13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,540 holding rows worth $177,217,230,000.
- Accession
- 0001140361-16-086306
- Filer
- CIK 1000275
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26,050 entries on the cover page, a total value of $177,217,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,217,230,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEOS THERAPEUTICS INC | 64052L106 | COM | 750 | $5,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 1,000 | $5,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 229 | $5,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,167 | $5,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 630 | $5,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 2,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 200 | $5,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 200 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 380 | $4,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 72 | $4,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 463 | $4,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 704 | $4,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,506 | $4,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 802 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 192 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 37 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 512 | $4,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 500 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $4,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 200 | $4,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 214 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 738 | $4,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 155 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,474 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,194 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 236 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 568 | $4,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,000 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 470 | $4,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300 | $4,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 260 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,000 | $4,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 3,500 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 300 | $4,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 143 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,125 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 138 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,056 | $4,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 335 | $4,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 351 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 775 | $4,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 5,000 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 4,000 | $4,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,481 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 538 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 148 | $4,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,000 | $4,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,000 | $4,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 500 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 227 | $4,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 606 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,489 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 198 | $4,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,300 | $4,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 360 | $4,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 277 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 112 | $4,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 155 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 800 | $4,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 390 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 200 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 2,000 | $4,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 750 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRCK MSCI EUROZ | 233051614 | ETF | 175 | $4,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 100 | $4,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 81 | $4,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $4,000 | thousands by filing date | principal |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 33 | $3,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 312 | $3,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 453 | $3,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 300 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 124 | $3,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 82 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 73 | $3,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 201 | $3,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 300 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 135 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 523 | $3,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 101 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,705 | $3,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 200 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 610 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 5,246 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,100 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 141 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 200 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,623 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 207 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 300 | $3,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 687 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 633 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 114 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 110 | $3,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 351 | $3,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,038 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 820 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 5,925 | $3,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 350 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $3,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 1,152 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 8,750 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,300 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $3,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 144 | $3,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 535 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000 | $3,000 | thousands by filing date | principal |
| GAS NAT INC | 367204104 | COM | 400 | $3,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,700 | $3,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 604 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 325 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 6,485 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 200 | $3,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 317 | $3,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 200 | $3,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,000 | $3,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 500 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 502 | $3,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 3,300 | $3,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 100 | $3,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 1,526 | $3,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 800 | $3,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 127 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $3,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 105 | $3,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 7,067 | $3,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 228 | $3,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 2,000 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,375 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 59 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 326 | $2,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 75 | $2,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 175 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 45 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,127 | $2,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 111 | $2,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 210 | $2,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 168 | $2,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 403 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 88 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 147 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 626 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 82 | $2,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,185 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 457 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 200 | $2,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 170 | $2,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 300 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 68 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 106 | $2,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 100 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 153 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 168 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 7,075 | $2,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 109 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 742 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,616 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 400 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,000 | $2,000 | thousands by filing date | principal |
| TRONOX LTD | Q9235V101 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 367 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 63 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 500 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 294 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,326 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 103 | $2,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 504 | $2,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 117 | $2,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 500 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 309 | $2,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $2,000 | thousands by filing date | principal |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 205 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,600 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 273 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 121 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 900 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 59 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 57 | $2,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 600 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 150 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 920 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 335 | $2,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 100 | $2,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 722 | $2,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 100 | $2,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 250 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,076 | $2,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 138 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 428 | $2,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 116 | $2,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 70 | $2,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 296 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 300 | $2,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 69 | $2,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 1,692 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 690 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 153 | $2,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 59 | $2,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 1,375 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 139 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 422 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 711 | $1,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 42 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 86 | $1,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 111 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,075 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 36 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 62 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 49 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 74 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 360 | $1,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 114 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 58 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 185 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 176 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 464 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 322 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 126 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 53 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 100 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 125 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $1,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,827 | $1,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3 | $1,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 62 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 124 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 75 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 468 | $1,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 100 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 60 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 825 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,617 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,002 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,320 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 709 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $1,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 25 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 4,439 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 400 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 25 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 5,400 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 500 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 245 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 18,000 | $1,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 24 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 100 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 520 | $1,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 650 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,917 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 42 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 410 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 2,000 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 598 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 39 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 700 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,249 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 69 | $1,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 815 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 72 | $1,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 82 | $1,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 41 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 411 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 459 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 25 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 477 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 220 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 105 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 31 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 100 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 392 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 27 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 137 | $1,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 85 | $1,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 135 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 257 | $1,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 45 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 42 | $1,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 522 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 267 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 500 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,000 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 493 | $1,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 93 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 633 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 124 | $1,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPARFUMS INC COM | 458334109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 627 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBANT S A | L44385109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HACKETT GROUP INC | 404609109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LHC GROUP | 50187A107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIFAST INC | 58470H101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIDEL CORP | 74838J101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYSTER-YALE INC | 449172105 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOXO ONCOLOGY INC | 548862101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERNOC INC | 292764107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENNYS CORP | 24869P104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATENTO S A | L0427L105 | SHS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 1,097 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELETECH HOLDINGS INC | 879939106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 32,115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER INTL INC | 891826109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORETEL INC | 825211105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSAR INC | 925297103 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,083 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 451 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V204 | COM NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 89703P107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086306 | this filing | 2016-11-14 | acceptance time not in the bulk data set |