13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-12, with 774 holding rows worth $1,213,078,000.
- Accession
- 0001140361-17-038534
- Filer
- CIK 1555170
- Filed
- 2017-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 774 entries on the cover page, a total value of $1,213,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,213,078,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OWENS CORNING NEW | 690742101 | COM | 100 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 178 | $8,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 532 | $8,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $8,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 50 | $8,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 658 | $8,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 177 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 248 | $8,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 126 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 47 | $8,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,545 | $8,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 255 | $8,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 684 | $8,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $7,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 882 | $7,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 410 | $7,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 203 | $7,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,300 | $7,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 206 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 684 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 400 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 125 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40 | $7,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 354 | $7,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $7,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 350 | $7,000 | thousands by filing date | principal |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,831 | $7,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 108 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 66 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 43 | $6,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 53 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 70 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 88 | $6,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $6,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 50 | $6,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 93 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 615 | $6,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 344 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 50 | $6,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 25 | $6,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 208 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 26 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 182 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 177 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 75 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 150 | $6,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 401 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 201 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 115 | $6,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 133 | $6,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 233 | $6,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 241 | $6,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 154 | $6,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 314 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 83 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 238 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 246 | $6,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 125 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 823 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 425 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 75 | $6,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 257 | $5,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 32 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 89 | $5,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 27 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 46 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 36 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 137 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 800 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 450 | $5,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 44 | $5,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 82 | $5,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 14,000 | $5,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 1,332 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 107 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 46 | $4,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 37 | $4,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 26 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 128 | $4,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 36 | $4,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 37 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 100 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 75 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 54 | $4,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 200 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 106 | $4,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 70 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 102 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 68 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 124 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 36 | $4,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 29 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $4,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 400 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 307 | $4,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 200 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 116 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 41 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 172 | $4,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 144 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 232 | $4,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 272 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 36 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 21 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 91 | $3,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 16 | $3,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 423 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 44 | $3,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 47 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 500 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25 | $3,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 54 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 106 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 169 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 80 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 50 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40 | $3,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 58 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 96 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 140 | $3,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 140 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 350 | $3,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 104 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 731 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 392 | $3,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 43 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 369 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 40 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 44 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 21 | $2,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 53 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 40 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 24 | $2,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 90 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 354 | $2,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 50 | $2,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 200 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 202 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 157 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 48 | $2,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 313 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 90 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 700 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 30 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,142 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 211 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 74 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 141 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 686 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 200 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 21 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 60 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 57 | $1,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 7 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 15 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 70 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 26 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 294 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 31 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 35 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 32 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 200 | $1,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 42 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 43 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 117 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 39 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 303 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 14 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 200 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 30 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 120 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 200 | $1,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 38 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 17 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,000 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 500 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOINT CORP | 47973J102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL PWR CORP | 253862106 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-038534 | this filing | 2017-10-12 | acceptance time not in the bulk data set |