13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,562 holding rows worth $953,327,000.
- Accession
- 0001140361-16-086044
- Filer
- CIK 1387508
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,562 entries on the cover page, a total value of $953,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $953,338,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXLINEAR INC | 57776J100 | COM | 200 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 100 | $4,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 370 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $4,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 900 | $4,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 700 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 500 | $4,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 300 | $4,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 500 | $4,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,200 | $4,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 6,261 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 2,700 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $3,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 300 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 200 | $3,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 529 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 106 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 107 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,678 | $3,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 106 | $3,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 700 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 6,600 | $3,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 200 | $3,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,800 | $3,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 300 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 35 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 900 | $2,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 100 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 100 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 100 | $2,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 100 | $2,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 44 | $2,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 200 | $2,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 400 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 400 | $2,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 2,400 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 600 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $2,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 200 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,200 | $1,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 20 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,900 | $1,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 28 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 100 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 800 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 200 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 37,649 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086044 | this filing | 2016-11-14 | acceptance time not in the bulk data set |