13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-02, with 1,582 holding rows worth $73,705,427,000.
- Accession
- 0001140361-16-084462
- Filer
- CIK 1465109
- Filed
- 2016-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,704 entries on the cover page, a total value of $73,705,427,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,705,427,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNB Alternative Investment Management LLC028-16408
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMPSON MFG INC | 829073105 | COM | 4,837 | $213,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,166 | $212,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,015 | $211,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,742 | $211,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,112 | $210,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,399 | $210,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 6,205 | $210,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,349 | $209,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 4,500 | $208,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 9,135 | $207,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,535 | $207,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,717 | $206,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,267 | $206,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,800 | $206,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,620 | $206,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,031 | $205,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 8,934 | $204,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,383 | $203,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 25,300 | $203,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,462 | $202,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,997 | $202,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,021 | $202,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,103 | $201,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,484 | $195,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,284 | $193,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,923 | $190,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,206 | $189,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 42,985 | $188,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,971 | $187,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,635 | $186,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 16,666 | $182,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,417 | $178,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,197 | $171,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,000 | $168,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 16,261 | $165,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,391 | $162,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,890 | $161,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 21,175 | $158,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,103 | $153,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,758 | $152,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 15,710 | $151,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 11,259 | $150,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,756 | $147,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 14,484 | $146,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,447 | $141,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 30,094 | $137,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,498 | $136,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,212 | $133,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 46,176 | $131,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 35,632 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,600 | $128,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,000 | $128,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,657 | $127,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 10,338 | $126,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 12,000 | $124,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,226 | $123,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,018 | $123,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,895 | $122,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $117,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,000 | $116,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,142 | $108,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 92,519 | $105,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 39,221 | $105,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,400 | $89,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 10,315 | $89,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,935 | $88,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,500 | $86,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,310 | $86,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 16,443 | $73,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,412 | $71,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 31,000 | $71,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,229 | $70,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $69,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 10,041 | $64,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,718 | $62,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $57,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,784 | $53,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 15,510 | $44,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,500 | $20,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 125,919 | $20,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,750 | $15,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 16,643 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-084462 | this filing | 2016-11-02 | acceptance time not in the bulk data set |