13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 797 holding rows worth $1,062,539,000.
- Accession
- 0001140361-17-019145
- Filer
- CIK 1555170
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 797 entries on the cover page, a total value of $1,062,539,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,062,539,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 203 | $6,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 206 | $6,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 231 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 52 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 182 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 75 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 125 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 68 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 201 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 114 | $6,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 241 | $6,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 347 | $6,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 142 | $6,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 641 | $6,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 238 | $6,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 125 | $6,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 721 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 680 | $6,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 257 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 89 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 175 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 208 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 62 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 400 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 26 | $5,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 149 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 80 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 163 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 137 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101 | $5,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 450 | $5,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 314 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 83 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 172 | $5,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 144 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 82 | $5,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 75 | $5,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 92 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 185 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 32 | $4,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 37 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 27 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 107 | $4,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 69 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 91 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 128 | $4,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 200 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 60 | $4,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 25 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 33 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 74 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 124 | $4,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 350 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 438 | $4,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 259 | $4,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 265 | $4,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 258 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 179 | $4,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 311 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 166 | $4,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 29 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 157 | $4,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 264 | $4,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 245 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 72 | $4,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 274 | $4,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $4,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 276 | $4,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 116 | $4,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 227 | $4,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 188 | $4,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 44 | $4,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 92 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 232 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 246 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 77 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,961 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 270 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 185 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 36 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 26 | $3,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 50 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 36 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 75 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 177 | $3,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 44 | $3,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 102 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 91 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 47 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $3,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 169 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 107 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 209 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 767 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 307 | $3,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 200 | $3,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 292 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 41 | $3,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 140 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 350 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 113 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,142 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 104 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 731 | $3,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,800 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 15 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 43 | $2,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28 | $2,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 28 | $2,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 369 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 40 | $2,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 34 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 78 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 21 | $2,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 39 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 17 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 20 | $2,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 16 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 24 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 49 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 40 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 29 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 54 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 35 | $2,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 90 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 300 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 354 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 98 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 80 | $2,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 32 | $2,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 200 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 202 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 313 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 42 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 700 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 54 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 49 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $2,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $2,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 38 | $2,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 28 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 87 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 230 | $2,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 32 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 500 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 28 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 58 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 37 | $1,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 7 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 7 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 76 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 15 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 194 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 8 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 23 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 35 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 32 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 24 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 38 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 15 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 38 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 200 | $1,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 30 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 43 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 32 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 54 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 13 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 14 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 30 | $1,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 120 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 211 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 160 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31 | $1,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 10 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 17 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 50 | $1,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 58 | $1,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOINT CORP | 47973J102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 11 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY STARWOOD | 19625X102 | Common Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-019145 | this filing | 2017-05-09 | acceptance time not in the bulk data set |