13F-HR filed by SCHRODER INVESTMENT MANAGEMENT GROUP
SCHRODER INVESTMENT MANAGEMENT GROUP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 1,135 holding rows worth $53,550,161,000.
- Accession
- 0001140361-16-085474
- Filer
- CIK 1086619
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,303 entries on the cover page, a total value of $53,550,161,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,550,164,000 with VALUE read as thousands by filing date, 13F file number 028-04731. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 028-04731-01
- included managerSchroder Investment Management North America Limited
- included managerSchroder Investment Management Limited
- included managerSchroder Investment Management (Hong Kong) Limited
- included managerSchroder Investment Management (Japan) Limited
- included managerSchroder Investment Management (Singapore) Limited
- included managerSchroder & Co Limited
- included managerSchroder Investment Management Switzerland AG
- included managerSchroder (C.I.) Limited
- included managerSchroder Real Estate Investment Management Limited
- included managerSchroder Investment Management (Taiwan) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RLJ LODGING TR COM | 74965L101 | REIT | 16,700 | $351,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,698 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,695 | $346,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 21,800 | $338,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 23,374 | $337,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,450 | $324,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,874 | $323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,750 | $319,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 54,200 | $316,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,800 | $304,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,613 | $297,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,249 | $296,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 28,835 | $296,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,277 | $293,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 54,233 | $290,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,000 | $287,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,334 | $282,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 50,253 | $280,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,800 | $279,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,770 | $272,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 17,263 | $271,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 19,800 | $262,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,368 | $254,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 125,300 | $254,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 17,635 | $245,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,900 | $244,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,400 | $241,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 35,079 | $237,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 8,450 | $234,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,900 | $232,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,922 | $225,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,300 | $217,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,700 | $216,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,905 | $211,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,510 | $202,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 77,200 | $195,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,499 | $190,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,977 | $189,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 164,400 | $187,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 890 | $182,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,565 | $172,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,908 | $168,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,220 | $166,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 8,910 | $159,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,190 | $156,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 8,444 | $155,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,500 | $151,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,821 | $149,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,249 | $140,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,750 | $136,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 4,700 | $134,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,294 | $131,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,000 | $130,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 4,000 | $130,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,590 | $129,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,341 | $126,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,000 | $124,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,100 | $118,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,467 | $108,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,756 | $107,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,300 | $106,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,800 | $105,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,293 | $105,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 30,800 | $97,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,600 | $90,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,820 | $78,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,048 | $77,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 4,179 | $76,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,272 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $74,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 609 | $70,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,160 | $70,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 500 | $67,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,200 | $67,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 500 | $66,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 830 | $66,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,100 | $63,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,300 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 825 | $61,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,213 | $58,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,967 | $57,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 400 | $56,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 204 | $55,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 800 | $55,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 90,500 | $55,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,215 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,600 | $54,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,200 | $52,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,692 | $51,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,900 | $46,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 450 | $45,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 575 | $45,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,000 | $45,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,600 | $45,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,278 | $45,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,300 | $44,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,632 | $44,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 2,500 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,375 | $41,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,072 | $41,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 400 | $40,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 432 | $39,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,700 | $39,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,443 | $36,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,800 | $31,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 596 | $30,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,441 | $29,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,200 | $28,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 571 | $25,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 217 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 390 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 450 | $23,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $21,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,356 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,300 | $20,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 260 | $19,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 3,700 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $18,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 458 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 500 | $16,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,395 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 340 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 407 | $13,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 8,302 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 272 | $11,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 89 | $10,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,206 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 235 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 165 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,165 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 20 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 50 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-085474 | this filing | 2016-11-09 | acceptance time not in the bulk data set |