13F-HR filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-28, with 1,338 holding rows worth $11,700,290,000.
- Accession
- 0001140361-17-029100
- Filer
- CIK 728083
- Filed
- 2017-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,338 entries on the cover page, a total value of $11,700,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,700,290,000 with VALUE read as thousands by filing date, 13F file number 028-01260. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 689 | $18,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,200 | $18,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 150 | $17,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 278 | $17,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 980 | $17,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $17,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 225 | $17,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 175 | $17,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,160 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 16,000 | $17,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 263 | $16,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 150 | $16,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 500 | $16,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 700 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $16,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 563 | $16,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 216 | $16,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 618 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,600 | $16,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,828 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 146 | $15,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $15,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 178 | $14,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 783 | $14,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 458 | $14,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 281 | $14,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 423 | $14,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 101 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 169 | $13,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $13,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,035 | $13,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 685 | $13,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 550 | $13,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 499 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 125 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 112 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 133 | $12,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 406 | $12,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 300 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 800 | $12,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,200 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,500 | $12,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 813 | $12,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 10,000 | $12,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 170 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 175 | $11,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 200 | $11,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 600 | $11,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 280 | $11,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,250 | $11,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 3,000 | $11,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 78 | $10,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 122 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,527 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 293 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 527 | $10,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 508 | $10,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 701 | $10,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 110 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 372 | $10,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 86 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 144 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 150 | $9,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 97 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 300 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 102 | $9,000 | thousands by filing date | |
| RH | 74967X103 | COM | 150 | $9,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 358 | $9,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 804 | $9,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 250 | $9,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 3,681 | $9,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 488 | $9,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $9,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 372 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 370 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 367 | $9,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 369 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 371 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 163 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 100 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,200 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 159 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $8,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 495 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $7,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 52 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $7,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 44 | $7,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,700 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 200 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $7,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 207 | $7,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525 | $7,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 723 | $7,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 123 | $6,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 91 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 85 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 40 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $6,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 202 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 75 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 425 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $6,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 684 | $6,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 150 | $6,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,240 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 250 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 350 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 109 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 150 | $5,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35 | $5,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 74 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 171 | $5,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 404 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 200 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 705 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 484 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 712 | $5,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 111 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,057 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,000 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 150 | $5,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 254 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $5,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 2,000 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 69 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 63 | $4,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 62 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 350 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 147 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 104 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 290 | $4,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,250 | $4,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 118 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 142 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 125 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 250 | $4,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 85 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,667 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 68 | $4,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,265 | $4,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,215 | $4,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 141 | $4,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 300 | $4,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,500 | $4,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 87 | $4,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 2,000 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 790 | $4,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 500 | $4,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 2,397 | $4,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 142 | $3,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 150 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 66 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 360 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 336 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 39 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 132 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 93 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 28 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 131 | $3,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 89 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 261 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 111 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,000 | $3,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 120 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $3,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 49 | $3,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 254 | $3,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 3,138 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,191 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,135 | $3,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,900 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 45 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 31 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 250 | $2,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 50 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 354 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 69 | $2,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 333 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 44 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 97 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 77 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 338 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 55 | $2,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 44 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $2,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 72 | $2,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 281 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 215 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 53 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 21 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 20 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 32 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 244 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 23 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 116 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 39 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 30 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 180 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 450 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 197 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 48 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 47 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 89 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 51 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 40 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 106 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 51 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 540 | $1,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 400 | $1,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 87 | $1,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 2,000 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,000 | $1,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAILY JOURNAL CORP | 233912104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDT CORP | 448947507 | CL B NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO INVT CORP | 03761U106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILG INC | 44967H101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-029100 | this filing | 2017-07-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-029519 | superseded | 2017-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-030994 | base | 2017-08-10 | acceptance time not in the bulk data set |