13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,045 holding rows worth $53,960,594,000.
- Accession
- 0001140361-16-086163
- Filer
- CIK 1521001
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 13,793 entries on the cover page, a total value of $53,960,594,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,960,594,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FITBIT INC | 33812L102 | CL A | 2,200 | $32,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 785 | $31,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,000 | $31,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,000 | $31,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,100 | $31,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 537 | $31,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,000 | $31,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,300 | $31,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 5,324 | $31,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 795 | $31,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,000 | $30,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 191 | $30,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 715 | $30,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,000 | $30,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 534 | $30,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,000 | $30,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,154 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 300 | $29,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 962 | $29,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,000 | $29,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 1,600 | $29,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,500 | $29,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 800 | $28,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,000 | $28,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 700 | $28,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,015 | $28,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 988 | $27,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 500 | $27,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 424 | $27,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 556 | $27,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,667 | $26,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 400 | $26,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 2,000 | $26,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,792 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 609 | $26,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 453 | $26,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 689 | $26,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,000 | $26,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $26,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 582 | $25,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,000 | $25,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $25,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 2,000 | $25,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $24,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 293 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,034 | $24,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 354 | $24,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,188 | $24,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,600 | $24,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 375 | $24,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $23,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 496 | $23,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 400 | $23,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 429 | $23,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 608 | $23,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,000 | $23,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,000 | $23,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 470 | $23,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,800 | $23,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,000 | $23,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,541 | $23,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 2,000 | $22,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 300 | $22,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 228 | $22,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,600 | $22,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 1,881 | $22,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,698 | $22,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 687 | $22,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 437 | $22,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 700 | $22,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 2,000 | $22,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 4,200 | $22,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 1,200 | $22,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 1,000 | $22,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 500 | $22,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 500 | $21,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 909 | $21,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 233 | $20,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,652 | $20,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,100 | $20,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 900 | $20,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 1,300 | $20,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 1,300 | $20,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,000 | $20,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 551 | $20,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,000 | $20,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 746 | $20,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 4,000 | $20,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,200 | $19,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 1,700 | $19,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 230 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,000 | $19,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 898 | $19,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 405 | $19,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 706 | $19,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 767 | $19,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 2,130 | $19,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 749 | $19,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 571 | $18,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 200 | $18,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 780 | $18,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,191 | $18,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,000 | $18,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,100 | $17,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 132 | $17,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,234 | $17,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 383 | $17,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 261 | $17,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,000 | $17,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 476 | $16,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 205 | $16,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,300 | $16,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,000 | $16,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 134 | $16,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 400 | $16,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 602 | $16,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 500 | $16,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 600 | $16,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 300 | $15,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 507 | $15,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 600 | $15,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,088 | $15,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 318 | $15,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 295 | $15,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,500 | $15,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $15,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 2,000 | $15,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 450 | $15,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 1,059 | $14,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,000 | $14,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 400 | $14,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 709 | $14,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 614 | $14,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 452 | $14,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,000 | $14,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 83 | $14,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 932 | $14,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 446 | $13,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 667 | $13,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 348 | $13,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 227 | $13,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 400 | $13,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 800 | $13,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 707 | $13,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 704 | $13,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 100 | $13,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 660 | $13,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 184 | $13,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4,000 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 186 | $13,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 300 | $12,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,499 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,000 | $12,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 400 | $11,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $11,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 300 | $11,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 400 | $11,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 312 | $11,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 126 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 710 | $11,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 840 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,000 | $11,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 154 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $10,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,000 | $10,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 599 | $10,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 224 | $10,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 300 | $10,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 412 | $10,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 769 | $10,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,600 | $10,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200 | $10,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 400 | $10,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 2,000 | $10,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,745 | $10,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 124 | $10,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 618 | $10,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,783 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $9,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 346 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 1,520 | $9,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 901 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 259 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 489 | $8,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 300 | $8,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 879 | $8,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 300 | $8,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 444 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 512 | $8,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 692 | $8,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 460 | $8,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 657 | $7,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 93 | $7,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 100 | $7,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 200 | $7,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 399 | $7,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 200 | $7,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 236 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $7,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 398 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 580 | $7,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 424 | $7,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 200 | $6,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 108 | $6,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 400 | $6,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 48 | $6,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,700 | $6,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 155 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,400 | $6,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,800 | $6,000 | thousands by filing date | call |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 2,000 | $6,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 2,000 | $6,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 47 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,000 | $5,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 133 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 383 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 600 | $5,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 81 | $5,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 100 | $5,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $5,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $5,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 600 | $5,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,198 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 179 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 300,095 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 216 | $4,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $4,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 800 | $4,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 700 | $4,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 602 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 79 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 189 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 37 | $3,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 9 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 74 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 74 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,015 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 80 | $3,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 100 | $3,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 324 | $3,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 69 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 600 | $3,000 | thousands by filing date | call |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,764 | $3,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 530 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 404 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $3,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 28 | $2,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 41 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 100 | $2,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $2,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 133 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 268 | $2,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 156 | $2,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 100 | $2,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 254 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 265 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 124 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 83 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 400 | $2,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 66 | $2,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100 | $1,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 38 | $1,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 28 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 60 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 46 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $1,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 31 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 17 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 76 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100 | $1,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 249 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 230 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 116 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 100 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,897 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 45 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 154 | $1,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100 | $1,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 99 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Value ETF | 922908744 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVNET INC COM | 053807103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086163 | this filing | 2016-11-14 | acceptance time not in the bulk data set |