13F-HR filed by GABELLI FUNDS LLC
GABELLI FUNDS LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 1,146 holding rows worth $16,898,252,000.
- Accession
- 0001140361-17-005853
- Filer
- CIK 1081407
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,146 entries on the cover page, a total value of $16,898,252,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,898,252,000 with VALUE read as thousands by filing date, 13F file number 028-10894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELUS CORPORATION COM | 87971M103 | Stock | 186,500 | $5,940,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 76,251 | $5,935,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 46,200 | $5,931,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 79,000 | $5,928,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 106,562 | $5,905,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 33,000 | $5,893,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 238,631 | $5,856,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 74,000 | $5,786,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 38,000 | $5,767,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 170,000 | $5,727,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 230,500 | $5,719,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 21,200 | $5,697,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 104,000 | $5,672,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 105,294 | $5,646,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 518,500 | $5,636,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 132,000 | $5,632,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 306,000 | $5,591,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 85,000 | $5,583,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 146,000 | $5,577,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 321,000 | $5,492,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 214,000 | $5,481,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 290,000 | $5,478,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,500 | $5,466,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 104,000 | $5,453,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 293,332 | $5,438,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 161,600 | $5,430,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 75,000 | $5,407,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 106,100 | $5,393,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 197,000 | $5,382,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 330,000 | $5,313,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 2,650,000 | $5,281,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 137,600 | $5,249,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 97,317 | $5,227,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 150,000 | $5,220,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 6,600 | $5,213,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 165,019 | $5,211,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200,000 | $5,208,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,400 | $5,201,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 267,389 | $5,201,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 136,000 | $5,197,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 245,500 | $5,131,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 364,000 | $5,096,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 58,000 | $5,095,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 96,000 | $5,094,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 148,100 | $5,080,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30,000 | $5,074,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 96,000 | $5,059,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 377,702 | $5,054,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 38,000 | $5,039,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 116,000 | $4,981,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 47,000 | $4,962,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 91,631 | $4,943,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 42,600 | $4,931,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300,000 | $4,890,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 95,000 | $4,880,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 179,500 | $4,832,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 245,000 | $4,824,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 106,500 | $4,813,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 67,000 | $4,798,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 98,000 | $4,768,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 47,000 | $4,763,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 3,500,000 | $4,740,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000,000 | $4,723,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 68,000 | $4,695,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 65,000 | $4,630,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 100,000 | $4,630,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 588,356 | $4,619,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 61,000 | $4,583,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 287,000 | $4,572,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 61,000 | $4,551,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,700 | $4,506,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 308,000 | $4,497,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 336,000 | $4,486,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 48,500 | $4,469,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 66,000 | $4,411,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,200,000 | $4,402,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 92,000 | $4,388,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 31,000 | $4,368,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100,000 | $4,360,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 38,000 | $4,357,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 631,000 | $4,354,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 18,500 | $4,271,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 104,000 | $4,270,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25,000 | $4,246,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 67,000 | $4,211,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 179,255 | $4,204,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 345,000 | $4,202,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,250,000 | $4,199,000 | thousands by filing date | principal |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 559,000 | $4,193,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 130,000 | $4,191,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 270,046 | $4,186,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 287,802 | $4,173,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 430,000 | $4,162,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 95,000 | $4,161,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 363,000 | $4,160,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 270,271 | $4,154,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 663,500 | $4,147,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74,000 | $4,140,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 69,000 | $4,119,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 190,000 | $4,098,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 195,000 | $4,076,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,950 | $4,070,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 305,000 | $4,057,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 215,000 | $4,031,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,216,000 | $4,025,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 131,000 | $4,011,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 61,100 | $3,998,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,500,000 | $3,981,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3,500,000 | $3,953,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 284,766 | $3,950,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 110,000 | $3,928,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 459,300 | $3,922,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 55,000 | $3,909,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 98,464 | $3,906,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 156,500 | $3,905,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 3,876,000 | $3,873,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 235,000 | $3,870,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 215,000 | $3,849,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 345,000 | $3,836,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 162,500 | $3,829,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 89,000 | $3,826,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 37,000 | $3,803,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 85,000 | $3,754,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 88,700 | $3,721,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 272,674 | $3,687,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 94,000 | $3,684,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 130,000 | $3,676,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,500,000 | $3,675,000 | thousands by filing date | principal |
