13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 732 holding rows worth $368,171,000.
- Accession
- 0001140361-17-020194
- Filer
- CIK 1425165
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 732 entries on the cover page, a total value of $368,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,163,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MTG CORP | 313400301 | COM | 1,500 | $4,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,500 | $4,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 40 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 52 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 48 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 44 | $4,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 39 | $4,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 43 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 16 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 105 | $4,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 250 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 64 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 31 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 178 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 74 | $4,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 55 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 62 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 70 | $4,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 35 | $4,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 270 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 139 | $4,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 70 | $4,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 22 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $4,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 40 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 26 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 225 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 160 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 76 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 150 | $4,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 150 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,902 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $4,000 | thousands by filing date | |
| SHINSEI BANK LTD | J7385L103 | COM | 2,000 | $4,000 | thousands by filing date | |
| FAIRFAX FINANCIA 5 PFD | 303901847 | ps | 250 | $4,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50 | $3,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 33 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 25 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 80 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 78 | $3,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 28 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 53 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 73 | $3,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 73 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25 | $3,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 42 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 239 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 39 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 159 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 168 | $3,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 28 | $3,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 41 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 102 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $3,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 225 | $3,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 49 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 500 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 38 | $3,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 69 | $3,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 150 | $3,000 | thousands by filing date | |
| U.S. BANCORP | 902973866 | Preferred Share | 3 | $3,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 33 | $3,000 | thousands by filing date | |
| DOGECOIN CASH INC | 13764T105 | COM | 500 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 450 | $3,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 100 | $3,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40 | $2,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 50 | $2,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 45 | $2,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 19 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 15 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 28 | $2,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 35 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 35 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 16 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 28 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 315 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 36 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25 | $2,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 96 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 16 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 35 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 194 | $2,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 26 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 90 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 47 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 86 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 49 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 35 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 12 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 32 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 358 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 53 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 19 | $2,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 400 | $2,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 300 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 75 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| 5BARZ INTL INC COM | 33833F100 | COM | 50,000 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 205 | $2,000 | thousands by filing date | |
| NanoTech Entertainment Inc | 63009y203 | CS | 82,323 | $2,000 | thousands by filing date | |
| BROOKFIELD ASS 5.4 PFD | 112585740 | ps | 125 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $1,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 20 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10 | $1,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 24 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 17 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 159 | $1,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 42 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 29 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 29 | $1,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30 | $1,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 41 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 16 | $1,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 27 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 34 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 50 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 21 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 46 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 70 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 90 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 40 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 25 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 250 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 26 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 22 | $1,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 19 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 76 | $1,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 87 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,000 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 12 | $1,000 | thousands by filing date | |
| Endeavour Mining Corp | G3040R158 | COM | 34 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDU RES GROUP INC | 552690109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADNET INC | 750491102 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 1,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEN BIOTECH INC F | 15130L104 | FOREIGN CANADIAN | 1,491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPE HLDGS INC XXX | 91912N105 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Energy Networks Corp | 379382104 | Common / Ordinary Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CHINA PHARMACEUTICAL GRO | 31948N109 | Common Stock | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIRMAX INTERNTNL IN XXX | 169382108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CGAME INC | 16946P107 | cs | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE ENERGY GROUP | 20061Q106 | cs | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER LASER SYS A NXXX | 740522107 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC RESOURCES LTD | 862773108 | cs | 5,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T H Q INC NEW | 872443601 | cs | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAM MARKETING INC | 261990352 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDNA INC XXX | 45169P106 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERLINX INC NEW | 73933F204 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 2,156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELL KINETICS LTD. | M2196W105 | COM | 520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIS TECHNOLOGIES LTD COM | 58500P107 | COMMON STOCK | 13,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rizzoli Corriere D Ord | T79823158 | Common | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHMED SVCS LTD | 422246306 | cs | 489,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENONICS HOLDINGS | 984117101 | cs | 16,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC | 37246C406 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED MED ISOTOPE | 00765X201 | cs | 435 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAY STAKES CORPORATI | 07263T103 | cs | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITEM EXPLORATION F | 254920101 | cs | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTEM INC F | 36729R104 | cs | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID MINES LTD ORDF | Q4968A143 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020194 | this filing | 2017-05-15 | acceptance time not in the bulk data set |