13F-HR filed by CAPSTONE ASSET MANAGEMENT CO
CAPSTONE ASSET MANAGEMENT CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-12, with 1,602 holding rows worth $3,475,543,000.
- Accession
- 0001140361-16-082590
- Filer
- CIK 825204
- Filed
- 2016-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,602 entries on the cover page, a total value of $3,475,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,475,543,000 with VALUE read as thousands by filing date, 13F file number 028-02180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BUCKLE INC COM | 118440106 | Stock | 8,911 | $214,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 7,555 | $214,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,880 | $214,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 10,628 | $213,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,010 | $210,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 18,003 | $210,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,806 | $209,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 3,838 | $209,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,826 | $208,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,719 | $208,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,085 | $208,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,019 | $207,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,426 | $207,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,256 | $207,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,460 | $206,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,210 | $206,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 18,436 | $206,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,006 | $205,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,339 | $205,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,269 | $205,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,642 | $204,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 50,543 | $204,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,903 | $201,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,443 | $201,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,000 | $201,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,200 | $200,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,646 | $197,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,519 | $196,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,847 | $194,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,540 | $194,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 74,417 | $193,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 25,170 | $193,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 15,360 | $192,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 10,293 | $191,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 12,238 | $186,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 23,850 | $183,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 17,642 | $183,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 24,640 | $183,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 37,260 | $181,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 21,699 | $180,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 50,547 | $180,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 11,050 | $174,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,216 | $172,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 19,020 | $172,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 28,450 | $169,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 19,800 | $168,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,043 | $165,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,873 | $165,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,294 | $164,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,830 | $163,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 28,867 | $163,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,181 | $162,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 19,810 | $159,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 23,383 | $159,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,471 | $158,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,190 | $155,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,853 | $154,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 16,070 | $153,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 14,960 | $153,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,862 | $152,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 21,420 | $152,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,176 | $147,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,700 | $147,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 48,820 | $146,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,819 | $145,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 23,612 | $144,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 65,700 | $143,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 22,550 | $143,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 12,576 | $142,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,080 | $141,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 25,576 | $141,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 24,500 | $139,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,370 | $138,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 10,782 | $133,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,445 | $132,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 18,250 | $131,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 23,266 | $130,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 26,340 | $125,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,670 | $115,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,150 | $114,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 11,980 | $112,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 89,760 | $103,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 11,980 | $98,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 26,651 | $96,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,100 | $95,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,673 | $82,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 44,830 | $80,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,170 | $80,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 22,988 | $74,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 24,573 | $69,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 52,810 | $60,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,220 | $46,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,610 | $34,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 13,343 | $33,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 19,930 | $32,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 30,370 | $25,000 | thousands by filing date | |
| L BRANDS INC NOV 60 | 4W5992JM1 | OPTION - PUT | 500 | $20,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 10,820 | $11,000 | thousands by filing date | |
| MARAUDER RES EAST COAST INC CO | 565897105 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 37,762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 37,762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP CL A PFD NON VTG | DEE437500 | PREFERRED STOCKS | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-082590 | this filing | 2016-10-12 | acceptance time not in the bulk data set |