| STERIS PLC | G84720104 | SHS USD | 54,084 | $3,645,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 204,000 | $3,611,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 10,100 | $3,610,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,520,000 | $3,602,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 196,600 | $3,600,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 72,000 | $3,599,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 102,400 | $3,591,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 107,246 | $3,582,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,440 | $3,577,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 203,000 | $3,565,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,500,000 | $3,544,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200,000 | $3,538,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 2,500 | $3,537,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 16,250 | $3,535,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 51,500 | $3,535,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 171,036 | $3,518,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 37,500 | $3,500,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,000 | $3,500,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 269,000 | $3,451,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 24,000 | $3,450,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 125,000 | $3,444,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 39,000 | $3,441,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 110,000 | $3,397,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 42,000 | $3,383,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 3,000,000 | $3,351,000 | thousands by filing date | principal |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 376,000 | $3,343,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 275,000 | $3,336,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 130,000 | $3,306,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 23,500 | $3,290,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 104,950 | $3,290,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 370,092 | $3,275,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 283,000 | $3,257,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 128,224 | $3,257,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 55,800 | $3,255,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 126,000 | $3,233,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 31,300 | $3,232,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 95,000 | $3,226,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 24,100 | $3,216,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 138,000 | $3,209,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 60,000 | $3,207,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 64,000 | $3,187,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 23,400 | $3,180,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 29,000 | $3,179,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 47,000 | $3,178,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 200,000 | $3,162,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 240,200 | $3,139,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 69,000 | $3,128,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,750,000 | $3,126,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 811,000 | $3,122,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29,000 | $3,086,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 236,000 | $3,077,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 70,000 | $3,067,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 104,500 | $3,065,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40,000 | $3,060,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,250,000 | $3,025,000 | thousands by filing date | principal |
| G & K SVCS INC | 361268105 | CL A | 31,197 | $3,009,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 350,000 | $2,989,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 136,000 | $2,985,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,600,000 | $2,983,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,500 | $2,975,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 319,500 | $2,971,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 236,548 | $2,969,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,000,000 | $2,967,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 160,000 | $2,944,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 275,000 | $2,943,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 116,500 | $2,936,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 152,106 | $2,930,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 53,000 | $2,929,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 122,200 | $2,902,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 185,990 | $2,870,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 2,051,000 | $2,868,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 50,000 | $2,863,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,500,000 | $2,861,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 306,092 | $2,847,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 30,000 | $2,833,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,750,000 | $2,827,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 62,000 | $2,825,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 37,000 | $2,819,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 60,000 | $2,817,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 135,000 | $2,813,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 65,000 | $2,790,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 445,000 | $2,755,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 38,000 | $2,745,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 175,000 | $2,730,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 95,000 | $2,717,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 40,000 | $2,706,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 170,000 | $2,705,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 49,000 | $2,688,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,667,000 | $2,685,000 | thousands by filing date | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 164,400 | $2,673,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 103,914 | $2,652,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 197,000 | $2,632,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 26,000 | $2,601,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 142,700 | $2,581,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,000 | $2,572,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 42,500 | $2,558,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 525,064 | $2,552,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 69,000 | $2,539,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 29,000 | $2,536,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 12,200 | $2,502,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,500,000 | $2,483,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 88,364 | $2,481,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 79,000 | $2,459,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 90,900 | $2,444,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 78,960 | $2,438,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 122,173 | $2,432,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 200,300 | $2,426,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,000,000 | $2,402,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25,000 | $2,389,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 31,000 | $2,382,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,500 | $2,374,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 94,000 | $2,316,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 100,000 | $2,303,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 80,000 | $2,300,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 126,197 | $2,293,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 96,000 | $2,285,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 42,000 | $2,276,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,000,000 | $2,274,000 | thousands by filing date | principal |
