13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 4,696 holding rows worth $48,483,298,000.
- Accession
- 0001140361-17-020422
- Filer
- CIK 1521001
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 14,945 entries on the cover page, a total value of $48,483,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $48,483,298,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANA INC | 235825205 | COM | 1,000 | $19,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 281 | $19,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 481 | $19,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,255 | $19,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,000 | $19,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 451 | $19,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,000 | $19,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 1,000 | $19,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $18,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 300 | $18,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,283 | $18,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 435 | $18,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 223 | $18,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 700 | $18,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 1,000 | $18,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 1,316 | $18,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 200 | $18,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 1,000 | $18,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,000 | $18,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 495 | $17,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $17,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $17,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $17,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $17,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $17,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 1,000 | $17,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,951 | $17,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $17,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,000 | $17,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 700 | $17,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 200 | $17,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 653 | $17,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,000 | $17,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,000 | $17,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 211 | $17,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 1,018 | $17,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $16,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 200 | $16,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 236 | $16,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,000 | $16,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 447 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,000 | $16,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 1,774 | $16,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 194 | $16,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 800 | $16,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 403 | $16,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 362 | $16,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 500 | $16,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 300 | $16,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 600 | $16,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,000 | $16,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,000 | $16,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 800 | $16,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 800 | $16,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 724 | $16,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 2,000 | $16,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 900 | $15,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 600 | $15,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500 | $15,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 200 | $15,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 466 | $15,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 88 | $15,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,347 | $15,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $15,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 886 | $15,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,000 | $15,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,000 | $15,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 1,000 | $15,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 400 | $15,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,000 | $15,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,000 | $15,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 600 | $15,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,000 | $15,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 1,000 | $15,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 1,000 | $15,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 3,231 | $15,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 652 | $14,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 388 | $14,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 700 | $14,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $14,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 1,160 | $14,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 460 | $14,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 922 | $14,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $14,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,020 | $14,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 800 | $14,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,144 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 308 | $14,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,600 | $14,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 1,000 | $14,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 1,000 | $14,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 800 | $14,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,000 | $14,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 926 | $14,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 221 | $13,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 579 | $13,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 153 | $13,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,000 | $13,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 510 | $13,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $13,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 630 | $13,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 760 | $13,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 152 | $13,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 285 | $13,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 784 | $13,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 212 | $13,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 877 | $13,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 700 | $13,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $13,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $13,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 259 | $13,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 559 | $13,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,000 | $13,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,000 | $13,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,000 | $12,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 275 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200 | $12,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 1,060 | $12,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,363 | $12,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,400 | $12,000 | thousands by filing date | call |
| MASIMO CORP COM | 574795100 | Stock | 131 | $12,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,000 | $12,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 400 | $12,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $12,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 179 | $12,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 199 | $12,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 221 | $12,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 454 | $12,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,400 | $12,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 600 | $12,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 2,000 | $12,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 500 | $12,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 200 | $11,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 308 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 600 | $11,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 317 | $11,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,157 | $11,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 157 | $11,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 290 | $11,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 160 | $11,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 100 | $11,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 900 | $11,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 359 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,000 | $11,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,000 | $11,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 900 | $11,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 1,000 | $11,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 1,000 | $11,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 300 | $11,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 572 | $11,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 614 | $11,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,037 | $11,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,000 | $11,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 1,000 | $11,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 200 | $11,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,000 | $11,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 200 | $10,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 300 | $10,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 201 | $10,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 900 | $10,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 203 | $10,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 330 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 700 | $10,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $10,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,000 | $10,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 652 | $10,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 800 | $10,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $10,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,000 | $10,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 500 | $10,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 1,000 | $10,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 787 | $10,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,000 | $10,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 1,000 | $10,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $10,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,300 | $10,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,000 | $10,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 770 | $10,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 233 | $9,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 400 | $9,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 654 | $9,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $9,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 599 | $9,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $9,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 158 | $9,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 318 | $9,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,000 | $9,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 710 | $9,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 511 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 400 | $9,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $9,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,000 | $9,000 | thousands by filing date | call |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 248 | $9,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 600 | $9,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 440 | $8,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 697 | $8,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $8,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 600 | $8,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 100 | $8,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 565 | $8,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 345 | $8,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 641 | $8,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,200 | $8,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 400 | $8,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $8,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 879 | $8,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $8,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 642 | $8,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $8,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,000 | $8,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 211 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 407 | $8,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 875 | $8,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 700 | $8,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,800 | $8,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $8,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $8,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 700 | $8,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 1,000 | $8,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,000 | $8,000 | thousands by filing date | put |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1,333 | $8,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,000 | $8,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 259 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 110 | $7,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 100 | $7,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 109 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 334 | $7,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200 | $7,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 889 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 251 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 200 | $7,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $7,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 126 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 220 | $7,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,000 | $7,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 300 | $7,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 34 | $7,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 224 | $7,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 735 | $7,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,589 | $7,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,000 | $7,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,600 | $7,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,000 | $7,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 571 | $7,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,000 | $7,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 4,000 | $7,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,000 | $7,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 117 | $6,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 200 | $6,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 184 | $6,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 743 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 173 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 36 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 254 | $6,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 144 | $6,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 284 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 200 | $6,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 86 | $6,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 554 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $6,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $6,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 912 | $6,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 609 | $6,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 145 | $6,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 261 | $6,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 728 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,200 | $6,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,600 | $6,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 333 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 234 | $6,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $6,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 1,000 | $6,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,250 | $6,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,129 | $6,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 231 | $6,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 200 | $5,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,000 | $5,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 200 | $5,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $5,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 427 | $5,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $5,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 475 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 312 | $5,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 148 | $5,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 153 | $5,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 35 | $5,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $5,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300 | $5,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $5,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 441 | $5,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 300 | $5,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 691 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 469 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $5,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 439 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 500 | $5,000 | thousands by filing date | call |
| ATYR PHARMA INC | 002120103 | COM | 1,300 | $5,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 216 | $5,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,000 | $5,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,645 | $5,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 582 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 249 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 41 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 149 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,080 | $4,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 55 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 73 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,300 | $4,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 71 | $4,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 36 | $4,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 600 | $4,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 237 | $4,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 453 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 188 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 348 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 301 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 300 | $4,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,000 | $4,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,000 | $4,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 100 | $4,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 342 | $4,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 358 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 300 | $4,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 300 | $4,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 341 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 85 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $4,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 274 | $4,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,000 | $4,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 254 | $3,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 200 | $3,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 279 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 73 | $3,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 79 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $3,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 808 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 600 | $3,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 170 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 153 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $3,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 282 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 47 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 300 | $3,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 370 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 139 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 391 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 400 | $3,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 386 | $3,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 22 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 148 | $3,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 200 | $3,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 300 | $3,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,000 | $3,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 700 | $3,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 32 | $3,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 600 | $3,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 288 | $3,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 1,000 | $3,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 500 | $2,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 148 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 590 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 500 | $2,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $2,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 300 | $2,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 111 | $2,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 42 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 300 | $2,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 98 | $2,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 100 | $2,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 149 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 48 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 279 | $2,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 100 | $2,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 97 | $2,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 320 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 600 | $2,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 83 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 61 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 446 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 56 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 600 | $2,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,000 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 263 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 54 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,000 | $2,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 109 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 82 | $2,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 300 | $2,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 6 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 9 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 268 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 100 | $1,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 48 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12 | $1,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100 | $1,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 300 | $1,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 51 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $1,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 100 | $1,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 39 | $1,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 62 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $1,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 46 | $1,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 19 | $1,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 94 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 22 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 112 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 45 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 45 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100 | $1,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 21 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 300,095 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 201 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 300 | $1,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 322 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 264 | $1,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 47 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 26 | $1,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 18 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020422 | this filing | 2017-05-15 | acceptance time not in the bulk data set |