13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,055 holding rows worth $502,995,362,000.
- Accession
- 0001140361-17-031754
- Filer
- CIK 70858
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 19,612 entries on the cover page, a total value of $502,995,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $502,995,362,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEL INSTR ELECTRS CORP | 879165207 | COM | 2,500 | $8,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,000 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,864 | $8,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 687 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 311 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,710 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 160 | $8,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 11,658 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 500 | $8,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 47,901 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 268 | $8,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,950 | $7,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 846 | $7,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $7,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 738 | $7,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 718 | $7,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 249 | $7,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,042 | $7,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 557 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 295 | $7,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 158 | $7,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 367 | $7,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,000 | $7,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,912 | $7,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,000 | $7,000 | thousands by filing date | principal |
| SYNACOR INC | 871561106 | COM | 2,000 | $7,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,600 | $7,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 1,770 | $7,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,850 | $7,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,089 | $7,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 259 | $7,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 8,000 | $7,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 348 | $7,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 2,376 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 1,219 | $7,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 980 | $7,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,000 | $7,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 650 | $7,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,006 | $7,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 4,000 | $7,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 308 | $7,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 292 | $6,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,452 | $6,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 470 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 100 | $6,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 256 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $6,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 110 | $6,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 99 | $6,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 929 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 286 | $6,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 724 | $6,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 544 | $6,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 131 | $6,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,000 | $6,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 414 | $6,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 329 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,867 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 250 | $6,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,200 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 87 | $6,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 4,500 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 2,645 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 334 | $6,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 400 | $6,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 429 | $6,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 450 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 4,421 | $6,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $6,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 562 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 104 | $6,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,800 | $6,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,900 | $6,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 219 | $6,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,040 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 289 | $6,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 140 | $6,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 580 | $6,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 103 | $5,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 400 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 200 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 190 | $5,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 466 | $5,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 358 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 154 | $5,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,250 | $5,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 248 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 95 | $5,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 500 | $5,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 157 | $5,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 7,000 | $5,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,712 | $5,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 2,600 | $5,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 451 | $5,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,732 | $5,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 3,000 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 10,000 | $5,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 326 | $5,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,402 | $5,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,275 | $5,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 208 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 3,378 | $5,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 500 | $5,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 7,000 | $5,000 | thousands by filing date | principal |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $5,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,500 | $5,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 6,000 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 308 | $5,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 534 | $5,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 598 | $5,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,386 | $5,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 653 | $5,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 11,364 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 312 | $5,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 705 | $5,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,205 | $5,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 3,000 | $5,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 21,666 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 200 | $5,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 48 | $5,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 800 | $5,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $4,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 243 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 81 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,459 | $4,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 303 | $4,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 76 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 960 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 74 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $4,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 376 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 250 | $4,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,220 | $4,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 390 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,324 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 5,727 | $4,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,780 | $4,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,750 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 6,753 | $4,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 931 | $4,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 3,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 115 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 700 | $4,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 500 | $4,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 3,379 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 200 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 678 | $4,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 249 | $4,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 1,303 | $4,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 4,000 | $4,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| PEAK RESORTS INC | 70469L100 | COM | 1,118 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 127 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X396 | GBL EX US HDGD | 150 | $4,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 190 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,124 | $3,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 193 | $3,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 14 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 151 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 806 | $3,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 222 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,106 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,650 | $3,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $3,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 302 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,568 | $3,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 385 | $3,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 166 | $3,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 118 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 375 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 517 | $3,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 189 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 6,950 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 565 | $3,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 100 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 217 | $3,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,500 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 194 | $3,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 219 | $3,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 356 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,193 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,000 | $3,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 400 | $3,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $3,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,782 | $3,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 206 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 500 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000 | $3,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 69 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 348 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 199 | $3,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 1,307 | $3,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 2,000 | $3,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 300 | $3,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,947 | $3,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 194 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 540 | $3,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 6,851 | $3,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 232 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,050 | $3,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 111 | $3,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 445 | $3,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 285 | $3,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| EDGE THERAPEUTICS INC | 279870109 | COM | 350 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 3,000 | $3,000 | thousands by filing date | principal |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 401 | $3,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 374 | $3,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 81 | $3,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 222 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 1,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 25 | $2,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 416 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 300 | $2,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 113 | $2,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 71 | $2,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 40 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 83 | $2,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 100 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 215 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 51 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,263 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 474 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 497 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 170 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 500 | $2,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 290 | $2,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 101 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 411 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,443 | $2,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 200 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 80 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 304 | $2,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 910 | $2,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,061 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 460 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 220 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 300 | $2,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 355 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,000 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,500 | $2,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 951 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 343 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 113 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 80 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 550 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 625 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 1,113 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 38 | $2,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 114 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 339 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 6,306 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 933 | $2,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 221 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,700 | $2,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 241 | $2,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,890 | $2,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 100 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 3,000 | $2,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 42 | $2,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 100 | $2,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 1,692 | $2,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 237 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 144 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 28 | $1,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 39 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 40 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 46 | $1,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 31 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 52 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 209 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 120 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 250 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 388 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 200 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 700 | $1,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 350 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 353 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 376 | $1,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 43 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,953 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 134 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 200 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 272 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 200 | $1,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 48 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 227 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 108 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 200 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,619 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 1,750 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 200 | $1,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 200 | $1,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 300 | $1,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GOLDFIELD CORP | 381370105 | COM | 100 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 376 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 76 | $1,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 100 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 396 | $1,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 500 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 5,290 | $1,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 105 | $1,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 63 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 56 | $1,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 1,000 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 80 | $1,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 200 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 600 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,213 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 150 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 140 | $1,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 29 | $1,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,223 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 936 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 291 | $1,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 39 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 255 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 750 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 41,477 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 736 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 180 | $1,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 1,881 | $1,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 588 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 27 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 490 | $1,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 109 | $1,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,000 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 546 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,171 | $1,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 35 | $1,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 36 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40 | $1,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 404 | $1,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 399 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 919 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 247 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 46 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 160 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| COGENTIX MED INC COM | 19243A104 | Stock | 726 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 100 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 1,896 | $1,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 576 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 2,250 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 1,000 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 500 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 37 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 30 | $1,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 1,334 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 4,405 | $1,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,714 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 200 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 1,480 | $1,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,097 | $1,000 | thousands by filing date | |
| WISDOMTREE U.S. EXPORT AND MULTINATIONAL FUND | 97717X453 | ETF | 50 | $1,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 166 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUCOMMUN INC DEL | 264147109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACNB CORP | 000868109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIPPER REALTY INC | 18885T306 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 477 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA DESIGNS INC | 826565103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED LION HOTELS CORP | 756764106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTON CORP | 847235108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINTER TELOCATION LTD | M7946T104 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,019 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leading Brands Inc. | 52170U207 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 1,122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 798 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031754 | this filing | 2017-08-14 | acceptance time not in the bulk data set |