13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 1,446 holding rows worth $40,886,117,000.
- Accession
- 0001140361-17-032193
- Filer
- CIK 1163653
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,997 entries on the cover page, a total value of $40,886,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,886,117,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 195,200 | $5,839,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 47,062 | $5,820,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 385,000 | $5,786,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 263,499 | $5,772,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 37,500 | $5,768,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 400,025 | $5,764,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 437,401 | $5,732,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 133,638 | $5,710,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 535,275 | $5,638,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 28,799 | $5,615,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 73,141 | $5,614,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 38,366 | $5,579,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 70,000 | $5,549,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,061,000 | $5,493,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 36,161 | $5,491,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 75,400 | $5,468,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 90,000 | $5,455,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 79,388 | $5,449,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 65,000 | $5,446,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 43,500 | $5,440,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 40,828 | $5,422,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 650,000 | $5,410,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $5,375,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 161,000 | $5,360,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 38,204 | $5,358,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,000 | $5,350,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 75,000 | $5,349,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 61,700 | $5,312,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 181,600 | $5,297,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 31,652 | $5,294,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 198,097 | $5,276,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,250,000 | $5,250,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 40,000 | $5,213,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,942,000 | $5,177,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 29,640 | $5,174,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 90,000 | $5,173,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 607,971 | $5,166,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 27,281 | $5,131,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 298,000 | $5,119,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 65,810 | $5,117,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 85,674 | $5,109,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,000,000 | $5,093,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 93,200 | $5,082,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 292,565 | $5,080,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 5,898,000 | $5,076,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 31,216 | $5,043,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 65,000 | $5,037,000 | thousands by filing date | call |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,873,000 | $5,003,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,100 | $4,993,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 120,000 | $4,959,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 155,002 | $4,956,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 619,140 | $4,952,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 58,637 | $4,898,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 47,632 | $4,868,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 375,000 | $4,783,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 360,947 | $4,782,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 93,764 | $4,775,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 150,000 | $4,764,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 144,181 | $4,749,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 231,897 | $4,748,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 138,871 | $4,737,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 17,558 | $4,716,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 85,149 | $4,695,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 57,500 | $4,661,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 268,726 | $4,638,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 65,813 | $4,585,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 232,314 | $4,584,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 523,245 | $4,578,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 80,526 | $4,565,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 323,814 | $4,543,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 72,275 | $4,543,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 33,910 | $4,533,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 84,500 | $4,527,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50,000 | $4,525,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 51,036 | $4,517,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 34,021 | $4,516,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 231,472 | $4,511,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 103,480 | $4,502,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 319,000 | $4,476,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 50,167 | $4,463,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250,000 | $4,461,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 200,000 | $4,456,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 141,247 | $4,453,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,722 | $4,428,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 103,876 | $4,427,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 52,160 | $4,403,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 800,000 | $4,375,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 363,441 | $4,367,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 81,100 | $4,344,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 99,980 | $4,338,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,745,000 | $4,316,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $4,310,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $4,310,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 23,500 | $4,308,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,068 | $4,308,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 24,593 | $4,270,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 35,000 | $4,266,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 74,031 | $4,255,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 71,600 | $4,255,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 32,110 | $4,251,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 101,987 | $4,229,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 4,156,000 | $4,212,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 116,400 | $4,164,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 52,919 | $4,156,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 25,514 | $4,127,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 67,500 | $4,091,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 98,694 | $4,085,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 37,044 | $4,073,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 70,064 | $4,057,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 79,050 | $4,033,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15,000 | $4,030,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 100,000 | $4,021,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 76,443 | $4,016,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 66,783 | $4,000,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 79,453 | $3,993,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 55,344 | $3,981,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 28,127 | $3,981,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 31,768 | $3,973,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 28,164 | $3,966,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 63,095 | $3,949,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 107,289 | $3,937,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 115,356 | $3,934,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 50,446 | $3,932,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 156,100 | $3,914,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,230 | $3,903,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $3,877,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 350,000 | $3,866,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 70,000 | $3,847,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,035,000 | $3,823,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 48,944 | $3,819,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 27,273 | $3,786,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 95,857 | $3,762,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 83,466 | $3,739,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 68,000 | $3,737,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 210,000 | $3,737,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 320,000 | $3,736,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 25,000 | $3,723,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 29,593 | $3,701,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,889,000 | $3,683,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 19,000 | $3,682,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 412,617 | $3,679,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 135,330 | $3,658,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 250,000 | $3,651,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 50,000 | $3,650,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,585,000 | $3,639,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 51,942 | $3,633,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 154,070 | $3,630,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 85,000 | $3,622,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 34,148 | $3,611,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 28,813 | $3,609,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 36,845 | $3,598,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 107,000 | $3,586,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 71,280 | $3,576,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 66,000 | $3,548,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 37,000 | $3,543,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 40,327 | $3,537,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 21,458 | $3,531,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 61,113 | $3,521,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 56,400 | $3,488,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 43,201 | $3,461,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 46,922 | $3,441,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 38,308 | $3,432,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 259,927 | $3,429,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 53,497 | $3,413,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 77,037 | $3,397,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 87,845 | $3,396,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 31,500 | $3,390,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,000,000 | $3,385,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 124,600 | $3,375,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 100,000 | $3,336,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 100,000 | $3,336,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 26,904 | $3,326,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 41,956 | $3,326,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,000 | $3,298,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 311,500 | $3,281,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50,000 | $3,278,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50,000 | $3,278,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 100,000 | $3,265,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 49,332 | $3,259,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 41,528 | $3,256,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 900,000 | $3,255,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,205 | $3,249,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 55,252 | $3,247,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 3,000,000 | $3,245,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 130,047 | $3,222,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 78,800 | $3,215,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 51,788 | $3,215,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,533 | $3,209,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 43,269 | $3,209,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 300,000 | $3,188,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 31,758 | $3,182,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 112,099 | $3,176,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 389,900 | $3,169,000 | thousands by filing date | put |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,494,000 | $3,163,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $3,161,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 20,000 | $3,161,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 231,274 | $3,157,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,929 | $3,147,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,782 | $3,132,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 64,075 | $3,118,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 62,623 | $3,086,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 23,184 | $3,083,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150,000 | $3,080,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 37,200 | $3,072,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 350,000 | $3,062,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 42,120 | $3,053,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 33,937 | $3,042,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 235,208 | $3,035,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 24,667 | $3,019,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 46,684 | $3,019,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 23,977 | $3,019,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 21,600 | $2,999,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 163,347 | $2,994,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 128,200 | $2,990,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 86,700 | $2,987,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,014,300 | $2,982,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 767,524 | $2,966,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 23,028 | $2,958,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 44,850 | $2,957,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 44,550 | $2,955,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 25,322 | $2,953,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 53,187 | $2,947,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 13,175 | $2,936,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 38,997 | $2,936,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $2,932,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 194,711 | $2,926,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,000,000 | $2,923,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 54,574 | $2,889,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 44,426 | $2,885,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,000 | $2,880,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 75,000 | $2,878,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 103,610 | $2,872,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 29,335 | $2,846,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 36,117 | $2,842,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 47,689 | $2,841,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 191,176 | $2,836,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 34,273 | $2,825,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 122,723 | $2,802,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 61,360 | $2,786,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 41,503 | $2,760,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 27,500 | $2,760,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 52,574 | $2,752,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 32,000 | $2,738,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 21,452 | $2,734,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 105,631 | $2,719,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 47,394 | $2,698,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 31,300 | $2,695,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 39,875 | $2,695,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 21,286 | $2,693,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 57,209 | $2,684,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 155,500 | $2,684,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 34,207 | $2,668,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 345,032 | $2,660,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 88,464 | $2,659,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 66,413 | $2,647,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,800 | $2,629,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 78,428 | $2,629,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 42,266 | $2,625,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,800 | $2,625,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 64,606 | $2,599,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 56,540 | $2,597,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,764 | $2,595,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,000 | $2,590,000 | thousands by filing date | put |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,570,000 | $2,589,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 24,354 | $2,579,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,000 | $2,567,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 11,707 | $2,562,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,232 | $2,546,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,730 | $2,543,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 380,000 | $2,541,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 175,568 | $2,521,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 22,202 | $2,505,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 42,512 | $2,493,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21,000 | $2,483,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 450,000 | $2,483,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 29,844 | $2,474,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 275,058 | $2,466,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 403,349 | $2,451,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 50,454 | $2,427,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,500,000 | $2,426,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 38,846 | $2,424,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 26,200 | $2,419,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 34,500 | $2,418,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 72,008 | $2,417,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 13,252 | $2,394,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 135,000 | $2,373,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 39,875 | $2,370,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 47,100 | $2,369,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 12,290 | $2,363,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11,310 | $2,358,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 38,892 | $2,340,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 44,410 | $2,335,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 26,391 | $2,333,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 37,825 | $2,322,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 25,324 | $2,317,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 157,500 | $2,315,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 850,000 | $2,304,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 31,084 | $2,299,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 276,061 | $2,298,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 125,824 | $2,246,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,000 | $2,239,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 77,395 | $2,228,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 756,402 | $2,223,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43,730 | $2,200,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 31,549 | $2,192,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,000 | $2,190,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,052,000 | $2,189,000 | thousands by filing date | principal |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 35,868 | $2,182,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 55,255 | $2,180,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 27,232 | $2,174,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 267,205 | $2,171,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 9,362 | $2,167,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 43,362 | $2,157,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 166,702 | $2,152,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 100,000 | $2,150,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 153,525 | $2,145,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 112,765 | $2,145,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100,000 | $2,134,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 24,960 | $2,133,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 100,000 | $2,132,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 32,849 | $2,128,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 28,262 | $2,121,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,493,000 | $2,112,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 126,570 | $2,101,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 63,129 | $2,084,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 31,720 | $2,083,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 38,701 | $2,076,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 23,365 | $2,071,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 89,300 | $2,070,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 18,000 | $2,061,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,401 | $2,054,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 