474 | $469,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,593 | $463,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,761 | $457,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,409 | $449,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,226 | $447,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 410,000 | $443,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 8,196 | $439,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 362,000 | $430,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 6,619 | $420,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,173 | $420,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,503 | $415,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,232 | $415,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 360,000 | $415,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 2,579 | $404,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 350,000 | $403,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,298 | $383,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,270 | $379,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,596 | $374,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,545 | $372,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,139 | $370,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,894 | $361,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,658 | $358,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,434 | $352,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,760 | $350,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,303 | $350,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,443 | $348,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,102 | $345,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,585 | $344,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,355 | $337,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,787 | $334,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 330,000 | $334,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 2,339 | $332,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 290,000 | $332,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 290,000 | $324,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 4,146 | $322,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 325,000 | $316,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 8,132 | $313,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,311 | $309,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,897 | $308,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 290,000 | $306,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 3,892 | $305,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 300,000 | $305,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 3,165 | $286,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,646 | $285,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,402 | $284,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 210,000 | $284,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,118 | $280,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,676 | $277,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,433 | $275,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,119 | $271,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,962 | $268,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,758 | $264,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,073 | $263,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,459 | $262,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,747 | $261,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,234 | $261,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,076 | $261,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,053 | $260,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,091 | $259,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,600 | $258,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,330 | $258,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,626 | $258,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 230,000 | $258,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 10,095 | $256,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,453 | $256,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,728 | $255,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,662 | $255,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,727 | $253,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 7,000 | $253,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,241 | $253,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,372 | $252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 250,000 | $252,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 220,000 | $251,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 1,381 | $250,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,818 | $250,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,126 | $250,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,744 | $249,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,855 | $246,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,873 | $246,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,203 | $246,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,222 | $243,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 255,000 | $240,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,583 | $239,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,374 | $234,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,414 | $228,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 200,000 | $228,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,678 | $227,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,564 | $226,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,265 | $226,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,953 | $223,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,035 | $222,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,880 | $221,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,026 | $220,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,100 | $219,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,701 | $219,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,636 | $214,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,867 | $214,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,378 | $210,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,942 | $210,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,675 | $207,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,906 | $206,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 200,000 | $205,000 | thousands by filing date | principal |
| EOG RES INC COM | 26875P101 | Stock | 2,079 | $201,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,037 | $201,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 936 | $200,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 165,000 | $199,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 140,000 | $167,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 13,875 | $130,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 100,000 | $103,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042564 | this filing | 2017-11-14 | acceptance time not in the bulk data set |