| TIVO CORP | 88870P106 | COM | 108,148 | $2,260,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 400,000 | $2,260,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 188,000 | $2,260,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 130,000 | $2,256,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 72,500 | $2,240,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 40,000 | $2,234,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 2,250,000 | $2,233,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $2,224,000 | thousands by filing date | principal |
| VICOR CORP | 925815102 | COM | 147,000 | $2,220,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 134,000 | $2,216,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 34,000 | $2,210,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200,000 | $2,208,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 28,500 | $2,206,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,000 | $2,203,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 52,800 | $2,199,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 179,000 | $2,195,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,000,000 | $2,194,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 147,396 | $2,187,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 22,800 | $2,161,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 45,310 | $2,156,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 47,000 | $2,141,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 21,000 | $2,134,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 2,000,000 | $2,130,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,350,000 | $2,118,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050AB0 | NOTE 4.250%11/1 | 2,325,000 | $2,111,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,250,000 | $2,101,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 2,750 | $2,097,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 20,000 | $2,090,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 151,342 | $2,081,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 30,300 | $2,074,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 21,000 | $2,069,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 464,000 | $2,065,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 750,000 | $2,048,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000,000 | $2,045,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 2,000,000 | $2,033,000 | thousands by filing date | principal |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 202,000 | $2,030,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 40,000 | $2,002,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 55,000 | $1,994,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 2,500,000 | $1,975,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 10,600 | $1,974,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 16,500 | $1,970,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 93,000 | $1,960,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,000 | $1,956,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 100,000 | $1,950,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,167,000 | $1,931,000 | thousands by filing date | principal |
| DST SYS INC DEL | 233326107 | COM | 18,000 | $1,929,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000,000 | $1,924,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 29,500 | $1,923,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,200 | $1,918,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 379,000 | $1,910,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 60,000 | $1,899,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 60,000 | $1,884,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 28,000 | $1,883,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 30,000 | $1,856,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,300 | $1,856,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 44,000 | $1,843,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 76,600 | $1,841,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 55,000 | $1,840,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 565,000 | $1,825,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 96,100 | $1,818,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 120,000 | $1,817,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,000,000 | $1,817,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 44,800 | $1,814,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 71,000 | $1,813,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 391,000 | $1,810,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 83,000 | $1,808,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50,000 | $1,801,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 117,808 | $1,773,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 49,000 | $1,754,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,500,000 | $1,740,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,500 | $1,739,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000,000 | $1,729,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,750,000 | $1,724,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,000 | $1,712,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 50,400 | $1,709,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 71,055 | $1,695,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 93,000 | $1,690,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 70,000 | $1,670,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 62,000 | $1,665,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,000 | $1,663,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,834 | $1,653,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 98,000 | $1,653,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 14,000 | $1,641,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,600,000 | $1,633,000 | thousands by filing date | principal |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,900 | $1,632,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,500,000 | $1,628,000 | thousands by filing date | principal |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,750,000 | $1,627,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 301,916 | $1,621,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,750,000 | $1,621,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 31,300 | $1,613,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 187,000 | $1,599,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 35,352 | $1,578,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 1,334,000 | $1,577,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 256,034 | $1,575,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 52,000 | $1,566,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20,000 | $1,527,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22,600 | $1,519,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 30,000 | $1,518,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 14,000 | $1,509,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 40,000 | $1,507,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 253,500 | $1,503,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 174,750 | $1,496,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 11,900 | $1,488,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 37,000 | $1,487,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 55,000 | $1,487,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,000 | $1,485,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 45,000 | $1,485,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,500,000 | $1,472,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 26,000 | $1,471,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 109,500 | $1,466,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,400 | $1,460,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 123,434 | $1,457,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 35,000 | $1,447,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 27,200 | $1,442,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 32,000 | $1,439,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 69,912 | $1,432,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $1,422,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,000 | $1,420,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 32,000 | $1,418,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 27,400 | $1,400,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 56,000 | $1,399,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28,000 | $1,383,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 48,000 | $1,375,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 160,000 | $1,371,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,500,000 | $1,355,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 19,853 | $1,310,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 171,484 | $1,310,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 140,000 | $1,302,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 51,000 | $1,296,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 9,600 | $1,290,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 15,000 | $1,289,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 17,000 | $1,274,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 35,500 | $1,268,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 37,377 | $1,258,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,000 | $1,258,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 34,000 | $1,253,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 28,000 | $1,252,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 21,000 | $1,211,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 20,187 | $1,199,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,250,000 | $1,189,000 | thousands by filing date | principal |
