13F-HR/A filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-08-01, with 1,462 holding rows worth $17,149,128,000.
- Accession
- 0001140361-17-029519
- Filer
- CIK 728083
- Filed
- 2017-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 1,462 entries on the cover page, a total value of $17,149,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,149,128,000 with VALUE read as thousands by filing date, 13F file number 028-01260. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 4,150 | $630,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 13,295 | $623,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,875 | $606,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,609 | $602,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 12,975 | $600,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 33,500 | $599,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,020 | $596,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 14,125 | $592,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,255 | $587,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 33,931 | $572,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,099 | $567,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,400 | $564,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 30,236 | $547,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,560 | $528,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 29,700 | $528,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 9,000 | $522,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,504 | $522,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 76,546 | $521,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 28,056 | $521,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,000 | $516,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,366 | $514,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,215 | $511,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,015 | $511,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 23,744 | $510,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 18,500 | $503,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 20,000 | $498,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,345 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,617 | $496,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 75,000 | $493,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 20,000 | $491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,437 | $490,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 20,000 | $485,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,330 | $484,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,547 | $475,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,082 | $474,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,618 | $473,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,229 | $471,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,998 | $469,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 36,000 | $469,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,960 | $462,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,234 | $461,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,094 | $458,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 17,500 | $458,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 36,950 | $458,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 15,058 | $457,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,064 | $450,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,435 | $447,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 10,735 | $436,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,105 | $434,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,406 | $434,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,360 | $431,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,425 | $426,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 31,500 | $425,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,525 | $423,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,910 | $418,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,851 | $414,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 8,084 | $412,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 13,453 | $410,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,778 | $405,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 19,675 | $400,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 40,000 | $400,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 9,400 | $395,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,150 | $394,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 14,297 | $385,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,579 | $381,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 14,000 | $380,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,480 | $379,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 13,224 | $378,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,450 | $377,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,000 | $376,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 20,025 | $372,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,800 | $371,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,600 | $370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,566 | $365,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,210 | $361,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,067 | $359,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,825 | $359,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,148 | $354,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,400 | $354,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,881 | $354,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 32,270 | $353,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,500 | $352,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,207 | $352,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,152 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,900 | $342,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,006 | $340,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 13,200 | $340,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,430 | $339,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,500 | $337,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,400 | $337,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,000 | $335,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,000 | $334,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 131,000 | $334,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,350 | $331,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 15,260 | $330,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 47,495 | $330,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,600 | $327,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,872 | $324,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,500 | $321,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 20,000 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 13,050 | $314,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,658 | $308,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,950 | $307,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 27,661 | $306,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,626 | $304,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 730 | $303,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,197 | $302,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 32,125 | $302,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,120 | $301,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 22,939 | $300,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,325 | $299,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,221 | $297,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,900 | $295,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,650 | $291,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,410 | $288,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,770 | $286,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,875 | $284,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 28,005 | $284,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,540 | $282,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,544 | $278,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,021 | $277,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,750 | $276,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,353 | $273,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,600 | $273,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,126 | $272,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,960 | $270,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,675 | $269,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,174 | $268,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,039 | $265,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,200 | $263,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,318 | $261,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 12,749 | $259,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,693 | $256,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,500 | $252,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,323 | $251,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,500 | $251,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 704 | $247,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,187 | $247,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,115 | $244,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,858 | $242,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 23,888 | $241,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 16,650 | $240,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,970 | $239,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,147 | $237,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 562 | $237,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 970 | $236,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,900 | $236,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 26,578 | $233,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,900 | $232,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,842 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,832 | $231,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,887 | $231,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,654 | $230,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,994 | $229,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,396 | $228,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,377 | $226,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 61,000 | $225,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,852 | $222,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 9,763 | $222,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 14,062 | $217,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 15,810 | $216,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 5,745 | $216,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,400 | $214,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,244 | $214,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,800 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,920 | $210,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,000 | $208,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 8,040 | $206,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,124 | $205,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 14,542 | $205,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,475 | $202,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,631 | $201,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,229 | $201,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,219 | $201,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,800 | $200,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,130 | $200,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,419 | $199,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,031 | $198,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,753 | $198,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,414 | $197,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,000 | $197,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,300 | $197,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 61,400 | $197,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,600 | $196,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 720 | $195,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,000 | $195,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,392 | $193,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,445 | $190,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,598 | $190,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,334 | $189,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,045 | $189,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 3,726 | $186,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 12,141 | $186,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,534 | $185,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 5,491 | $185,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 25,000 | $185,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 10,000 | $183,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,000 | $180,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,500 | $180,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,001 | $179,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,138 | $179,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 923 | $177,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 95 | $177,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 15,100 | $177,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,903 | $176,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 25,000 | $175,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 5,525 | $174,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 7,995 | $173,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 66,000 | $173,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,200 | $171,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 11,440 | $171,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,165 | $170,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,500 | $169,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,450 | $167,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,050 | $167,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,928 | $166,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,800 | $166,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,387 | $165,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 165,000 | $165,000 | thousands by filing date | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,683 | $164,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,670 | $163,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,925 | $163,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 16,500 | $163,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,150 | $162,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,669 | $161,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 664 | $160,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 34,019 | $157,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 957 | $155,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 810 | $155,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,348 | $155,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,900 | $155,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 3,000 | $155,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,000 | $152,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,500 | $152,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 60,000 | $150,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 9,150 | $149,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,010 | $148,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 7,636 | $148,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,705 | $147,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,938 | $146,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,230 | $145,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 816 | $143,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,425 | $143,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,781 | $141,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 9,766 | $140,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 10,000 | $139,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,500 | $136,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 7,845 | $136,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,000 | $135,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 7,771 | $135,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,000 | $135,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 42,500 | $135,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 6,942 | $133,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,452 | $132,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 711 | $130,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,668 | $129,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,383 | $129,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,000 | $127,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,800 | $126,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,000 | $126,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,786 | $125,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,642 | $124,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,001 | $123,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,160 | $123,000 | thousands by filing date | |
