13F-HR filed by Westchester Capital Management, LLC
Westchester Capital Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 77 holding rows worth $3,174,768,000.
- Accession
- 0001140361-17-042529
- Filer
- CIK 1512805
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 153 entries on the cover page, a total value of $3,174,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,174,769,000 with VALUE read as thousands by filing date, 13F file number 028-14257. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWESTCHESTER CAPITAL PARTNERS, LLC028-11493
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 4,875,512 | $322,953,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,671,484 | $273,694,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,829,830 | $206,935,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 760,000 | $190,935,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 575,106 | $184,321,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500,000 | $125,615,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 3,908,860 | $113,122,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 4,058,800 | $111,292,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 1,514,782 | $104,868,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 3,561,500 | $97,656,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,656,897 | $83,213,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,314,700 | $80,709,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 2,056,100 | $80,537,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,482,625 | $79,506,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,134,200 | $78,520,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,150,200 | $75,760,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 577,697 | $75,511,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 7,770,719 | $61,933,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,125,917 | $57,411,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 650,801 | $55,897,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 868,600 | $53,324,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 806,200 | $52,717,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 799,400 | $52,273,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 3,278,187 | $48,353,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 881,148 | $46,956,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,029,700 | $43,989,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 961,127 | $41,012,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 908,800 | $38,824,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 309,799 | $37,120,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 475,400 | $26,661,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 776,836 | $24,781,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 170,900 | $16,817,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,312,006 | $15,678,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 269,700 | $15,643,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 362,200 | $14,592,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 138,000 | $14,547,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,954,000 | $11,992,000 | thousands by filing date | principal |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 1,030,000 | $10,640,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 484,358 | $10,520,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 291,587 | $10,279,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 980,396 | $9,584,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 152,100 | $8,253,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 193,007 | $8,087,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 484,417 | $7,804,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 756,189 | $7,751,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 190,207 | $7,663,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 115,600 | $6,705,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 42,316 | $5,635,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 93,300 | $5,062,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 183,411 | $4,585,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 166,000 | $4,437,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 161,700 | $4,322,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 150,789 | $4,154,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 58,700 | $3,990,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 58,700 | $3,990,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 763,229 | $3,915,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 318,149 | $3,713,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 300,000 | $3,075,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 123,300 | $2,981,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 23,500 | $2,905,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 569,722 | $2,707,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 215,746 | $2,680,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 163,001 | $2,161,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 200,000 | $2,054,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 185,000 | $1,907,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 150,000 | $1,527,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,700 | $1,492,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 31,832 | $1,243,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,900 | $1,060,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 368,200 | $722,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 69,590 | $546,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 53,000 | $530,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 490,198 | $265,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 10,444 | $60,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 857 | $39,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 850 | $30,000 | thousands by filing date | |
| Borqs Technologies Inc. | G1466B111 | *W EXP 08/18/202 | 104,448 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042529 | this filing | 2017-11-14 | acceptance time not in the bulk data set |