13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 821 holding rows worth $8,694,832,000.
- Accession
- 0001140361-17-040033
- Filer
- CIK 883961
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 843 entries on the cover page, a total value of $8,694,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,694,832,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL SYS SVCS INC | 891906109 | COM | 20,115 | $1,318,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,160 | $1,301,000 | thousands by filing date | |
| Almadex Minerals Ltd | 020289104 | COM | 1,240,000 | $1,292,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 61,740 | $1,284,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,099 | $1,270,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 15,000 | $1,268,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,022 | $1,247,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,900 | $1,213,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 13,985 | $1,201,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10,011 | $1,193,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 14,887 | $1,185,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,378 | $1,173,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18,042 | $1,164,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 38,540 | $1,156,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,018 | $1,140,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,464 | $1,130,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,847 | $1,118,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 127,400 | $1,099,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7,000 | $1,094,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 25,017 | $1,092,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 17,525 | $1,074,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 33,261 | $1,064,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17,433 | $1,054,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,219 | $1,048,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 47,783 | $1,048,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 40,071 | $1,045,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,925 | $1,037,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 1,005,000 | $1,035,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 26,066 | $1,012,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 205,055 | $1,011,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,923 | $997,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 10,383 | $987,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,649 | $977,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,943 | $976,000 | thousands by filing date | |
| I-Pulse Inc (pvt) | 8AMCS0752 | COM | 110,734 | $952,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 21,676 | $926,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,000 | $925,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,065 | $910,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,191 | $910,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 10,085 | $908,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 107,841 | $905,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 166,100 | $887,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 52,000 | $887,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,570 | $886,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 50,860 | $882,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,003 | $880,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 11,932 | $880,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,830 | $880,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 109,100 | $878,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,105 | $872,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 30,300 | $870,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 5,310 | $855,000 | thousands by filing date | |
| Falco Resources WTS C$1.45 Exp | 30606c116 | COM | 7,000,000 | $826,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 223,800 | $819,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 11,581 | $816,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 84,400 | $806,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 12,150 | $802,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,549 | $801,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 10,200 | $796,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,850 | $793,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,773 | $784,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 4,125 | $782,000 | thousands by filing date | |
| Wells Fargo & Company Perp/Cal | 949746PM7 | PFD | 750,000 | $773,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,075 | $762,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,802 | $761,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 5,895 | $756,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 6,094 | $754,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 33,620 | $753,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 22,560 | $740,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,205 | $725,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,911 | $723,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 4,000 | $716,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,550 | $705,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,894 | $703,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,750 | $698,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 65,000 | $697,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,682 | $696,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 13,568 | $687,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 23,015 | $686,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 14,275 | $675,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,953 | $672,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 8,000 | $670,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,031 | $665,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,902 | $662,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,174 | $657,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 33,457 | $654,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,500 | $647,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,500 | $647,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,800 | $638,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 15,400 | $634,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,910 | $634,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 34,900 | $630,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,170 | $627,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,512 | $625,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,191 | $618,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,475 | $614,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 11,020 | $611,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,185 | $610,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 21,000 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,731 | $605,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 15,333 | $605,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,790 | $605,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,570 | $602,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,900 | $598,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,412 | $591,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,750 | $584,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,942 | $583,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,601 | $581,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 20,000 | $580,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,475 | $578,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,006 | $578,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,900 | $577,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,951 | $568,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,976 | $566,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,475 | $561,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 19,917 | $557,000 | thousands by filing date | |
| Suntrust Banks Inc | 867914bj1 | COM | 525,000 | $549,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,002 | $548,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 20,000 | $522,000 | thousands by filing date | |
| Rockhaven Resources Ltd (pvt) | 77340P101 | COM | 4,631,500 | $520,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,975 | $519,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,300 | $507,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 18,233 | $505,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,450 | $493,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,202 | $492,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 7,312 | $487,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,443 | $482,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 12,100 | $480,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 14,350 | $479,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,000 | $474,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 26,100 | $473,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,250 | $473,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 29,612 | $467,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,282 | $464,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 49,100 | $464,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,295 | $464,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,630 | $461,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,585 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,100 | $458,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 150,000 | $458,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 65,000 | $452,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,600 | $450,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,690 | $448,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,800 | $446,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,295 | $446,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 61,035 | $445,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,788 | $444,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,194 | $437,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,800 | $434,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,758 | $431,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,500 | $429,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 9,375 | $428,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,372 | $428,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,350 | $424,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 32,437 | $418,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,550 | $416,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,429 | $412,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,675 | $409,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,300 | $403,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,850 | $402,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 42,125 | $401,000 | thousands by filing date | |