| IJH | 464287507 | COM | 703 | $122,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 5,442 | $122,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,067 | $120,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,400 | $120,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,380 | $119,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,462 | $118,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 3,539 | $117,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,500 | $117,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,500 | $117,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,000 | $116,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,075 | $115,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,376 | $115,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,740 | $115,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 4,302 | $114,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,088 | $113,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,070 | $112,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 990 | $111,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 9,400 | $111,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 900 | $110,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 7,000 | $110,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 4,200 | $110,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 730 | $109,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 9,758 | $109,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,000 | $109,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 10,000 | $109,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,974 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,199 | $108,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,425 | $107,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,170 | $107,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,122 | $106,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,018 | $105,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 42,000 | $105,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,157 | $105,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 6,040 | $105,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 50,000 | $104,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,484 | $103,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 500 | $103,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 7,199 | $103,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,853 | $102,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,900 | $102,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 18,911 | $101,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,500 | $101,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 16,732 | $101,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,269 | $99,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 545 | $99,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 8,900 | $98,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 7,300 | $98,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,826 | $97,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,100 | $97,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,460 | $97,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,280 | $97,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,500 | $96,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 3,750 | $95,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 700 | $94,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,550 | $94,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,329 | $93,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,207 | $93,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 8,000 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 813 | $92,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 217 | $91,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,450 | $91,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,362 | $90,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 637 | $89,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,617 | $89,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,200 | $89,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,672 | $88,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,000 | $88,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 530 | $88,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 31,420 | $88,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 15,000 | $88,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,437 | $87,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $86,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 682 | $86,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,850 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,092 | $86,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,000 | $86,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,279 | $86,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,000 | $86,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 800 | $85,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,173 | $85,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 171 | $83,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,000 | $83,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,527 | $82,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,160 | $82,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 850 | $82,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,000 | $82,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 891 | $81,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,275 | $80,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 4,105 | $80,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,000 | $79,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,057 | $78,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 349 | $78,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,700 | $77,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 700 | $77,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,978 | $77,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 300 | $77,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 4,000 | $76,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 400 | $75,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,429 | $75,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 866 | $74,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,065 | $74,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,466 | $74,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,520 | $74,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 10,000 | $74,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $73,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,450 | $73,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,000 | $72,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 930 | $72,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 7,544 | $72,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 450 | $71,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,662 | $71,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 800 | $70,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,047 | $70,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 794 | $70,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 7,000 | $70,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,000 | $69,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 10,000 | $69,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 650 | $68,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,000 | $68,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 376 | $67,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,617 | $67,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 760 | $67,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 9,031 | $67,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,400 | $66,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 629 | $66,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,100 | $66,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,800 | $66,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 70 | $65,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 543 | $65,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,600 | $65,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,522 | $64,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,705 | $64,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 9,126 | $64,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 37,500 | $64,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 313 | $63,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,000 | $63,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,050 | $63,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,500 | $63,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,330 | $62,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2,716 | $61,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 500 | $61,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 797 | $61,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,650 | $61,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,800 | $61,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,000 | $61,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,060 | $60,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 839 | $60,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,200 | $60,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,000 | $60,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 426 | $59,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,700 | $59,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,695 | $58,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 627 | $58,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,000 | $58,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 2,375 | $58,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 450 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,500 | $57,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,000 | $57,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 750 | $57,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,600 | $57,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 7,127 | $57,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 975 | $57,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 427 | $56,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 9,113 | $56,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,500 | $56,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 697 | $55,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,065 | $55,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,400 | $55,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,631 | $54,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,105 | $53,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,000 | $53,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $52,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 490 | $52,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,000 | $52,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,000 | $52,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 2,993 | $52,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,089 | $51,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 88 | $51,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,050 | $51,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,400 | $51,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,344 | $51,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 530 | $50,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 969 | $50,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,933 | $50,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 7,000 | $50,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 350 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,168 | $48,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 700 | $48,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 956 | $48,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 801 | $48,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,123 | $48,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,800 | $48,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,455 | $48,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,000 | $48,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,600 | $47,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,597 | $46,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,750 | $46,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,440 | $45,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,169 | $45,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 400 | $45,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 465 | $45,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,056 | $45,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 2,123 | $45,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,500 | $45,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 687 | $44,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 617 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,770 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1,716 | $44,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,116 | $43,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,300 | $43,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 15,000 | $43,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 398 | $42,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 600 | $41,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,127 | $41,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,256 | $41,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,770 | $41,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,884 | $41,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,000 | $41,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 345 | $41,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,662 | $40,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $39,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 32,500 | $39,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,000 | $39,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 376 | $38,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,000 | $38,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,000 | $38,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 40,950 | $38,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 320 | $37,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $37,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 500 | $37,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,600 | $37,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 400 | $37,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 21,370 | $37,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 657 | $36,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,250 | $36,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,000 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-029100 | superseded | 2017-07-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-029519 | this filing | 2017-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-030994 | base | 2017-08-10 | acceptance time not in the bulk data set |