13F-HR filed by SCHRODER INVESTMENT MANAGEMENT GROUP
SCHRODER INVESTMENT MANAGEMENT GROUP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 1,277 holding rows worth $55,469,733,000.
- Accession
- 0001140361-17-030960
- Filer
- CIK 1086619
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,439 entries on the cover page, a total value of $55,469,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,469,733,000 with VALUE read as thousands by filing date, 13F file number 028-04731. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 028-04731-01
- included managerSchroder Investment Management North America Limited
- included managerSchroder Investment Management Limited
- included managerSchroder Investment Management (Hong Kong) Limited
- included managerSchroder Investment Management (Japan) Limited
- included managerSchroder Investment Management (Singapore) Limited
- included managerSchroder & Co Limited
- included managerSchroder Investment Management Switzerland AG
- included managerSchroder (C.I.) Limited
- included managerSchroder Real Estate Investment Management Limited
- included managerSchroder Investment Management (Taiwan) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKLEY W R CORP COM | 084423102 | Stock | 12,285 | $850,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 28,358 | $849,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 121,451 | $838,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,964 | $837,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 9,367 | $808,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 107,776 | $806,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 12,390 | $802,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 46,156 | $793,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 87,100 | $783,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 303,534 | $783,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 19,730 | $782,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 14,818 | $768,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 23,525 | $764,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,101 | $762,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 41,712 | $761,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,400 | $753,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 12,990 | $750,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 34,723 | $749,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 51,782 | $749,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,305 | $742,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 19,400 | $739,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,750 | $726,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 14,300 | $717,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 5,109 | $716,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,100 | $715,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 33,422 | $714,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,043 | $713,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 41,467 | $709,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 34,800 | $697,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,175 | $690,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,172 | $684,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 44,816 | $673,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,900 | $673,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,042 | $671,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,512 | $670,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 22,582 | $668,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,298 | $668,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,471 | $664,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 14,715 | $658,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 37,239 | $654,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 26,294 | $649,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 29,830 | $638,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,255 | $638,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 20,047 | $635,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,366 | $626,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,900 | $626,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 40,500 | $622,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,084 | $620,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14,971 | $612,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 40,270 | $608,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 44,280 | $608,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 17,589 | $597,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,583 | $592,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,100 | $587,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 56,097 | $564,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 21,000 | $560,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,155 | $556,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,600 | $548,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 851 | $544,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 60,953 | $542,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,200 | $542,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 29,300 | $536,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 7,022 | $528,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 26,589 | $526,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,200 | $516,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 11,321 | $514,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 34,141 | $508,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 19,140 | $506,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 29,136 | $501,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,963 | $496,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 93,392 | $495,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,769 | $490,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,100 | $490,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,500 | $488,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,700 | $473,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 35,481 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,089 | $449,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,237 | $446,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,429 | $446,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 59,700 | $439,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,707 | $435,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,700 | $431,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,250 | $426,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 106,346 | $421,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 42,551 | $417,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 28,879 | $417,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 12,666 | $416,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,289 | $413,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,800 | $411,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,800 | $410,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,862 | $406,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,749 | $401,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 18,300 | $399,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 6,645 | $392,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 28,060 | $392,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 11,100 | $389,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,900 | $388,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,100 | $386,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,928 | $385,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,851 | $385,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,129 | $380,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,900 | $379,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,000 | $379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,750 | $377,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,220 | $353,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,400 | $348,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,200 | $345,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 29,354 | $330,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,360 | $327,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,252 | $324,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 5,347 | $323,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,955 | $318,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 45,907 | $314,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 95,551 | $311,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,300 | $307,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 23,936 | $305,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,795 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,015 | $294,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,048 | $292,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,936 | $292,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 41,100 | $289,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,000 | $287,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,055 | $284,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 12,600 | $284,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,485 | $283,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,128 | $281,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,045 | $280,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 85,700 | $279,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 110,939 | $278,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,528 | $277,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,800 | $272,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,400 | $271,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 34,223 | $268,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,000 | $268,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,000 | $267,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 19,400 | $267,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,369 | $264,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,600 | $263,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,437 | $261,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 99,550 | $256,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,212 | $247,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,845 | $247,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,300 | $247,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,100 | $245,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,510 | $239,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,635 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,075 | $235,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,348 | $235,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,247 | $233,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 7,290 | $231,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,956 | $227,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,200 | $227,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,130 | $224,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 69,000 | $217,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,055 | $215,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,153 | $215,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 6,675 | $213,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,200 | $211,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 73,121 | $207,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,100 | $206,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,633 | $206,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,591 | $204,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,000 | $197,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,757 | $195,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,300 | $193,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,825 | $188,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,474 | $187,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,700 | $186,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 16,200 | $185,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,600 | $183,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 9,900 | $183,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 125,300 | $180,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,150 | $177,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 5,500 | $171,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,900 | $166,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 5,000 | $164,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 4,600 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,720 | $158,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,600 | $156,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 8,291 | $148,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 62,705 | $148,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,512 | $146,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,341 | $142,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,487 | $139,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,100 | $136,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,294 | $135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,252 | $133,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,400 | $132,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,953 | $128,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,100 | $126,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,305 | $126,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,916 | $124,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,000 | $123,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,100 | $122,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,300 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,095 | $117,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,162 | $117,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,608 | $115,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,879 | $115,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 11,200 | $115,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,100 | $113,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,300 | $111,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 5,248 | $107,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,400 | $106,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 700 | $104,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,130 | $103,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 5,398 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,575 | $98,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,467 | $98,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,080 | $96,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,337 | $96,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,427 | $93,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 682 | $90,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,824 | $89,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 5,000 | $88,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 3,191 | $85,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 685 | $82,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,695 | $82,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,683 | $82,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,280 | $81,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,200 | $78,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 830 | $70,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,048 | $70,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,079 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 825 | $64,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,218 | $63,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,400 | $63,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 28,200 | $61,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,890 | $59,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,100 | $58,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 375 | $49,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,642 | $49,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,038 | $49,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 25,925 | $49,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,600 | $48,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,900 | $46,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $43,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,344 | $43,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,520 | $43,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,692 | $42,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 9,050 | $41,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 275 | $40,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 990 | $38,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 86 | $36,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 679 | $36,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,493 | $35,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,441 | $35,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 322 | $33,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 994 | $32,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 400 | $32,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 2,500 | $32,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $31,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,500 | $31,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,356 | $29,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,142 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 760 | $25,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 56,000 | $25,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 489 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 390 | $23,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $22,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 260 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 600 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,300 | $19,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 131 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 340 | $15,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 331 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 371 | $11,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,000 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,340 | $8,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 8,302 | $7,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 164 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 200 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 1,466 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 58 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-030960 | this filing | 2017-08-10 | acceptance time not in the bulk data set |