13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-01, with 845 holding rows worth $16,164,357,000.
- Accession
- 0001140361-17-040540
- Filer
- CIK 807249
- Filed
- 2017-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 845 entries on the cover page, a total value of $16,164,357,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,164,357,000 with VALUE read as thousands by filing date, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Medtronic Plc | G5960L103 | COM | 23,820 | $1,852,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3,295 | $1,825,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 33,500 | $1,795,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 119,500 | $1,795,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,575 | $1,774,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 40,000 | $1,769,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 112,382 | $1,767,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 61,000 | $1,760,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,888 | $1,725,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 105,330 | $1,695,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 57,900 | $1,676,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,848 | $1,675,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 71,500 | $1,665,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,316 | $1,662,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,464 | $1,651,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,600 | $1,601,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,200 | $1,592,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 23,586 | $1,588,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,000 | $1,581,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 27,590 | $1,572,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 32,000 | $1,566,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26,700 | $1,536,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 45,665 | $1,524,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,227 | $1,513,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 38,810 | $1,510,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 130,700 | $1,497,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,250 | $1,495,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14,660 | $1,482,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,475,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 28,200 | $1,460,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,500 | $1,448,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,000 | $1,432,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 12,984 | $1,410,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 78,000 | $1,385,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,696 | $1,379,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 130,000 | $1,374,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 60,000 | $1,365,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 48,000 | $1,361,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,730 | $1,353,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 75,003 | $1,335,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 34,400 | $1,322,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 15,650 | $1,318,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 16,900 | $1,309,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 21,663 | $1,287,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 677,000 | $1,273,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 15,800 | $1,272,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 63,479 | $1,267,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 67,000 | $1,266,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 190,000 | $1,260,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 164,000 | $1,255,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 27,800 | $1,252,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 14,530 | $1,250,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,300 | $1,234,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,062 | $1,210,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 27,600 | $1,208,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,830 | $1,199,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,950 | $1,195,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 54,000 | $1,150,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 53,162 | $1,146,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 32,000 | $1,143,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 120,000 | $1,124,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,580 | $1,100,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 29,425 | $1,100,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 50,057 | $1,096,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 10,980 | $1,080,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 197,800 | $1,080,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 45,514 | $1,076,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 12,505 | $1,074,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 15,200 | $1,071,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 46,100 | $1,062,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 13,702 | $1,058,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 29,588 | $1,043,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 66,668 | $1,041,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 64,434 | $1,038,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,000 | $1,030,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 44,037 | $1,022,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $1,010,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 289,000 | $1,003,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 113,000 | $999,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 67,000 | $982,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 41,600 | $980,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,658 | $967,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,400 | $965,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 20,340 | $965,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 537,690 | $952,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 168,656 | $946,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 110,500 | $946,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 28,520 | $928,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 10,540 | $928,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 18,176 | $926,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,200 | $921,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 55,000 | $912,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $910,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 40,000 | $906,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,305 | $884,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,157 | $871,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 50,000 | $855,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 125,598 | $849,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 87,000 | $848,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 40,000 | $848,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 47,800 | $844,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,000 | $836,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 53,000 | $823,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $821,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 17,500 | $821,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 21,000 | $814,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 76,540 | $811,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 171,395 | $804,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 45,750 | $795,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 24,000 | $795,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,154 | $786,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 52,000 | $784,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,100 | $783,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,680 | $776,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,210 | $771,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 24,001 | $771,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,825 | $769,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,000 | $768,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 18,340 | $762,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,050 | $757,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,940 | $756,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 29,000 | $750,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 27,847 | $744,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 156,313 | $742,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 129,783 | $740,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 30,900 | $732,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,000 | $728,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 65,000 | $725,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 26,500 | $714,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 18,200 | $711,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 13,700 | $699,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 53,970 | $699,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 22,373 | $690,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,000 | $681,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 68,000 | $681,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,745 | $676,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 369 | $676,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 241,500 | $674,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 125,000 | $669,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,297 | $661,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 58,900 | $656,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $656,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,470 | $650,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 65,027 | $650,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 94,550 | $649,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 13,889 | $643,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 18,492 | $636,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,600 | $634,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 176,428 | $626,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,000 | $621,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 20,000 | $621,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,950 | $620,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 20,700 | $616,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,800 | $615,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,575 | $611,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 22,153 | $611,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 38,925 | $609,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 31,640 | $604,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,249 | $604,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,315 | $601,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 28,700 | $601,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 19,000 | $596,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 32,850 | $593,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 12,687 | $591,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 56,273 | $589,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,410 | $580,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 10,558 | $579,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,325 | $564,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 200,500 | $561,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,000 | $561,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 40,000 | $556,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 70,273 | $552,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 29,736 | $544,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 19,167 | $543,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 22,000 | $540,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,000 | $534,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 49,263 | $532,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,675 | $524,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,550 | $518,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,350 | $516,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 60,000 | $514,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,400 | $513,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 375,000 | $513,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 233,000 | $506,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,000 | $504,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,000 | $496,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 30,500 | $485,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 12,009 | $477,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 25,000 | $477,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 14,073 | $476,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,200 | $473,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $469,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 20,000 | $468,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 15,000 | $467,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 35,194 | $467,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,395 | $463,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,500 | $463,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,905 | $458,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,162 | $455,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 32,400 | $455,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,500 | $455,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,600 | $452,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,500 | $445,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,330 | $445,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,160 | $435,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,650 | $434,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,000 | $432,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 14,500 | $431,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 15,000 | $430,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,750 | $422,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,400 | $418,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,000 | $414,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,800 | $413,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 31,280 | $402,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 29,802 | $402,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 15,854 | $396,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 42,540 | $395,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,300 | $394,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 20,733 | $385,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 28,920 | $377,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,968 | $372,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $369,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,213 | $368,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 5,800 | $368,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 13,400 | $364,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 95,000 | $363,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 34,463 | $360,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,000 | $360,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 14,000 | $358,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,000 | $356,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,800 | $351,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,465 | $350,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,145 | $347,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,337 | $345,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,670 | $344,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,000 | $344,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,250 | $340,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,400 | $340,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 275,000 | $335,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 6,000 | $332,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 15,781 | $331,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 250 | $325,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 275,000 | $322,000 | thousands by filing date | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 88,000 | $320,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 300 | $320,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 98,500 | $317,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,300 | $317,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 32,493 | $313,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 250,000 | $312,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 16,348 | $309,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 58,420 | $308,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 6,000 | $305,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 250,000 | $302,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,050 | $299,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 500 | $298,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 425,000 | $296,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,000 | $294,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,000 | $292,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 350,000 | $291,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 250,000 | $286,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 129,760 | $285,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,830 | $282,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,400 | $280,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,500 | $279,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 150,000 | $278,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,000 | $278,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 36,500 | $277,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,000 | $277,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,250 | $270,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 250,000 | $269,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 48,622 | $268,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 21,400 | $259,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 59,780 | $258,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,300 | $254,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,900 | $253,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 25,000 | $253,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 200,000 | $251,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 2,500 | $250,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,763 | $245,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,592 | $245,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,573 | $245,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,000 | $244,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 18,315 | $242,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 250,000 | $242,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867109 | COM CL A | 24,200 | $241,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,000 | $233,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,000 | $233,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 300,000 | $232,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 175 | $230,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 50,000 | $230,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 54,300 | $228,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 200,000 | $226,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 200,000 | $225,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 2,648 | $222,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,880 | $221,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,000 | $221,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 38,000 | $220,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,500 | $219,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 24,900 | $217,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 482 | $216,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 67,760 | $216,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,000 | $214,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,800 | $212,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,500 | $211,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,300 | $209,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $207,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,383 | $205,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,150 | $203,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,000 | $202,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 45,000 | $191,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 20,390 | $191,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 250,000 | $186,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 35,000 | $179,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,600 | $179,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 18,000 | $177,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,000 | $175,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 250,000 | $165,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 10,400 | $164,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 16,600 | $161,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,286 | $158,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 151,342 | $156,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,760 | $152,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,752 | $148,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 151,423 | $138,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,490 | $133,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 83,319 | $132,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,000 | $131,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,000 | $127,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,400 | $118,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 124,000 | $118,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 25,000 | $116,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,000 | $114,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 21,485 | $112,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,800 | $108,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 10,000 | $98,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 214,000 | $92,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 26,400 | $86,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 20,000 | $81,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 100,000 | $60,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 230,000 | $57,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 17,000 | $56,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,500 | $28,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 63,100 | $23,000 | thousands by filing date | |
| LGL GROUP INC | 50186A124 | RIGHT 10/10/2017 | 505,968 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 26,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-040540 | this filing | 2017-11-01 | acceptance time not in the bulk data set |