13F-HR filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-20, with 1,457 holding rows worth $16,394,964,000.
- Accession
- 0001140361-16-083125
- Filer
- CIK 728083
- Filed
- 2016-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,457 entries on the cover page, a total value of $16,394,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,394,964,000 with VALUE read as thousands by filing date, 13F file number 028-01260. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap ETF | 922908629 | SHS | 250 | $32,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 764 | $32,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 148 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,000 | $32,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,500 | $32,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 285 | $32,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,950 | $32,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 3,356 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 370 | $31,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,680 | $31,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,350 | $31,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,250 | $31,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,516 | $31,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,000 | $30,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 865 | $30,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 210 | $30,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,000 | $30,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 328 | $30,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,250 | $30,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $29,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 911 | $29,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 430 | $28,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $28,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 431 | $28,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 1,100 | $28,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 327 | $27,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $27,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,752 | $27,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 185 | $27,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,040 | $27,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,780 | $27,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 383,977 | $27,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 960 | $27,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 325 | $26,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 270 | $26,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 800 | $26,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 970 | $26,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 600 | $26,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 750 | $26,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 176 | $26,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 700 | $26,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,173 | $26,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,300 | $26,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 436 | $25,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,051 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 295 | $24,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,500 | $24,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,808 | $24,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 473 | $24,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,001 | $24,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,500 | $24,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,041 | $24,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,000 | $24,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 3,000 | $24,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 460 | $23,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 345 | $23,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,666 | $23,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 494 | $22,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 262 | $22,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,000 | $22,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $22,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,066 | $22,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,000 | $22,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 535 | $22,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,000 | $22,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,254 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,160 | $22,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 573 | $22,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,250 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,500 | $21,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 758 | $21,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,121 | $21,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,450 | $21,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 500 | $21,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $20,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,020 | $20,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $20,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 530 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,000 | $20,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,045 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,350 | $20,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,215 | $20,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 550 | $20,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 288 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,476 | $20,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 407 | $19,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,000 | $19,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 775 | $19,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,400 | $19,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 500 | $19,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,000 | $19,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 250 | $19,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $19,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $18,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 348 | $18,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $18,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 500 | $18,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 350 | $18,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $18,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,458 | $18,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $18,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 23,273 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,000 | $18,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,200 | $18,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,000 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 508 | $17,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 300 | $17,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $17,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 807 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $17,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 23,974 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 16,000 | $17,000 | thousands by filing date | principal |
| APIGEE CORP COM | 03765N108 | Stock | 1,000 | $17,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 150 | $16,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 150 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 146 | $16,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $16,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 700 | $16,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,000 | $16,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 688 | $16,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 3,000 | $16,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 685 | $15,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $15,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $15,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,035 | $15,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 888 | $15,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $15,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $14,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 130 | $14,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,712 | $14,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 278 | $14,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,230 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 273 | $14,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 129 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,000 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 244 | $14,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 216 | $14,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 9,160 | $14,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $14,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 416 | $13,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 917 | $13,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,497 | $13,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 13,000 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 168 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 183 | $12,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $12,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 332 | $12,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 78 | $12,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 229 | $12,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,050 | $12,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 240 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 370 | $12,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 207 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $12,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 831 | $12,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 700 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 371 | $12,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,600 | $12,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 95 | $11,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 782 | $11,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 101 | $11,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $11,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 203 | $11,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 214 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 336 | $11,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 682 | $11,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 223 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2,191 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 123 | $10,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 121 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,510 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 169 | $10,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 200 | $10,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,750 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,250 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $10,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 336 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 418 | $10,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,215 | $10,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,100 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 372 | $10,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 2,600 | $10,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 489 | $9,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 78 | $9,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 75 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 144 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 175 | $9,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 293 | $9,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $9,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 800 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,553 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 609 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 169 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 110 | $9,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 10,000 | $9,000 | thousands by filing date | principal |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 372 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 370 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 367 | $9,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 369 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 371 | $9,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 750 | $9,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,000 | $9,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 184 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 100 | $8,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 86 | $8,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 254 | $8,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 666 | $8,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 118 | $8,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 250 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 166 | $8,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 8,100 | $8,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 804 | $8,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,046 | $8,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 143 | $8,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 150 | $8,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $8,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,200 | $7,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,700 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 258 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $7,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 300 | $7,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 71 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,000 | $7,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 172 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 97 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $6,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 408 | $6,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 200 | $6,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,602 | $6,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 511 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 425 | $6,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 395 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 533 | $6,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 207 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $6,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 478 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 250 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 254 | $6,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 96 | $5,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 150 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 44 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 499 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 150 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 171 | $5,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 404 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 118 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 311 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $5,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 582 | $5,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 220 | $5,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 111 | $5,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 723 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 300 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,000 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 700 | $5,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 400 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 80 | $4,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $4,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 142 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $4,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 150 | $4,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 47 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 75 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 125 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 484 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 323 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,000 | $4,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 200 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 8,500 | $4,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 313 | $4,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 2,000 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 790 | $4,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 234 | $4,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 10,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 87 | $3,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 350 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 52 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 132 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 104 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $3,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 108 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 300 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 557 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 247 | $3,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 300 | $3,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,057 | $3,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 147 | $3,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 350 | $3,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 210 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 87 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 129 | $3,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,000 | $3,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 45 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 50 | $2,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 66 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 147 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 28 | $2,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 243 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 97 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 30 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 250 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 197 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $2,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 100 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $2,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 281 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 325 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 400 | $2,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 20 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 271 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 150 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 50 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,000 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 116 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 450 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 56 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 21 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,667 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 58 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 250 | $1,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 196 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 51 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 40 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 630 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 500 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 106 | $1,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 100 | $1,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 2,000 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 500 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WENDYS CO COM | 95058W100 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAILY JOURNAL CORP | 233912104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCANADA CORP | 89353D107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCP INC | 40414L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO INVT CORP | 03761U106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX INC | 482539103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTURA CORP | 163893209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,604 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 366 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-083125 | this filing | 2016-10-20 | acceptance time not in the bulk data set |