13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-08, with 1,585 holding rows worth $77,862,504,000.
- Accession
- 0001140361-17-030463
- Filer
- CIK 1465109
- Filed
- 2017-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,616 entries on the cover page, a total value of $77,862,504,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,862,504,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 16,666 | $216,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,340 | $215,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,713 | $214,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,600 | $214,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,267 | $214,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,725 | $213,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,982 | $212,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,728 | $212,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,000 | $211,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 18,466 | $211,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,270 | $210,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,816 | $210,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 10,066 | $210,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 50,623 | $210,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,569 | $209,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,451 | $209,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 813 | $209,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,246 | $208,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,619 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,400 | $206,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,981 | $205,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,383 | $205,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,777 | $204,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,316 | $203,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 82,494 | $203,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,719 | $203,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,834 | $202,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 3,934 | $202,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $202,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,674 | $202,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,009 | $201,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,000 | $201,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,044 | $201,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,655 | $201,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 8,385 | $201,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,839 | $201,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,890 | $200,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,000 | $193,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,570 | $191,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,624 | $188,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,800 | $186,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17,585 | $178,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 17,109 | $178,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 28,867 | $176,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,179 | $169,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $169,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,254 | $168,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,000 | $166,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 49,700 | $161,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,132 | $161,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 18,500 | $159,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 14,002 | $155,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 51,580 | $150,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 14,756 | $149,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,771 | $147,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 14,436 | $144,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 21,754 | $135,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,917 | $131,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,150 | $131,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,857 | $127,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,000 | $122,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,320 | $120,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,485 | $119,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,050 | $111,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,000 | $101,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,631 | $100,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,139 | $96,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 20,000 | $89,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,715 | $88,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $88,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,674 | $86,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 14,978 | $83,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,898 | $81,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,503 | $78,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,199 | $73,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 10,000 | $72,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,200 | $56,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,370 | $54,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 27,150 | $49,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,784 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,062 | $38,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 28,800 | $33,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $30,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 17,032 | $26,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 26,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-030463 | this filing | 2017-08-08 | acceptance time not in the bulk data set |