13F-HR filed by FALCON POINT CAPITAL, LLC
FALCON POINT CAPITAL, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 106 holding rows worth $653,930,000.
- Accession
- 0001140361-16-085335
- Filer
- CIK 1251557
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 106 entries on the cover page, a total value of $653,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $653,930,000 with VALUE read as thousands by filing date, 13F file number 028-10492. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRUSSELL FRANK CO/028-01190
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 873,546 | $23,062,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 881,026 | $22,642,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 384,430 | $21,701,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,161,443 | $21,196,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 421,721 | $19,096,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 430,015 | $18,340,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 445,222 | $18,143,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 915,854 | $18,088,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 548,027 | $17,975,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 964,525 | $17,950,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,376,077 | $17,779,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 743,067 | $17,507,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 186,204 | $17,453,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 200,525 | $15,717,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 446,741 | $15,372,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 273,224 | $15,314,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 349,400 | $15,286,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 275,648 | $14,998,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 252,786 | $14,902,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 152,106 | $14,561,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,638,418 | $13,845,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 328,341 | $13,560,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 379,303 | $13,408,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 167,146 | $13,290,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,134,958 | $13,188,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 236,832 | $12,777,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 797,080 | $12,729,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 333,088 | $11,848,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 192,051 | $11,754,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 212,257 | $11,050,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 327,200 | $10,994,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 262,450 | $10,293,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 549,162 | $9,808,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 339,914 | $9,705,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 424,845 | $9,508,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 166,779 | $9,173,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 454,002 | $8,989,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 830,672 | $8,971,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,015,121 | $8,588,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 322,165 | $7,130,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 164,165 | $5,554,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,597,378 | $3,674,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 2,000,000 | $2,399,000 | thousands by filing date | principal |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 99,501 | $2,352,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,500,000 | $2,345,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 235,302 | $2,287,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 12,039 | $2,191,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,250,000 | $2,159,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,750,000 | $2,098,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 248,029 | $1,999,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 162,638 | $1,932,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 102,912 | $1,822,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC 8 percent SENIOR NOTES DUE 2029 | 894174309 | 8% SENIOR NOTES DUE 2029 | 70,000 | $1,789,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,790,000 | $1,747,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 35,000 | $1,740,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 68,260 | $1,723,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 122,547 | $1,708,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 124,392 | $1,679,000 | thousands by filing date | |
| Hercules II 6/30/29 6.5% | 427056BC9 | CVBOND | 1,769,000 | $1,592,000 | thousands by filing date | principal |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 215,270 | $1,550,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 49,753 | $1,549,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 126,564 | $1,414,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,081 | $1,408,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,500,000 | $1,347,000 | thousands by filing date | principal |
| AMTRUST FINL SER 7.5PFD DUE 09/15/55SUBJ TO XTRO REDEMPTION | 032359853 | Equity | 50,000 | $1,334,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 197,006 | $1,320,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 25,000 | $1,287,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 15,000 | $1,156,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 157,106 | $1,144,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 65,941 | $1,130,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 40,000 | $1,108,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 38,440 | $1,098,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 55,911 | $1,065,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 37,944 | $981,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,500,000 | $937,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 53,966 | $880,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 126,459 | $809,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 114,279 | $793,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 24,584 | $755,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 31,000 | $736,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 76,019 | $708,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 135,000 | $655,000 | thousands by filing date | |
| Petroquest | 716748207 | CONV PREF | 40,000 | $640,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,200 | $634,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 28,475 | $584,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 30,269 | $583,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 26,529 | $578,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 27,069 | $576,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 20,000 | $521,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 14,000 | $482,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 69,135 | $408,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,540 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 21,500 | $341,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 58,398 | $339,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 10,000 | $256,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,805 | $254,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,318 | $239,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,776 | $238,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,957 | $229,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,717 | $225,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,440 | $203,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 38,057 | $176,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 16,788 | $123,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,766 | $121,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 29,486 | $109,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,515 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-085335 | this filing | 2016-11-08 | acceptance time not in the bulk data set |