| OCEANAGOLD CORP | 675222103 | COM | 132,401 | $400,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,732 | $392,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,450 | $391,000 | thousands by filing date | |
| Strategic Metals Ltd | 862759958 | COM | 1,095,500 | $391,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 19,152 | $389,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,749 | $388,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $388,000 | thousands by filing date | |
| MANULIFE FINANCIAL CORP | 56501R957 | EQUITY | 19,150 | $388,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,266 | $384,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,226 | $381,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,175 | $381,000 | thousands by filing date | |
| Citigroup Inc Var 99 Due 12/31 | 172967kd2 | COM | 354,000 | $379,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,900 | $378,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,040 | $377,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,901 | $376,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,300 | $372,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,000 | $372,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,605 | $369,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,835 | $355,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 6,171 | $352,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,500 | $351,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 185,008 | $350,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,731 | $344,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,400 | $340,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,800 | $338,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,500 | $336,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,412 | $335,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 38,600 | $334,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,512 | $332,000 | thousands by filing date | |
| Roche Holding AG | H69293217 | COM | 1,300 | $332,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,161 | $329,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 12,800 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,600 | $324,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 800 | $323,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,408 | $318,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 502 | $314,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 25,854 | $311,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,334 | $307,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,531 | $307,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,150 | $307,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,300 | $306,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,475 | $304,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 14,000 | $304,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,310 | $301,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,742 | $298,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,419 | $295,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,250 | $293,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 7,016 | $293,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,550 | $289,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,672 | $289,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,995 | $288,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,547 | $286,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,216 | $285,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,000 | $278,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,505 | $278,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,541 | $277,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,475 | $263,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 18,350 | $263,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,763 | $262,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $257,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 715 | $256,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,800 | $254,000 | thousands by filing date | |
| UNIVERSITY N C CHAPE 2.285 12 | 914713h21 | COM | 250,000 | $254,000 | thousands by filing date | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,600 | $253,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 26,000 | $251,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,865 | $250,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,375 | $248,000 | thousands by filing date | |
| ROWE T PRICE INTL FD | 77956H864 | EMERG MKTS STK | 5,857 | $247,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,500 | $246,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,500 | $245,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,630 | $244,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,900 | $243,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,000 | $242,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,000 | $242,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,000 | $241,000 | thousands by filing date | |
| Advisors Inner Circle Fund At | 00769g493 | MF | 13,190 | $241,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,200 | $238,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,898 | $236,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,205 | $236,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,000 | $236,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,000 | $236,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 9,000 | $236,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,579 | $235,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 12,987 | $235,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,000 | $234,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,500 | $234,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,000 | $233,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,750 | $232,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,000 | $231,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,200 | $229,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,647 | $228,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,000 | $227,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 8,300 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,279 | $225,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 6,037 | $224,000 | thousands by filing date | |
| AMERICAN CENTURY HERITAGE FD | 025083791 | Common, Mid Cap, Growth | 9,637 | $224,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,950 | $223,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,500 | $215,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,586 | $215,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,449 | $214,000 | thousands by filing date | |
| KANSAS ST DEV FIN 5.1700 03/0 | 485429da9 | COM | 200,000 | $211,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,016 | $210,000 | thousands by filing date | |
| HOUSTON TEX INDPT SC 5.561 2/ | 442403fx4 | COM | 200,000 | $210,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,376 | $209,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,500 | $209,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,720 | $207,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,600 | $207,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,554 | $206,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,547 | $206,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,472 | $205,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,540 | $205,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,659 | $204,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,200 | $203,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 24,000 | $203,000 | thousands by filing date | |
| NICHOLAS | 653735100 | MFA | 3,203 | $202,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,716 | $201,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,100 | $201,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 17,620 | $197,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,325 | $194,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 29,250 | $192,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,437 | $188,000 | thousands by filing date | |
| TEMPLETON WORLD FUND CL A | 880196100 | Com | 10,081 | $176,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,000 | $168,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 10,401 | $163,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,225 | $161,000 | thousands by filing date | |
| AT Mid Cap Equity Fund Institutional Class | 00769G477 | COM | 11,257 | $147,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,364 | $140,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,600 | $139,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,206 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,485 | $129,000 | thousands by filing date | |
| JPMorgan Short Interm Muni Bon | 4812C2395 | COM | 11,822 | $125,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 25,472 | $116,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 552990327 | COM | 19,367 | $109,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 553993056 | COM | 19,367 | $109,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 14,900 | $103,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,853 | $98,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,350 | $94,000 | thousands by filing date | |
| ARGONAUT GOLD INC | 04016A101 | COM | 44,600 | $87,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,009 | $69,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 10,532 | $44,000 | thousands by filing date | |
| Cobham plc | G41440143 | COM | 21,980 | $43,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,000 | $29,000 | thousands by filing date | |
| Echelon Diversified Fund LP | 278LP8450 | COM | 13,650 | $14,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $13,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 17,000 | $12,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 23,700 | $12,000 | thousands by filing date | |
| Canarc Resource Corp F | 13722D101 | COM | 131,500 | $9,000 | thousands by filing date | |
| Barkerville Gold Mines WTS C$1 | 067642132 | COM | 3,555,000 | $7,000 | thousands by filing date | |
| Sound Energy PLC | G8274B118 | COM | 10,000 | $7,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 354,000 | $4,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 80,000 | $1,000 | thousands by filing date | |
| Gome Retail Hlds | G3978C124 | COM | 12,525 | $1,000 | thousands by filing date | |
| Mirant Corp (Worthless) | 604675991 | COM | 10,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 110,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 80,130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYON COMMUNICATIONS HOLDINGS | 493312201 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc | 19681L109 | COM | 2,045,823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc Warrant | 19681L174 | COM | 1,428,945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gran Colombia Gold WTS | 38501d147 | COM | 306,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-040033 | this filing | 2017-10-30 | acceptance time not in the bulk data set |