13F-HR filed by GABELLI FUNDS LLC
GABELLI FUNDS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,159 holding rows worth $16,853,043,000.
- Accession
- 0001140361-16-085911
- Filer
- CIK 1081407
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,159 entries on the cover page, a total value of $16,853,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,853,043,000 with VALUE read as thousands by filing date, 13F file number 028-10894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 9,500 | $571,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,100 | $563,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 30,367 | $563,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 13,000 | $561,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 40,000 | $554,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $536,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 33,000 | $532,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 48,000 | $528,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,000 | $520,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 87,077 | $519,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 64,000 | $519,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,500 | $514,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,747 | $505,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 31,200 | $499,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,000 | $493,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 50,000 | $493,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 20,000 | $491,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 128,000 | $490,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 470,000 | $489,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 269,125 | $479,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 14,000 | $472,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 200,000 | $472,000 | thousands by filing date | principal |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 168,458 | $468,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 31,209 | $467,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,000 | $466,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 12,800 | $465,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 34,000 | $461,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 16,434 | $460,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 14,000 | $460,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 47,000 | $460,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,800 | $454,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 28,364 | $448,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 205,076 | $447,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 12,000 | $438,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 80,000 | $434,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 25,000 | $432,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,000 | $431,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,261 | $428,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 192,885 | $428,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 56,000 | $427,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 12,500 | $426,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 41,000 | $425,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 6,000 | $415,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,000 | $412,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 18,000 | $408,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 113,000 | $403,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 59,000 | $401,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 33,400 | $388,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 40,000 | $386,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 8,000 | $385,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 40,000 | $382,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 90,022 | $374,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 30,000 | $374,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,000 | $372,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,000 | $368,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 32,000 | $362,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 65,000 | $361,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 60,000 | $351,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 88,150 | $351,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,500 | $349,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 44,000 | $349,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,000 | $348,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,500 | $347,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 25,000 | $347,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 14,575 | $346,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,000 | $344,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 42,000 | $341,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,400 | $338,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 9,750 | $337,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,000 | $335,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 32,900 | $332,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,000 | $330,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 19,276 | $325,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 27,000 | $324,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 17,600 | $318,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 15,000 | $317,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,500 | $316,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 120,000 | $316,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 20,000 | $314,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 75,000 | $312,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 11,000 | $311,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 22,000 | $309,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,000 | $306,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,000 | $302,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,000 | $294,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 28,000 | $287,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,900 | $286,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,000 | $286,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 300,000 | $282,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,000 | $280,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,500 | $279,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,000 | $277,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,400 | $277,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 250,000 | $273,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,500 | $259,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,000 | $255,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,024 | $253,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 31,977 | $253,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,500 | $250,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 70,000 | $250,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 10,000 | $250,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 14,000 | $249,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 51,800 | $248,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,050 | $247,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,500 | $245,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 67,432 | $239,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,000 | $238,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $236,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,500 | $234,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 30,000 | $230,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,422 | $225,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 600,000 | $222,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 300,000 | $221,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 17,497 | $219,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 35,000 | $219,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,000 | $218,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,000 | $215,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,000 | $209,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,000 | $206,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 16,000 | $202,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,500 | $200,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 20,224 | $194,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 700,000 | $189,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 170,000 | $184,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,500 | $176,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 25,500 | $176,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 21,900 | $175,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 10,000 | $170,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 157,000 | $168,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 12,000 | $168,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 21,750 | $166,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 20,000 | $160,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 160,000 | $160,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,000 | $144,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,702 | $136,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 28,000 | $133,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 10,000 | $125,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 63,075 | $121,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,000 | $120,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,000 | $112,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,000 | $111,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,000 | $110,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 14,000 | $100,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 25,000 | $99,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 12,000 | $89,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 30,000 | $87,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,000 | $83,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,500 | $82,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,000 | $77,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 43,000 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,000 | $65,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 20,000 | $64,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,000 | $52,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,430,400 | $49,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 65,000 | $48,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 15,000 | $24,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 10,000 | $17,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 21,000 | $16,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-085911 | this filing | 2016-11-14 | acceptance time not in the bulk data set |