13F-HR filed by Alesco Advisors, LLC, An ESL Co
Alesco Advisors, LLC, An ESL Co filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 111 holding rows worth $1,264,396,000.
- Accession
- 0001140361-16-086310
- Filer
- CIK 1269978
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 111 entries on the cover page, a total value of $1,264,396,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,264,393,000 with VALUE read as thousands by filing date, 13F file number 028-10620. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,379,548 | $300,134,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,012,179 | $156,594,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,080,165 | $134,103,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,316,843 | $127,751,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 428,333 | $92,648,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,184,594 | $60,118,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,077,088 | $53,477,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 861,538 | $39,295,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 415,514 | $34,961,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 334,259 | $32,547,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 468,028 | $19,521,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 291,232 | $17,221,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 183,992 | $14,353,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 146,866 | $13,946,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 303,659 | $11,360,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 149,797 | $8,040,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 67,455 | $7,858,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 67,235 | $7,559,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 55,705 | $7,409,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 166,378 | $6,261,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 52,237 | $5,525,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 84,927 | $4,915,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 41,440 | $4,109,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 76,041 | $3,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 79,023 | $3,830,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 128,231 | $3,692,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 84,598 | $3,651,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 222,381 | $3,338,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 19,010 | $3,322,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 26,925 | $2,973,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 21,331 | $2,925,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 34,960 | $2,826,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 22,347 | $2,789,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 59,945 | $2,767,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 49,994 | $2,620,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 30,107 | $2,611,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 62,300 | $2,437,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 77,347 | $2,426,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 22,145 | $2,224,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 88,779 | $2,084,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,395 | $1,983,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 17,555 | $1,829,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 139,125 | $1,765,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,462 | $1,759,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,819 | $1,736,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,975 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 19,600 | $1,667,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,890 | $1,649,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,445 | $1,575,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,150 | $1,520,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,494 | $1,488,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 23,458 | $1,339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 56,556 | $1,304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 26,413 | $1,290,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 27,822 | $1,211,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 20,129 | $1,158,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 93,762 | $1,141,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,245 | $1,128,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 10,275 | $1,089,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 21,050 | $1,054,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 42,650 | $1,049,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 20,000 | $1,044,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 37,815 | $1,006,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 18,655 | $983,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,687 | $911,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 25,460 | $810,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,765 | $780,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,700 | $766,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,815 | $710,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,150 | $696,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,552 | $664,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,514 | $651,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,994 | $643,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,432 | $627,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 19,624 | $606,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,938 | $589,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,520 | $577,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,645 | $552,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,386 | $496,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,575 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,230 | $481,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,692 | $474,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,822 | $472,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 20,345 | $472,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,129 | $460,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,879 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,500 | $429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,719 | $405,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,251 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,815 | $400,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,400 | $362,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,785 | $351,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,425 | $350,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,155 | $335,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 13,600 | $300,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,796 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,550 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,031 | $263,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,600 | $249,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,621 | $235,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,925 | $233,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,850 | $230,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,493 | $222,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,075 | $214,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,190 | $213,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,175 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,548 | $202,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,556 | $201,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 17,532 | $111,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,040 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086310 | this filing | 2016-11-14 | acceptance time not in the bulk data set |