13F-HR filed by Lombard Odier Asset Management (USA) Corp
Lombard Odier Asset Management (USA) Corp filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 237 holding rows worth $1,081,485,000.
- Accession
- 0001140361-16-086673
- Filer
- CIK 1491719
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 238 entries on the cover page, a total value of $1,081,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,081,497,000 with VALUE read as thousands by filing date, 13F file number 028-13939. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCompagnie Lombard Odier SCmA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 315,000 | $68,135,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 400,000 | $38,084,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 840,732 | $23,196,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 844,474 | $18,899,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 12,000 | $17,658,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,000 | $16,746,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 110,000 | $16,704,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 85,000 | $16,245,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 125,000 | $15,019,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 100,000 | $14,912,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 270,000 | $14,618,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 201,000 | $14,514,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 70,000 | $13,393,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 470,506 | $12,487,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 405,400 | $12,207,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 650,000 | $12,058,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 493,076 | $11,942,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 724,482 | $11,403,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 600,000 | $10,878,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 135,000 | $10,656,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200,000 | $10,656,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 127,269 | $10,525,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 187,700 | $10,162,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 125,000 | $10,128,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150,000 | $9,944,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 274,690 | $9,688,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 116,000 | $9,285,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 334,458 | $9,281,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 160,000 | $9,078,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 113,341 | $8,893,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 150,000 | $8,511,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 268,780 | $8,166,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216,000 | $8,089,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 75,000 | $7,955,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 80,340 | $7,730,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 67,000 | $7,672,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 86,400 | $7,569,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 100,000 | $7,563,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 167,380 | $7,512,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 625,252 | $7,147,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 95,060 | $7,125,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 178,817 | $7,038,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200,000 | $7,008,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 110,000 | $6,970,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50,000 | $6,950,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 180,430 | $6,939,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50,000 | $6,719,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 785,000 | $6,712,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 126,412 | $6,699,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40,000 | $6,660,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 197,454 | $6,617,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 395,000 | $6,573,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,000 | $6,414,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50,000 | $6,408,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,477 | $6,401,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 224,570 | $6,362,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 65,000 | $6,286,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 144,061 | $6,193,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 240,000 | $6,192,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 299,674 | $5,990,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 175,000 | $5,919,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 80,000 | $5,891,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,166,915 | $5,795,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 70,700 | $5,639,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 371,725 | $5,477,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100,000 | $5,443,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 100,000 | $5,299,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 946,520 | $5,149,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 465,305 | $5,137,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 600,000 | $5,130,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 17,898 | $4,952,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 305,940 | $4,941,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 390,000 | $4,930,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50,000 | $4,928,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 778,440 | $4,896,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $4,871,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,110 | $4,857,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 50,000 | $4,827,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 100,000 | $4,592,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 365,499 | $4,587,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 127,436 | $4,465,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 111,500 | $4,456,000 | thousands by filing date | put |
| VIRGIN AMER INC | 92765X208 | COM VTG | 82,600 | $4,420,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 60,000 | $4,418,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 635,000 | $4,401,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 271,985 | $4,270,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 350,904 | $4,239,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 87,912 | $4,093,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 303,857 | $3,999,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 150,000 | $3,981,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,041,684 | $3,979,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 90,725 | $3,809,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 108,147 | $3,711,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 38,000 | $3,688,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 41,400 | $3,627,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 244,436 | $3,613,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 552,886 | $3,588,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 724,465 | $3,557,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 380,200 | $3,433,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 53,359 | $3,371,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 45,000 | $3,352,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 60,000 | $3,344,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 285,700 | $3,297,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 1,500,000 | $3,255,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 724,924 | $3,255,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100,000 | $3,230,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,003 | $3,218,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 160,000 | $3,178,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 209,526 | $3,145,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 175,000 | $3,015,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 316,475 | $2,921,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 50,000 | $2,886,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 160,200 | $2,885,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 250,000 | $2,868,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 36,000 | $2,826,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100,100 | $2,777,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 100,000 | $2,774,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 25,000 | $2,767,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 15,673 | $2,704,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 50,000 | $2,635,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 40,000 | $2,628,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 328,061 | $2,585,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 40,000 | $2,570,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 32,600 | $2,556,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 35,000 | $2,496,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 29,900 | $2,492,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 178,200 | $2,479,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 75,059 | $2,424,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,000 | $2,397,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,000 | $2,397,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 100,000 | $2,372,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100,000 | $2,350,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 192,926 | $2,346,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 40,000 | $2,337,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 113,940 | $2,225,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 55,000 | $2,198,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 100,000 | $2,193,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 163,638 | $2,191,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 150,000 | $2,175,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 195,678 | $2,141,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 40,000 | $2,108,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 30,000 | $2,088,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 22,219 | $2,079,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 37,500 | $2,073,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,997 | $2,072,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 29,857 | $2,057,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 530,000 | $2,025,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 100,000 | $1,999,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 60,000 | $1,969,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 37,909 | $1,913,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 40,000 | $1,911,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 50,000 | $1,906,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 68,715 | $1,886,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 43,000 | $1,860,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 615,596 | $1,853,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 150,000 | $1,838,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150,000 | $1,812,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 200,000 | $1,792,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 200,000 | $1,792,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 20,000 | $1,775,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 30,000 | $1,763,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 30,000 | $1,746,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 25,000 | $1,743,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 470,000 | $1,725,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 47,231 | $1,693,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 18,000 | $1,680,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 100,000 | $1,614,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 100,000 | $1,574,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 9,000 | $1,572,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 251,043 | $1,534,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 50,000 | $1,533,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,900 | $1,502,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 25,000 | $1,500,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,000 | $1,453,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 9,000 | $1,374,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 25,000 | $1,351,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 62,986 | $1,349,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 24,000 | $1,344,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 101,966 | $1,327,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 20,000 | $1,297,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 20,000 | $1,260,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 626,978 | $1,216,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 100,000 | $1,214,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 75,591 | $1,185,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20,000 | $1,165,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 50,000 | $1,129,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 45,070 | $1,126,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 70,000 | $1,091,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 50,000 | $1,074,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 25,000 | $1,064,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 20,000 | $1,050,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 45,600 | $1,033,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 15,700 | $1,017,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,400 | $1,015,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 26,000 | $1,010,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 30,000 | $996,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 10,000 | $996,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 15,000 | $981,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 30,000 | $981,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 350,989 | $976,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 88,100 | $973,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,000 | $966,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 30,000 | $959,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 9,463 | $935,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 18,000 | $916,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 235,000 | $912,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 17,000 | $876,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 50,000 | $870,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 93,037 | $856,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 20,000 | $808,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 300,000 | $804,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 103,000 | $792,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 6,810 | $773,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 246,126 | $768,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 65,000 | $750,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,000 | $714,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 20,000 | $713,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 15,000 | $649,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 20,000 | $640,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 17,000 | $635,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 795,722 | $615,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 51,600 | $541,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 851,370 | $502,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $476,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 8,000 | $476,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,500 | $442,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,000 | $432,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 990,458 | $396,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 10,000 | $357,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 21,611 | $350,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,000 | $346,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,000 | $330,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 21,500 | $317,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,000 | $315,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,000 | $231,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,500 | $174,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 100,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086673 | this filing | 2016-11-15 | acceptance time not in the bulk data set |