13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 151 holding rows worth $402,143,000.
- Accession
- 0001140361-17-042206
- Filer
- CIK 1425165
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 151 entries on the cover page, a total value of $402,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,147,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 983,083 | $59,024,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,397,635 | $46,779,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 500,987 | $26,232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 650,634 | $17,509,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 165,922 | $13,602,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 182,724 | $12,073,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 227,942 | $11,812,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 248,362 | $9,728,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 99,570 | $9,513,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,124 | $8,958,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 97,349 | $7,475,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,030 | $7,293,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 188,621 | $6,734,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 276,173 | $6,639,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 74,604 | $6,629,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 81,980 | $6,614,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 65,018 | $6,210,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 88,950 | $5,843,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,972 | $5,815,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 350,202 | $5,264,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,300 | $5,177,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,762 | $4,818,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 134,686 | $4,529,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 32,452 | $4,497,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 176,364 | $4,469,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 39,229 | $4,321,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,758 | $4,244,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 74,000 | $4,081,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,008 | $3,853,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 159,725 | $3,674,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 51,266 | $3,351,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 28,743 | $3,337,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 21,475 | $3,131,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 54,852 | $2,946,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,439 | $2,612,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 210,120 | $2,561,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 47,060 | $2,497,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 40,961 | $2,495,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 177,132 | $2,485,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 159,347 | $2,228,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 133,382 | $2,103,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,985 | $2,041,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,776 | $1,952,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 47,127 | $1,942,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 123,426 | $1,842,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,134 | $1,674,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 87,157 | $1,347,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,913 | $1,165,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 22,585 | $1,057,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 71,700 | $1,030,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 14,660 | $1,015,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,510 | $925,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 40,572 | $918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 43,175 | $867,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 15,000 | $867,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,510 | $861,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,928 | $805,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,000 | $720,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,774 | $701,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,495 | $691,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,074 | $644,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,366 | $635,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,296 | $614,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,334 | $593,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,445 | $593,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 22,184 | $579,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,309 | $577,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,407 | $570,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,248 | $528,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,216 | $526,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,937 | $517,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 99,000 | $511,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,660 | $484,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,410 | $483,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,160 | $476,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,934 | $462,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,715 | $461,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,799 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,360 | $454,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,540 | $439,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,953 | $438,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,628 | $424,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,825 | $412,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 10,000 | $402,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,378 | $396,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,207 | $395,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,745 | $393,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,274 | $374,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,771 | $372,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,338 | $371,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,474 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,142 | $368,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,814 | $366,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,000 | $358,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,225 | $342,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,690 | $334,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,300 | $325,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,076 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,200 | $314,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,071 | $307,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 19,700 | $304,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,664 | $302,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,065 | $298,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,529 | $296,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,302 | $295,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,652 | $293,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,180 | $280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,348 | $277,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,463 | $277,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $275,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,980 | $273,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,218 | $270,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,200 | $267,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,414 | $263,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 13,002 | $246,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,013 | $246,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,117 | $232,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,200 | $232,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,950 | $226,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,575 | $224,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,406 | $218,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,400 | $216,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,094 | $213,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,119 | $209,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,329 | $209,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,225 | $208,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,757 | $207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 9,761 | $207,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,097 | $205,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,667 | $178,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,534 | $174,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 100,000 | $167,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 50,000 | $152,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,909 | $131,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 10,075 | $90,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,000 | $88,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,950 | $86,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,000 | $85,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,000 | $78,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,000 | $57,000 | thousands by filing date | |
| LEO MOTORS INC | 526362108 | cs | 249,742 | $32,000 | thousands by filing date | |
| 5BARZ INTL INC COM | 33833F100 | COM | 50,000 | $2,000 | thousands by filing date | |
| NanoTech Entertainment Inc | 63009y203 | CS | 82,323 | $2,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $1,000 | thousands by filing date | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHMED SVCS LTD | 422246306 | cs | 489,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENONICS HOLDINGS | 984117101 | cs | 16,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 7.70XXX | 370ESCAU9 | oa | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042206 | this filing | 2017-11-14 | acceptance time not in the bulk data set |