13F-HR filed by SCHRODER INVESTMENT MANAGEMENT GROUP
SCHRODER INVESTMENT MANAGEMENT GROUP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 1,236 holding rows worth $55,633,013,000.
- Accession
- 0001140361-17-019250
- Filer
- CIK 1086619
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,407 entries on the cover page, a total value of $55,633,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,633,013,000 with VALUE read as thousands by filing date, 13F file number 028-04731. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 028-04731-01
- included managerSchroder Investment Management North America Limited
- included managerSchroder Investment Management Limited
- included managerSchroder Investment Management (Hong Kong) Limited
- included managerSchroder Investment Management (Japan) Limited
- included managerSchroder Investment Management (Singapore) Limited
- included managerSchroder & Co Limited
- included managerSchroder Investment Management Switzerland AG
- included managerSchroder (C.I.) Limited
- included managerSchroder Real Estate Investment Management Limited
- included managerSchroder Investment Management (Taiwan) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 12,737 | $594,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 7,500 | $593,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 18,800 | $590,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,322 | $580,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,546 | $568,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 30,269 | $559,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 54,100 | $556,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 19,200 | $551,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 41,467 | $547,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 67,871 | $545,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 169,407 | $541,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 20,393 | $541,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,570 | $539,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,562 | $537,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 29,300 | $535,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,500 | $531,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,381 | $530,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 10,780 | $530,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 46,262 | $522,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 28,352 | $521,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,262 | $517,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,806 | $512,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 34,000 | $510,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 33,000 | $508,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 8,613 | $505,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 15,765 | $503,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 11,021 | $496,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 44,625 | $496,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,284 | $493,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,200 | $489,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,467 | $481,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 164,400 | $480,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,984 | $479,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,230 | $468,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,400 | $452,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,871 | $445,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 29,000 | $445,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,631 | $444,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 44,267 | $444,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,000 | $443,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 11,506 | $439,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 13,558 | $434,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 19,587 | $420,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 20,800 | $418,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 18,300 | $410,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,800 | $410,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,990 | $408,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 31,049 | $406,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 21,019 | $382,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,576 | $380,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 67,388 | $364,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 13,222 | $363,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 30,148 | $358,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 62,366 | $355,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,750 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,490 | $353,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 85,700 | $347,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,479 | $343,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 9,290 | $343,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 40,438 | $340,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,208 | $339,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 23,495 | $332,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,000 | $325,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 9,763 | $325,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,900 | $323,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,510 | $319,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,635 | $318,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 73,121 | $318,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,731 | $313,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 24,546 | $312,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 21,800 | $312,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,800 | $306,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,883 | $306,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 125,300 | $300,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 110,939 | $300,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 10,884 | $298,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 6,000 | $297,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,000 | $295,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,059 | $294,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 626 | $293,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 5,347 | $291,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,995 | $285,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,260 | $285,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,045 | $274,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,822 | $267,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 14,301 | $266,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,000 | $261,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,100 | $259,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 34,223 | $254,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,100 | $252,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,201 | $251,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,500 | $249,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,990 | $233,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,300 | $232,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,414 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,075 | $230,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,166 | $229,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,300 | $225,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,560 | $222,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,386 | $222,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,908 | $221,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,541 | $220,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,300 | $218,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,500 | $216,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,700 | $214,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,819 | $211,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,000 | $206,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,910 | $204,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,300 | $202,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,267 | $198,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,200 | $196,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 7,692 | $195,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,100 | $189,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,300 | $188,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 84,805 | $187,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,033 | $179,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 7,347 | $178,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 54,233 | $175,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 69,000 | $174,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 26,100 | $174,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,305 | $172,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,341 | $171,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,000 | $169,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,760 | $164,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,350 | $162,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,500 | $159,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,720 | $157,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $156,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,400 | $154,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,600 | $153,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,900 | $153,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,700 | $148,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,800 | $144,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,512 | $143,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,000 | $130,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,100 | $123,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,293 | $121,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,820 | $110,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,300 | $105,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,900 | $101,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,200 | $101,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,000 | $99,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,467 | $99,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 5,000 | $94,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,337 | $90,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,280 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 820 | $86,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 30,800 | $86,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,414 | $85,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,356 | $83,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 662 | $82,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 816 | $80,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 685 | $79,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,915 | $76,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 4,400 | $73,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,100 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 825 | $64,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,048 | $63,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 830 | $62,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,800 | $60,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,531 | $58,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,692 | $57,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,900 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,213 | $50,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,520 | $47,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,600 | $47,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 450 | $46,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,965 | $45,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $44,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 90,500 | $44,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,072 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 919 | $40,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,500 | $39,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,217 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,675 | $36,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 990 | $36,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 2,500 | $36,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 86 | $34,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 322 | $32,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 612 | $32,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 994 | $31,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 688 | $31,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 400 | $30,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,441 | $29,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 607 | $28,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,355 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 760 | $27,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,035 | $27,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,360 | $26,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,356 | $26,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,079 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 390 | $24,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 217 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 390 | $23,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $22,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,603 | $22,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 489 | $21,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 231 | $21,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 594 | $21,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 184 | $20,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 555 | $20,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,195 | $20,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 260 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 600 | $20,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 464 | $20,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,900 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $19,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,560 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,395 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,300 | $18,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 131 | $17,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $17,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 530 | $16,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 138 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 503 | $15,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 111 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 340 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 278 | $14,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 533 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 407 | $14,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 129 | $13,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 663 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 272 | $12,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,000 | $12,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 531 | $11,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,822 | $11,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $10,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 8,302 | $9,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 564 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 543 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 59 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,165 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 200 | $4,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 1,466 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 50 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-019250 | this filing | 2017-05-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-021349 | base | 2017-05-18 | acceptance time not in the bulk data set |