13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENGLOBAL CORP | 293306106 | COM | 5,000 | $6,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 177 | $6,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 432 | $6,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 259 | $6,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 300 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 200 | $6,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 862 | $6,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 775 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,107 | $6,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 2,170 | $6,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 250 | $6,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 7,000 | $6,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 2,323 | $6,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 222 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,511 | $6,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 918 | $6,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,112 | $6,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,330 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 200 | $6,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 11,626 | $6,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 203 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 200 | $6,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 101 | $5,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 400 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 990 | $5,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 492 | $5,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 200 | $5,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,825 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 144 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 88 | $5,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,163 | $5,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 126 | $5,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 155 | $5,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 146 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,368 | $5,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 544 | $5,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,749 | $5,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 152 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 540 | $5,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 246 | $5,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 135 | $5,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 85 | $5,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 403 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 97 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 200 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 150 | $5,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 193 | $5,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 262 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 421 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 13 | $5,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $5,000 | thousands by filing date | principal |
| SP PLUS CORP | 78469C103 | COM | 167 | $5,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 345 | $5,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 139 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 2,010 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,215 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 251 | $5,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 15,154 | $5,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,051 | $5,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 548 | $5,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 900 | $5,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 450 | $5,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 151 | $5,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 864 | $5,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,667 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 10,623 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 34 | $5,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 100 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 202 | $5,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 400 | $5,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $5,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 5,000 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 500 | $5,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 706 | $5,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,626 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 217 | $5,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 477 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 4,452 | $5,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 40 | $5,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 370 | $5,000 | thousands by filing date | principal |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 86 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 346 | $5,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 379 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 108 | $5,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $5,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 175 | $5,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 166 | $4,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 113 | $4,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 207 | $4,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 708 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 98 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,581 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 226 | $4,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 234 | $4,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 236 | $4,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 257 | $4,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 221 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 957 | $4,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 387 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 280 | $4,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 116 | $4,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 220 | $4,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 100 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 858 | $4,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 669 | $4,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 133 | $4,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 73 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 297 | $4,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,725 | $4,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 197 | $4,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 457 | $4,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 117 | $4,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 500 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 234 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 118 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 90 | $4,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 214 | $4,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 513 | $4,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 400 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 130 | $4,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 98 | $4,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 163 | $4,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 236 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 352 | $4,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 7,000 | $4,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $4,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,517 | $4,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 293 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 884 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 833 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 639 | $4,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 638 | $4,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 185 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 6,500 | $4,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 974 | $4,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 207 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 215 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 110 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 148 | $4,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 10,038 | $4,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 71 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,200 | $4,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 202 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 152 | $4,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,988 | $4,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 238 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 171 | $4,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,150 | $4,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 279 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,250 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 10,000 | $4,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 162 | $4,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 235 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 267 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 70 | $4,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,155 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000 | $4,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 8 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 461 | $3,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 187 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 281 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $3,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 250 | $3,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 44 | $3,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 122 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 120 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 128 | $3,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 81 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 263 | $3,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 278 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 88 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 89 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 190 | $3,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 219 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 523 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,126 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 160 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 164 | $3,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 36 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 943 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 750 | $3,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 610 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 9,475 | $3,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 100 | $3,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 233 | $3,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 378 | $3,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 353 | $3,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 64 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $3,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 157 | $3,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 188 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 83 | $3,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 30 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,300 | $3,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 167 | $3,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 335 | $3,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000 | $3,000 | thousands by filing date | principal |
| RAND LOGISTICS INC | 752182105 | COM | 7,901 | $3,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 1,000 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 500 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H453 | FUND | 100 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 115 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 169 | $3,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 1,104 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,380 | $3,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000 | $3,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 185 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 686 | $3,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 162 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 870 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 527 | $3,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 34 | $3,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 80 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 140 | $3,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 116 | $3,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 142 | $3,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2,000 | $3,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 806 | $3,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,480 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26 | $3,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 432 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $3,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 155 | $3,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 2,038 | $3,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 194 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 159 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,000 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 90 | $2,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 179 | $2,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 192 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 51 | $2,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 65 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 74 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 58 | $2,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 123 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 20 | $2,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 57 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 162 | $2,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 50 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 231 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 111 | $2,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 279 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 347 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 276 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 41 | $2,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 172 | $2,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 300 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 74 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 308 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 70 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 141 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,200 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 346 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,194 | $2,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 273 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,400 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 295 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 460 | $2,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 66 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 208 | $2,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 474 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 8,075 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 97 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,500 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 108 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 168 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 495 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 2,450 | $2,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 454 | $2,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 151 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $2,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 101 | $2,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 504 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 224 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 148 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 125 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 64 | $2,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 296 | $2,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 115 | $2,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 217 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,005 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 901 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 64 | $2,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 204 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 137 | $2,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 37 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 721 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 284 | $2,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 600 | $2,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 99 | $2,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 100 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 59 | $2,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 52 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 436 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,427 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 790 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 256 | $2,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 191 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 133 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 129 | $2,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 91 | $2,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 104 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $2,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 400 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 117 | $2,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 180 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 45 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 87 | $2,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 76 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 57 | $2,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,626 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 821 | $2,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 129 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 28 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 52 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 52 | $1,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7 | $1,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 24 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 39 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 89 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 182 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 18 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 87 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 39 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43 | $1,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 31 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 113 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 168 | $1,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 26 | $1,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 40 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 156 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 33 | $1,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 41 | $1,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 16 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 124 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 412 | $1,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 22 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 31 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 133 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 87 | $1,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 117 | $1,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 72 | $1,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 72 | $1,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 17 | $1,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 56 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 200 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 200 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 36 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 111 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 173 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 115 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 37 | $1,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 56 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 350 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 91 | $1,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 20 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 77 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 162 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 70 | $1,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 300 | $1,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 56 | $1,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 36 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 82 | $1,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 81 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,574 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 237 | $1,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 339 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 88 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 327 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 80 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 80 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 187 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 174 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 120 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 121 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 121 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 563 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 86 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 103 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 33 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 633 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 202 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 110 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 278 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 44 | $1,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 63 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 400 | $1,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 28 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 700 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 200 | $1,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 20 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 200 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 459 | $1,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 60 | $1,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 123 | $1,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 154 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 103 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,200 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23 | $1,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 272 | $1,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 39 | $1,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 55 | $1,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 253 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 505 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 102 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 30 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 186 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 142 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 500 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 42 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 410 | $1,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | principal |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 596 | $1,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 841 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 191 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 185 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 104 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 400 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 151 | $1,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 86 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 51 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 262 | $1,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 79 | $1,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 54 | $1,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 712 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 400 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 354 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 15 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |