13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 1,583 holding rows worth $74,460,458,000.
- Accession
- 0001140361-17-004498
- Filer
- CIK 1465109
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,809 entries on the cover page, a total value of $74,460,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,460,458,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNB Alternative Investment Management LLC028-16408
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,356 | $221,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,212 | $220,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,565 | $219,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,056 | $219,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,485 | $219,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,001 | $218,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,518 | $217,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,738 | $217,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,028 | $217,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,014 | $217,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,671 | $215,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 5,000 | $215,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,822 | $215,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 3,525 | $213,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,131 | $212,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,962 | $212,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,344 | $211,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,523 | $209,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,820 | $209,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 9,438 | $208,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,743 | $208,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,180 | $208,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,965 | $207,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,803 | $206,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,550 | $206,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,000 | $206,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,391 | $205,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,183 | $205,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,800 | $205,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,810 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,400 | $203,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,840 | $203,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 5,613 | $202,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 7,448 | $201,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,000 | $200,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,537 | $193,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 15,500 | $193,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,182 | $192,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,147 | $189,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,794 | $189,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 53,504 | $187,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,202 | $185,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 16,666 | $184,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,092 | $183,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,868 | $183,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,889 | $180,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,344 | $175,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,000 | $170,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,226 | $168,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,000 | $166,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,726 | $158,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 30,094 | $154,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,254 | $150,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $149,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,057 | $145,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,657 | $142,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $136,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 10,083 | $136,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,876 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,800 | $128,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 48,935 | $125,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 30,950 | $114,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 12,375 | $114,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $111,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,340 | $102,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 26,000 | $96,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,883 | $94,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,506 | $94,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 18,224 | $92,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 92,519 | $91,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $90,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 44,327 | $90,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,476 | $88,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,500 | $80,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 14,506 | $73,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $69,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 18,373 | $63,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,784 | $57,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,400 | $55,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 31,000 | $46,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 88,239 | $28,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,130 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 125,919 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-004498 | this filing | 2017-02-06 | acceptance time not in the bulk data set |