13F-HR filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-25, with 1,499 holding rows worth $17,462,403,000.
- Accession
- 0001140361-17-039518
- Filer
- CIK 728083
- Filed
- 2017-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,499 entries on the cover page, a total value of $17,462,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,462,403,000 with VALUE read as thousands by filing date, 13F file number 028-01260. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORD MTR CO COM | 345370860 | Stock | 3,345 | $40,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 374 | $40,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 500 | $40,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,251 | $40,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,000 | $40,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 365 | $39,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 270 | $39,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,160 | $39,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 210 | $39,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 455 | $39,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 300 | $39,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 400 | $39,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 657 | $38,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 648 | $38,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 900 | $38,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,746 | $38,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,600 | $37,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,250 | $37,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 250 | $36,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 911 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 736 | $36,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 466 | $36,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,466 | $36,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 250 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 305 | $35,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,200 | $35,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,000 | $35,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 560 | $35,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 320 | $34,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,000 | $34,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 960 | $34,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,476 | $33,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,500 | $32,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 309 | $32,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,998 | $32,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,534 | $32,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,000 | $32,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $32,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,500 | $32,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 1,400 | $32,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 20,000 | $32,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 160 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,000 | $31,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $30,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 461 | $30,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,040 | $30,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 30,000 | $30,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 30,000 | $30,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 600 | $29,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 750 | $29,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 400 | $29,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,000 | $29,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 30,000 | $29,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $28,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 500 | $28,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 759 | $28,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 970 | $28,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 2,289 | $28,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 179 | $27,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 460 | $27,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 586 | $27,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 762 | $27,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,045 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 671 | $27,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,000 | $27,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,271 | $27,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,041 | $27,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 10,000 | $27,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,000 | $27,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 15,000 | $27,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 229 | $26,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 348 | $26,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 500 | $26,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,500 | $26,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,066 | $26,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 955 | $26,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,276 | $26,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,000 | $26,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,400 | $26,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,000 | $26,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 920 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 27,000 | $26,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,020 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 294 | $25,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,500 | $25,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 150 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 987 | $25,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 788 | $25,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,173 | $25,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 730 | $25,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 872 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 800 | $24,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 680 | $24,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $24,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,808 | $24,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 700 | $24,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,355 | $24,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 25,000 | $24,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 585 | $23,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $23,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,666 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,000 | $23,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,046 | $23,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $23,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 186 | $22,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $22,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 710 | $22,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,600 | $22,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 300 | $22,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $22,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $22,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 41,025 | $22,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 225 | $21,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 118 | $21,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,000 | $21,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 749 | $21,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,500 | $21,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 278 | $21,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,200 | $21,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 4,475 | $21,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 685 | $20,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 444 | $20,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 183 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 484 | $20,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,250 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 241 | $19,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 363 | $19,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 231 | $19,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 980 | $19,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 398 | $19,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $19,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 350 | $19,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,350 | $19,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 636 | $19,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 216 | $19,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 300 | $19,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,336 | $18,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 129 | $18,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 225 | $18,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 563 | $18,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 838 | $18,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 150 | $17,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6 | $17,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 278 | $17,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $17,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 700 | $17,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 225 | $17,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 175 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 16,000 | $17,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,868 | $16,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 263 | $16,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 147 | $16,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 150 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $16,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $16,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 618 | $16,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,000 | $16,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 1,623 | $16,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 783 | $15,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 169 | $15,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 101 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 146 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 968 | $15,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 300 | $15,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,200 | $15,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 187 | $14,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 370 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 118 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 307 | $14,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $14,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $14,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $14,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $14,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,500 | $14,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 2,000 | $14,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 125 | $13,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 332 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 254 | $13,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 77 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 290 | $13,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 50 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 153 | $13,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,500 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 677 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 600 | $13,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 813 | $13,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 117 | $12,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 300 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 125 | $12,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 318 | $12,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 280 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 685 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,516 | $12,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 8,000 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 550 | $12,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 78 | $11,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 122 | $11,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 175 | $11,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 200 | $11,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 294 | $11,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $11,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 715 | $11,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 570 | $11,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 50 | $11,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 110 | $11,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 184 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 112 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 690 | $10,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 600 | $10,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 500 | $10,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 263 | $10,000 | thousands by filing date | |
| RH | 74967X103 | COM | 150 | $10,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 250 | $10,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 495 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 90 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 106 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 150 | $9,000 | thousands by filing date | |
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| ISTAR INC | 45031U101 | COMMON STOCK | 804 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $9,000 | thousands by filing date | |
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| ISHARES TR | 46434V571 | ISHARES TR | 370 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 367 | $9,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 369 | $9,000 | thousands by filing date | |
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| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 205 | $8,000 | thousands by filing date | |
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| INVESCO SR INCOME TR | 46131H107 | COM | 1,700 | $7,000 | thousands by filing date | |
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| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 260 | $7,000 | thousands by filing date | |
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| AVX CORP NEW | 002444107 | COM | 400 | $7,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,500 | $7,000 | thousands by filing date | |
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| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 50 | $6,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 63 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $6,000 | thousands by filing date | |
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| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 98 | $6,000 | thousands by filing date | |
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| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 250 | $6,000 | thousands by filing date | |
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| VTI | 922908769 | COM | 39 | $5,000 | thousands by filing date | |
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| MACYS INC COM | 55616P104 | Stock | 267 | $5,000 | thousands by filing date | |
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| ISHARES TR | 464288448 | INTL SEL DIV ETF | 154 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 74 | $5,000 | thousands by filing date | |
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| KOHLS CORP | 500255104 | COM | 118 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 38 | $5,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 179 | $5,000 | thousands by filing date | |
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| XL GROUP LTD | G98294104 | COM | 150 | $5,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,265 | $5,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,215 | $5,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,000 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 3,681 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,191 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $5,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,900 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 77 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20 | $4,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 66 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 350 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 200 | $4,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 50 | $4,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 101 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 147 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 132 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 104 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 290 | $4,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,250 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 50 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 142 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 125 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 250 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 68 | $4,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,057 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 192 | $4,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,500 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 790 | $4,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 2,000 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 68 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 64 | $3,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 354 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 336 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 136 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 28 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 64 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 60 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 712 | $3,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 120 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $3,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 254 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 270 | $3,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 2,000 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $2,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 20 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 45 | $2,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $2,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 142 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 250 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 333 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 44 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 97 | $2,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 235 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 197 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 338 | $2,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 44 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $2,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 281 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 600 | $2,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 125 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 500 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,135 | $2,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 87 | $2,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 2,397 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 53 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 21 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 50 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 244 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 116 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 39 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 180 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 450 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 100 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,000 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 35 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 250 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 51 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 40 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 106 | $1,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 400 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,000 | $1,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUN CMNTYS INC COM | 866674104 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAILY JOURNAL CORP | 233912104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IDT CORP | 448947507 | CL B NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO INVT CORP | 03761U106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILG INC | 44967H101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-039518 | this filing | 2017-10-25 | acceptance time not in the bulk data set |