13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-12-28, with 4,064 holding rows worth $105,552,920,000.
- Accession
- 0001140361-16-090941
- Filer
- CIK 824468
- Filed
- 2016-12-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 17,489 entries on the cover page, a total value of $105,552,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,552,920,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 12,361 | $60,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 13,239 | $59,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,748 | $59,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 16,755 | $59,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,174 | $57,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,384 | $57,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 10,117 | $56,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 19,694 | $55,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 500,160 | $55,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,446 | $55,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,820 | $54,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,028 | $54,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 22,928 | $54,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 13,148 | $52,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 21,816 | $52,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,313 | $52,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 13,300 | $52,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,042 | $51,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 22,100 | $51,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,193 | $50,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,638 | $49,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,000 | $49,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 70,000 | $49,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,391 | $48,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 33,791 | $47,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 28,895 | $47,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 11,639 | $45,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,641 | $45,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,830 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 31,788 | $43,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,745 | $42,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 71,957 | $42,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,894 | $42,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 88,123 | $41,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,770 | $41,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 11,023 | $41,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,003 | $40,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 34,188 | $39,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,322 | $37,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,125 | $36,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,668 | $35,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,382 | $34,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 13,054 | $34,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,952 | $32,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,900 | $31,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,649 | $31,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 88,987 | $30,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 16,500 | $29,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 28,702 | $29,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,086 | $28,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 33,700 | $28,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 50,000 | $27,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 10,862 | $25,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 12,339 | $25,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,813 | $23,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 15,906 | $19,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,041 | $18,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,506 | $18,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 19,878 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 44,191 | $16,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 47,278 | $8,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 196,358 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086830 | superseded | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-090941 | this filing | 2016-12-28 | acceptance time not in the bulk data set |