13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 1,582 holding rows worth $77,490,783,000.
- Accession
- 0001140361-17-019304
- Filer
- CIK 1465109
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,590 entries on the cover page, a total value of $77,490,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,490,783,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADIENT PLC | G0084W101 | ORD SHS | 3,151 | $229,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,356 | $228,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 15,820 | $226,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 861 | $225,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,541 | $222,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,172 | $222,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,803 | $220,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,125 | $220,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,951 | $220,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,745 | $219,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 7,752 | $219,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,420 | $217,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 5,820 | $216,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,539 | $216,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,191 | $216,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,000 | $215,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,601 | $215,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,186 | $215,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $214,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,000 | $213,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,763 | $213,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 90,000 | $212,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,227 | $211,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,342 | $210,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 8,750 | $210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,209 | $209,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,330 | $209,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,208 | $206,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,808 | $206,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,143 | $205,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 3,819 | $203,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,170 | $203,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,172 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,400 | $202,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,137 | $202,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,221 | $202,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,000 | $200,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 7,895 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,745 | $199,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 86,669 | $199,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,147 | $195,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 47,050 | $188,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 47,943 | $186,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,725 | $182,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,000 | $181,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,537 | $176,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $173,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 19,304 | $173,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,889 | $169,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,315 | $166,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,000 | $166,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,123 | $166,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,470 | $159,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,237 | $159,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 60,987 | $157,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,992 | $147,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,057 | $143,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,851 | $142,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 45,504 | $136,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $135,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,636 | $134,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,000 | $134,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,000 | $130,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 18,553 | $110,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,050 | $106,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,089 | $97,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,658 | $91,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $88,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 20,000 | $83,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 12,431 | $81,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,254 | $78,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,660 | $72,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,110 | $70,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 15,864 | $70,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,130 | $69,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,000 | $66,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,200 | $57,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,784 | $55,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 26,000 | $49,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 88,239 | $43,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $38,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,314 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-019304 | this filing | 2017-05-10 | acceptance time not in the bulk data set |