13F-HR filed by DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 849 holding rows worth $20,744,456,000.
- Accession
- 0001140361-17-007704
- Filer
- CIK 1694217
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,609 entries on the cover page, a total value of $20,744,456,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,744,456,000 with VALUE read as thousands by filing date, 13F file number 028-17954. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDZ PRIVATBANK S.A.
- included managerIPConcept (Luxemburg) S.A.
- included managerUNION ASSET MANAGEMENT HOLDING AG
- included managerUnion Investment Institutional GmbH
- included managerUnion Investment Privatfonds GmbH
- included managerBEA Union Investment Management Ltd.
- included managerQuoniam Asset Management GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPEN TEXT CORP COM | 683715106 | Stock | 23,400 | $1,447,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200,000 | $1,432,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 198,529 | $1,431,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 19,440 | $1,425,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 15,940 | $1,418,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 13,605 | $1,407,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,250,000 | $1,400,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 18,900 | $1,398,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 45,390 | $1,391,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,956 | $1,357,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 55,000 | $1,350,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 43,220 | $1,309,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,300,000 | $1,309,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 23,974 | $1,291,000 | thousands by filing date | |
| WESTPAC BKG CORP NOTE | 961214DF7 | NOTE 4.322%11/2 | 1,295,000 | $1,286,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 33,832 | $1,281,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,085 | $1,276,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 31,000 | $1,274,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 16,200 | $1,259,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,770 | $1,206,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,500 | $1,194,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 400,000 | $1,188,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 51,478 | $1,184,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 65,000 | $1,178,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 39,050 | $1,177,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,176 | $1,175,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 388,901 | $1,170,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,044 | $1,137,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 16,778 | $1,130,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 20,884 | $1,119,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 159,707 | $1,103,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,508 | $1,101,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 12,098 | $1,087,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 42,313 | $1,069,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 25,500 | $1,047,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12,591 | $1,036,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27,158 | $1,015,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 21,900 | $1,009,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,318 | $1,003,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,416 | $995,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,523 | $982,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 80,000 | $974,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 27,959 | $971,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,570 | $968,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,485 | $964,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 50,265 | $952,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,600 | $941,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 8,812 | $937,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 1,000,000 | $936,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 22,973 | $933,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14,260 | $932,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,000 | $928,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,500 | $880,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 30,600 | $876,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 25,000 | $875,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 11,451 | $868,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,590 | $865,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 34,500 | $861,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,871 | $852,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,830 | $835,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 14,000 | $835,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 19,700 | $829,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 21,267 | $822,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 20,388 | $816,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,000 | $815,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 18,235 | $800,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,843 | $798,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 54,000 | $796,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,230 | $794,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 6,729 | $789,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 75,000 | $779,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,363 | $772,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,072 | $772,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,800 | $754,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,298 | $752,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,420 | $752,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 13,374 | $748,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 21,774 | $744,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 20,000 | $711,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 44,000 | $708,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 750,000 | $702,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 11,190 | $693,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 23,000 | $693,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 527,200 | $688,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 11,450 | $680,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 47,900 | $675,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,500 | $655,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 32,000 | $644,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,350 | $640,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 79,300 | $636,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 60,000 | $630,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 114,608 | $625,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,795 | $624,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,731 | $623,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,440 | $621,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 5,203 | $601,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 261,450 | $601,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 30,000 | $600,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 608,000 | $593,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 15,472 | $584,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100,000 | $583,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 7,070 | $583,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 33,000 | $583,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,000 | $580,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,800 | $580,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 14,942 | $580,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,604 | $579,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 5,925 | $575,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 20,300 | $574,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,730 | $572,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 8,300 | $570,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 324,000 | $567,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,500 | $566,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,500 | $564,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 10,500 | $562,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 39,108 | $562,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 14,400 | $562,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 11,677 | $557,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 8,880 | $555,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,000 | $551,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 60,000 | $551,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 56,683 | $549,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 17,200 | $546,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 20,404 | $541,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 6,900 | $539,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,350 | $537,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 19,500 | $530,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 6,028 | $527,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,592 | $526,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,300 | $525,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,444 | $523,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 21,000 | $516,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,040 | $509,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,263 | $508,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,060 | $501,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 22,871 | $489,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,000 | $484,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 12,997 | $480,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 38,200 | $474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,600 | $472,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,649 | $471,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,450 | $467,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,621 | $459,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,300 | $457,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 8,100 | $454,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,040 | $447,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 18,000 | $430,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 6,190 | $429,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,350 | $426,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 11,814 | $419,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 21,927 | $416,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,500 | $410,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 6,800 | $410,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,180 | $408,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,750 | $406,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 8,963 | $402,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19,405 | $402,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,650 | $400,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,307 | $399,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,400 | $392,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 14,870 | $392,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,330 | $390,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,000 | $389,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 55,000 | $386,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,701 | $382,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,100 | $376,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,011 | $373,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,610 | $372,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,800 | $369,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,529 | $368,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,000 | $367,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,000 | $365,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,000 | $358,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,150 | $354,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,483 | $354,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,900 | $348,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $343,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,000 | $335,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,200 | $331,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,930 | $328,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,000 | $327,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 48,413 | $320,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 20,000 | $305,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 63,972 | $303,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,780 | $302,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,323 | $292,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $289,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 15,000 | $289,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,508 | $266,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,878 | $258,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 80,000 | $258,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,265 | $258,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,564 | $256,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,744 | $255,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 8,000 | $253,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 21,430 | $251,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,294 | $247,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,108 | $241,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 31,158 | $240,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 29,438 | $240,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,856 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,500 | $237,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,330 | $234,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,528 | $234,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 15,607 | $224,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,129 | $215,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,937 | $215,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,533 | $214,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 200,000 | $212,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 61,480 | $211,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,462 | $204,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,382 | $204,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,000 | $204,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 24,150 | $203,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 700 | $202,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,126 | $200,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,053 | $199,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,561 | $197,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $194,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,637 | $191,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,507 | $188,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,000 | $188,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 8,823 | $184,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 800 | $177,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,721 | $173,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 5,440 | $171,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,357 | $169,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,599 | $169,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 800 | $167,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,635 | $159,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 40,700 | $158,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,000 | $156,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,253 | $155,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,531 | $150,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,210 | $150,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,584 | $145,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,069 | $145,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,020 | $143,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,771 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,500 | $140,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,333 | $138,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 25,000 | $138,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,750 | $133,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,894 | $132,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,625 | $131,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,534 | $131,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,925 | $129,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,250 | $126,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,159 | $125,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,191 | $125,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,024 | $124,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,359 | $120,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,718 | $118,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,000 | $117,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 6,807 | $116,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,000 | $115,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,854 | $114,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 440 | $112,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,166 | $111,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,269 | $111,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,749 | $109,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,934 | $105,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3,035 | $104,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 366 | $103,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 715 | $103,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,971 | $101,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 6,343 | $99,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,100 | $97,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,863 | $97,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,000 | $94,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 245 | $92,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 896 | $91,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,553 | $91,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 230 | $88,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,138 | $88,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,124 | $85,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,100 | $84,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,455 | $84,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 6,000 | $84,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,304 | $83,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,606 | $81,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,752 | $80,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 606 | $80,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 218 | $77,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $75,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $75,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,452 | $75,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 198 | $73,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 118 | $71,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,500 | $71,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,350 | $69,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 483 | $69,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,395 | $68,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,500 | $68,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,254 | $67,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,745 | $63,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 38,070 | $61,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,961 | $60,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,000 | $60,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,033 | $58,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,856 | $58,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 825 | $57,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,828 | $56,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,000 | $54,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,196 | $53,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,543 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,420 | $51,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 500 | $49,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 700 | $49,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,445 | $48,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 6,552 | $47,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,800 | $46,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 700 | $45,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,987 | $42,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,643 | $41,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,400 | $36,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 300 | $35,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 627 | $34,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 8,922 | $34,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,250 | $32,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 722 | $31,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,395 | $29,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 400 | $28,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 400 | $28,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,486 | $28,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 955 | $28,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 500 | $27,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 500 | $27,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 600 | $26,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 1,500 | $26,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 200 | $23,000 | thousands by filing date | call |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 23,000 | $22,000 | thousands by filing date | principal |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,500 | $22,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 800 | $20,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 537 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 888 | $20,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 400 | $19,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 400 | $19,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 2,995 | $19,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $18,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $18,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 579 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 300 | $13,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 420 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 735 | $7,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $5,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $5,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007704 | this filing | 2017-02-15 | acceptance time not in the bulk data set |