| MANITOWOC COMPANY INC | 563571108 | COM | 197,000 | $1,178,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 7,875 | $1,171,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,210,000 | $1,159,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,000 | $1,154,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 37,610 | $1,150,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 23,000 | $1,142,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 115,000 | $1,128,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,000 | $1,125,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 768,143 | $1,121,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 75,000 | $1,113,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,000 | $1,108,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 34,988 | $1,102,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,375,000 | $1,097,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 72,000 | $1,091,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 94,000 | $1,086,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14,000 | $1,079,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 25,000 | $1,077,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 230,000 | $1,074,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 16,200 | $1,061,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 53,782 | $1,049,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 43,000 | $1,041,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 43,967 | $1,041,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 1,000,000 | $1,041,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 30,000 | $1,040,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 121,000 | $1,038,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 30,000 | $1,028,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,000 | $1,022,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 500,000 | $1,016,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 10,000 | $1,006,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 34,000 | $978,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 63,996 | $962,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 34,000 | $955,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 15,000 | $949,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,000 | $948,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $944,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,500 | $929,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 107,933 | $928,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 41,760 | $925,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,500 | $921,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 15,000 | $921,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 132,068 | $919,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 31,000 | $904,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 11,000 | $892,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 21,749 | $884,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 20,000 | $876,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 45,000 | $875,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 56,000 | $871,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 58,700 | $857,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 165,000 | $855,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 100 | $850,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 9,000 | $848,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 725,000 | $846,000 | thousands by filing date | principal |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 33,019 | $844,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 52,100 | $839,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 80,000 | $828,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,000 | $826,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 45,000 | $815,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 61,800 | $805,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $803,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 45,000 | $797,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 11,000 | $794,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 800,000 | $790,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 24,000 | $789,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 18,000 | $783,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,900 | $781,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 29,000 | $771,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,000 | $767,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 101,962 | $750,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,000 | $748,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 80,375 | $743,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 71,200 | $740,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,000 | $734,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 55,000 | $732,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 16,000 | $728,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 12,500 | $727,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 22,000 | $725,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 30,000 | $711,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 45,500 | $705,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 60,000 | $704,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 12,800 | $700,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 70,576 | $699,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 22,000 | $691,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 31,200 | $689,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 235,000 | $684,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 50,000 | $680,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 100 | $675,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 6,500 | $672,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,000 | $672,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 43,000 | $650,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 200,000 | $650,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,000 | $645,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 17,500 | $642,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,500 | $634,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 600,000 | $634,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 226,000 | $633,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 10,500 | $627,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 11,675 | $626,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,000 | $622,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 49,000 | $617,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,000 | $613,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 195,000 | $606,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 415,000 | $606,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 20,000 | $604,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 85,077 | $602,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 16,434 | $596,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 59,000 | $595,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 17,000 | $595,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,000 | $588,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,000 | $579,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $571,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 185,000 | $562,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 18,500 | $556,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,600 | $554,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 30,367 | $554,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-005853 | this filing | 2017-02-10 | acceptance time not in the bulk data set |