13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-04, with 797 holding rows worth $8,335,426,000.
- Accession
- 0001140361-17-030246
- Filer
- CIK 883961
- Filed
- 2017-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 833 entries on the cover page, a total value of $8,335,426,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,335,426,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 33,261 | $1,020,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 22,676 | $1,015,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,179 | $1,010,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 83,997 | $1,000,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,263 | $998,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,649 | $991,000 | thousands by filing date | |
| PARAMETRIC TABS 5-TO-15 YEAR LADDERED MUNICIPAL BOND FUND CLASS I | 27826M734 | OPEN END -NO LOAD FUND | 80,906 | $989,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 41,815 | $975,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,650 | $972,000 | thousands by filing date | |
| Almadex Minerals Ltd | 020289104 | COM | 1,240,000 | $966,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,948 | $951,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,943 | $950,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 10,383 | $938,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 31,300 | $926,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 26,900 | $923,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 107,841 | $909,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,099 | $907,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 84,984 | $895,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,344 | $879,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,065 | $867,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,153 | $857,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,570 | $846,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,500 | $831,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 336,360 | $811,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 23,015 | $807,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 17,525 | $806,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 11,932 | $804,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,649 | $793,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 223,800 | $790,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,395 | $777,000 | thousands by filing date | |
| Falco Resources WTS C$1.45 Exp | 30606c116 | COM | 7,000,000 | $762,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,802 | $751,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,647 | $740,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 25,000 | $740,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,650 | $738,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 205,055 | $738,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 12,150 | $736,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4,760 | $734,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 11,581 | $734,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,054 | $728,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,000 | $726,000 | thousands by filing date | |
| So. Cal Edison 6.25% Perp/Call | 842400FU2 | PFD | 651,000 | $721,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,901 | $702,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,902 | $702,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 8,000 | $696,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,429 | $690,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 52,000 | $684,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,879 | $683,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 54,500 | $680,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,031 | $666,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,405 | $658,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,910 | $649,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 16,500 | $640,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,117 | $639,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,700 | $636,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,150 | $634,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,780 | $632,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,200 | $627,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 22,233 | $623,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,822 | $621,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,951 | $617,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 33,457 | $614,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,174 | $593,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,500 | $583,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,900 | $581,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,512 | $581,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,500 | $579,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 21,600 | $578,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,750 | $576,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,575 | $573,000 | thousands by filing date | |
| Rockhaven Resources Ltd (pvt) | 77340P101 | COM | 4,631,500 | $571,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 61,035 | $570,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,475 | $566,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,172 | $565,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,200 | $563,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,770 | $562,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,242 | $560,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 29,612 | $559,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,900 | $556,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,570 | $555,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,475 | $553,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 6,720 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,831 | $549,000 | thousands by filing date | |
| Suntrust Banks Inc | 867914bj1 | COM | 525,000 | $548,000 | thousands by filing date | principal |
| K2M GROUP HLDGS INC | 48273J107 | COM | 22,450 | $547,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,185 | $535,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,126 | $533,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,200 | $532,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,975 | $523,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 20,000 | $523,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 19,952 | $518,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,650 | $516,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 7,500 | $515,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,006 | $505,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,476 | $503,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 10,005 | $501,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12,087 | $494,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,300 | $488,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 26,800 | $488,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,000 | $485,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 14,350 | $479,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,725 | $473,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,700 | $472,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 19,533 | $467,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,432 | $466,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,200 | $465,000 | thousands by filing date | |
| Strategic Metals Ltd | 862759107 | COM | 1,095,500 | $465,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,142 | $464,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,992 | $462,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 26,100 | $461,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,019 | $460,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,500 | $459,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,555 | $456,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,540 | $454,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,835 | $454,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 11,559 | $447,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,930 | $445,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,372 | $442,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,800 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,100 | $432,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,938 | $431,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,900 | $425,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,350 | $424,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,690 | $421,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,755 | $418,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 702 | $413,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,376 | $409,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,155 | $408,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,772 | $399,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,886 | $394,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 20,834 | $391,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,750 | $385,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,675 | $381,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,450 | $380,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 25,750 | $380,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 21,914 | $379,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,168 | $378,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,435 | $377,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,200 | $376,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 12,525 | $376,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 16,175 | $375,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 6,183 | $372,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $368,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,700 | $367,000 | thousands by filing date | |
| SLM CORPORATION PFD SER B NON-CUMULATIVE | 78442P502 | Preferred Stock | 5,000 | $365,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,901 | $361,000 | thousands by filing date | |
