13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2017-02-07, with 742 holding rows worth $950,730,000.
- Accession
- 0001140361-17-004740
- Filer
- CIK 1555170
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 742 entries on the cover page, a total value of $950,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $950,730,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 60 | $5,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 40 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 180 | $5,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 116 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 100 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 450 | $5,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $5,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 175 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 341 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 180 | $5,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200 | $5,000 | thousands by filing date | principal |
| HORTONWORKS INC | 440894103 | COM | 641 | $5,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 280 | $5,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 439 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 150 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 257 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 185 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 66 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 556 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 128 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 92 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 100 | $4,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26 | $4,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 46 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 60 | $4,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 140 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 124 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 481 | $4,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 60 | $4,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 200 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 130 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 300 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 609 | $4,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 350 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 44 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 297 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 172 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 180 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 220 | $4,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 230 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 36 | $3,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 92 | $3,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 65 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 36 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 75 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 122 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 54 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22 | $3,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 300 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 169 | $3,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 164 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 95 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 55 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 307 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 100 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 41 | $3,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 140 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $3,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 92 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 232 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $3,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 66 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 104 | $3,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 99 | $3,000 | thousands by filing date | principal |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 731 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 26 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 369 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 62 | $2,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 177 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 17 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 54 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 78 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 354 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 45 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12 | $2,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 200 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 62 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30 | $2,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 80 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 700 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 35 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 70 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 49 | $2,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,142 | $2,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 160 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,800 | $2,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 500 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 46 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 80 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 80 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 230 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 500 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 9 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 23 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 20 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 15 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 60 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 28 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 18 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 109 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10 | $1,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 19 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 33 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 26 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 194 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 202 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 313 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 70 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 27 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 43 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 32 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 84 | $1,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 53 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 804 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 67 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 229 | $1,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 38 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6 | $1,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 35 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 22 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,020 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 48 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16 | $1,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 32 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOINT CORP | 47973J102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAVIUM INC | 14964U108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER WHEATON CORP | 828336107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AES TR III | 00808N202 | PFD CV 6.75% | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-004740 | this filing | 2017-02-07 | acceptance time not in the bulk data set |