73,080 | $2,025,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 33,999 | $2,017,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 21,385 | $2,012,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 30,000 | $1,982,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 137,500 | $1,980,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 13,669 | $1,973,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 36,054 | $1,971,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 50,507 | $1,961,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 34,612 | $1,958,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 87,400 | $1,936,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,510 | $1,930,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 174,528 | $1,928,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 11,900 | $1,927,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 777,413 | $1,925,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 55,054 | $1,924,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 34,265 | $1,915,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,000 | $1,913,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 21,807 | $1,902,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 67,149 | $1,901,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 62,611 | $1,896,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,000 | $1,882,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 15,860 | $1,877,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 26,910 | $1,874,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,000 | $1,870,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 376,026 | $1,870,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 22,700 | $1,868,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 32,338 | $1,867,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 79,985 | $1,859,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,610 | $1,852,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 57,581 | $1,849,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 80,000 | $1,835,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 27,820 | $1,832,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23,488 | $1,812,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,200 | $1,807,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 19,798 | $1,805,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 34,592 | $1,798,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,000 | $1,796,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 26,940 | $1,792,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 44,100 | $1,790,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 64,042 | $1,786,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 40,340 | $1,782,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 46,332 | $1,772,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 101,564 | $1,769,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14,807 | $1,753,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 70,000 | $1,751,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,188,000 | $1,739,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,357,000 | $1,731,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 26,624 | $1,713,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 51,000 | $1,712,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 17,598 | $1,711,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,610,000 | $1,708,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 23,366 | $1,707,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 19,573 | $1,702,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 39,102 | $1,700,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,350 | $1,696,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 26,507 | $1,690,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 10,000 | $1,673,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 46,805 | $1,668,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 37,848 | $1,659,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 28,100 | $1,651,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 21,450 | $1,650,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 55,543 | $1,626,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 103,100 | $1,623,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,870 | $1,622,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 50,200 | $1,622,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,140 | $1,619,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 14,508 | $1,612,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 69,030 | $1,610,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,476,000 | $1,602,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 41,800 | $1,598,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20,000 | $1,597,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9,750 | $1,579,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 45,568 | $1,579,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 98,048 | $1,577,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 317,000 | $1,576,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 9,929 | $1,567,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,527,000 | $1,565,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 133,856 | $1,563,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 53,000 | $1,562,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 60,030 | $1,559,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,024 | $1,558,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,281,000 | $1,554,000 | thousands by filing date | principal |
| SCHEIN HENRY INC | 806407102 | COM | 8,480 | $1,553,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 401,100 | $1,550,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 38,640 | $1,549,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100,000 | $1,542,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 33,340 | $1,514,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 17,300 | $1,513,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,500,000 | $1,506,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 111,100 | $1,501,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 31,310 | $1,500,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,155 | $1,496,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 8,096 | $1,489,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 54,240 | $1,486,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,500 | $1,483,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 61,882 | $1,480,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,510 | $1,477,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 37,858 | $1,466,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 27,820 | $1,462,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,548 | $1,454,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 29,190 | $1,453,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 22,750 | $1,443,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 31,178 | $1,442,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 11,700 | $1,440,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,941 | $1,438,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,182,000 | $1,422,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,354 | $1,420,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,558 | $1,415,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 14,351 | $1,413,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 12,483 | $1,410,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 30,780 | $1,407,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,960 | $1,403,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 9,620 | $1,401,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 21,605 | $1,387,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 24,160 | $1,382,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,500 | $1,381,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 14,403 | $1,381,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 62,552 | $1,376,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 10,000 | $1,374,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,259,000 | $1,369,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5,709 | $1,367,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 16,124 | $1,360,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 28,401 | $1,344,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 39,242 | $1,342,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 41,976 | $1,342,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 12,655 | $1,329,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 46,974 | $1,326,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 119,023 | $1,323,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,300,000 | $1,322,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,318,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 105,194 | $1,318,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 57,600 | $1,313,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 25,000 | $1,305,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 17,714 | $1,293,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 13,642 | $1,291,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 356,348 | $1,289,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 75,000 | $1,286,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 21,900 | $1,281,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 36,725 | $1,280,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23,868 | $1,278,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 41,266 | $1,275,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,940 | $1,272,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,300,000 | $1,272,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,420 | $1,271,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 24,390 | $1,268,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 13,829 | $1,266,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,219 | $1,262,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 17,850 | $1,259,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,955 | $1,245,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,506 | $1,245,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 47,493 | $1,241,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,531 | $1,239,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,600 | $1,237,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 104,000 | $1,232,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 185,000 | $1,215,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,748 | $1,211,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,800 | $1,203,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,910 | $1,200,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 28,310 | $1,196,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 7,155 | $1,195,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,355 | $1,187,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,041,000 | $1,180,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 20,162 | $1,179,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,550,000 | $1,178,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 13,770 | $1,175,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15,529 | $1,174,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 49,915 | $1,167,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 33,105 | $1,165,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,309 | $1,164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-032193 | this filing | 2017-08-15 | acceptance time not in the bulk data set |