| Citigroup Inc Var 99 Due 12/31 | 172967kd2 | COM | 336,000 | $361,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 13,951 | $360,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 50,134 | $359,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,500 | $349,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,400 | $348,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,425 | $347,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 23,854 | $338,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 32,487 | $334,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,488 | $332,000 | thousands by filing date | |
| Roche Holding AG | H69293217 | COM | 1,300 | $331,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,250 | $330,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 4,779 | $328,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 185,008 | $327,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 12,800 | $327,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,058 | $317,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 14,000 | $316,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 37,600 | $316,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,800 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,600 | $315,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 19,152 | $308,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,545 | $307,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,888 | $305,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,316 | $303,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,489 | $299,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,250 | $297,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 150,000 | $294,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,016 | $293,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,334 | $292,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,742 | $291,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,300 | $290,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,250 | $290,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,010 | $288,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,150 | $284,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,500 | $283,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,800 | $283,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,195 | $281,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,357 | $280,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,000 | $277,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,000 | $274,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,205 | $273,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,412 | $272,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,875 | $267,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,523 | $264,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,411 | $259,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,600 | $257,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,799 | $255,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,856 | $254,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,550 | $254,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,629 | $251,000 | thousands by filing date | |
| UNIVERSITY N C CHAPE 2.285 12 | 914713h21 | COM | 250,000 | $251,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 24,000 | $250,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,500 | $249,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,000 | $249,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,700 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 9,500 | $249,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,800 | $248,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,359 | $247,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 3,497 | $247,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,000 | $245,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,625 | $241,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 8,800 | $240,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,000 | $239,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,500 | $239,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,075 | $238,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,550 | $236,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 800 | $235,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,400 | $235,000 | thousands by filing date | |
| Advisors Inner Circle Fund At | 00769g493 | MF | 13,190 | $235,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,472 | $234,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,000 | $230,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,205 | $230,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,525 | $229,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,000 | $229,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,375 | $228,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,000 | $228,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,500 | $228,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,488 | $227,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 12,987 | $227,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,561 | $226,000 | thousands by filing date | |
| MANDALAY RESOURCES CORP | 562568204 | COM | 772,317 | $224,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,000 | $223,000 | thousands by filing date | |
| ROWE T PRICE INTL FD | 77956H864 | EMERG MKTS STK | 5,857 | $223,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,736 | $221,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $221,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,898 | $218,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,538 | $218,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,200 | $217,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,140 | $217,000 | thousands by filing date | |
| AMERICAN CENTURY HERITAGE FD | 025083791 | Common, Mid Cap, Growth | 9,637 | $216,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,000 | $216,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,324 | $215,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,800 | $213,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,056 | $212,000 | thousands by filing date | |
| HOUSTON TEX INDPT SC 5.561 2/ | 442403fx4 | COM | 200,000 | $212,000 | thousands by filing date | principal |
| KANSAS ST DEV FIN 5.1700 03/0 | 485429da9 | COM | 200,000 | $212,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,375 | $210,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,000 | $208,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,000 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,381 | $207,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,005 | $207,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,153 | $206,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,500 | $206,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,500 | $205,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,217 | $205,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,576 | $203,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,750 | $203,000 | thousands by filing date | |
| Columbia Capital Allocation Mo | 19765H768 | COM | 15,650 | $195,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 14,900 | $188,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,225 | $178,000 | thousands by filing date | |
| TEMPLETON WORLD FUND CL A | 880196100 | Com | 10,081 | $172,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,000 | $170,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,000 | $165,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 30,031 | $165,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 13,475 | $161,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 29,250 | $156,000 | thousands by filing date | |
| Barkerville Gold Mines WTS C$1 | 067642132 | COM | 3,555,000 | $156,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,325 | $153,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,425 | $151,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 24,000 | $149,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 25,744 | $145,000 | thousands by filing date | |
| AT Mid Cap Equity Fund Institutional Class | 00769G477 | COM | 11,257 | $141,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,437 | $138,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,364 | $135,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,600 | $135,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 19,600 | $127,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,000 | $119,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 552990327 | COM | 19,367 | $109,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 553993056 | COM | 19,367 | $109,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,389 | $104,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,396 | $96,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,350 | $83,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,750 | $82,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 10,950 | $44,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,000 | $25,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 29,400 | $24,000 | thousands by filing date | |
| Plata Latina Minerals Corp. | 72763R106 | COM | 836,000 | $23,000 | thousands by filing date | |
| Echelon Diversified Fund LP | 278LP8450 | COM | 12,989 | $13,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $12,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 23,700 | $11,000 | thousands by filing date | |
| Canarc Resource Corp F | 13722D101 | COM | 131,500 | $10,000 | thousands by filing date | |
| Sound Energy PLC | G8274B118 | COM | 10,000 | $10,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 354,000 | $5,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 100,000 | $1,000 | thousands by filing date | |
| Mirant Corp (Worthless) | 604675991 | COM | 10,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 110,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 80,130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYON COMMUNICATIONS HOLDINGS | 493312201 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc | 19681L109 | COM | 2,045,823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc Warrant | 19681L174 | COM | 1,428,945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gran Colombia Gold WTS | 38501d147 | COM | 306,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-030246 | this filing | 2017-08-04 | acceptance time not in the bulk data set |