13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-09-02, with 1,217 holding rows worth $30,617,167,000.
- Accession
- 0001140361-16-078600
- Filer
- CIK 1163653
- Filed
- 2016-09-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 1,559 entries on the cover page, a total value of $30,617,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,617,167,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGGETT & PLATT INC | 524660107 | COM | 71,034 | $3,599,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 19,743 | $3,584,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 48,430 | $3,581,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 69,200 | $3,576,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 82,840 | $3,574,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 259,430 | $3,557,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $3,553,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 15,095 | $3,547,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 25,546 | $3,522,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 50,846 | $3,513,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 99,682 | $3,511,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 64,947 | $3,509,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 53,900 | $3,504,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 43,701 | $3,501,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,000 | $3,495,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 109,694 | $3,489,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 77,025 | $3,461,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 97,262 | $3,441,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 39,601 | $3,425,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25,054 | $3,418,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 34,345 | $3,417,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 41,266 | $3,414,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 34,873 | $3,409,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,622 | $3,404,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 38,145 | $3,402,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 45,000 | $3,385,000 | thousands by filing date | put |
| INCONTACT INC | 45336EAB5 | Bond | 2,816,000 | $3,365,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 78,953 | $3,360,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40,100 | $3,358,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 110,000 | $3,355,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 45,499 | $3,329,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 135,024 | $3,319,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 19,565 | $3,317,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 30,261 | $3,264,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 39,242 | $3,239,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,254,000 | $3,230,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 155,141 | $3,226,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 35,289 | $3,222,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,000 | $3,216,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $3,208,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $3,208,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 422,854 | $3,194,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 26,911 | $3,186,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 34,892 | $3,185,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,146,000 | $3,185,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 217,237 | $3,184,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 54,611 | $3,182,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 51,623 | $3,167,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 80,000 | $3,161,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 63,430 | $3,121,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 145,000 | $3,121,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 70,000 | $3,113,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 13,652 | $3,101,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 28,012 | $3,099,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,558 | $3,094,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 123,600 | $3,071,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,700 | $3,048,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 70,000 | $3,044,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 87,100 | $3,030,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 83,062 | $3,022,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 592,235 | $2,977,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 55,253 | $2,976,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,133,000 | $2,971,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,822,000 | $2,963,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 94,234 | $2,946,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 90,000 | $2,937,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,000,000 | $2,930,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 246,797 | $2,919,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,704,000 | $2,917,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 27,636 | $2,871,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35,137 | $2,871,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,500 | $2,857,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 150,000 | $2,853,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 92,000 | $2,815,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 35,992 | $2,798,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 59,100 | $2,788,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 200,000 | $2,786,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 444,659 | $2,772,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 220,000 | $2,771,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 90,826 | $2,770,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,911,000 | $2,765,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 48,683 | $2,762,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 365,587 | $2,759,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 100,000 | $2,745,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 135,000 | $2,725,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 30,000 | $2,722,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 72,732 | $2,720,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,814,000 | $2,716,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,572,000 | $2,621,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 20,000 | $2,605,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 146,418 | $2,601,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 75,000 | $2,596,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 119,453 | $2,571,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 152,291 | $2,571,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 11,302 | $2,569,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 24,800 | $2,569,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 670,600 | $2,528,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,700,000 | $2,519,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 97,195 | $2,510,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 226,369 | $2,509,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,484,000 | $2,504,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,000 | $2,500,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 94,386 | $2,478,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 150,000 | $2,469,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $2,452,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 118,958 | $2,436,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 252,726 | $2,433,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 91,433 | $2,426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 63,531 | $2,425,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 228,985 | $2,420,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,800 | $2,419,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 28,600 | $2,403,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,970 | $2,402,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,306 | $2,391,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,537,000 | $2,387,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 330,041 | $2,368,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100,000 | $2,364,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 727,310 | $2,361,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 111,494 | $2,359,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 262,446 | $2,341,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 33,255 | $2,341,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 125,000 | $2,299,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 73,500 | $2,298,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 20,000 | $2,295,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 164,212 | $2,295,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 80,000 | $2,290,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 80,000 | $2,290,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 193,009 | $2,286,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 44,200 | $2,284,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,953 | $2,277,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 67,385 | $2,266,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 963,910 | $2,264,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 30,000 | $2,263,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 300,000 | $2,252,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 38,188 | $2,238,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 64,475 | $2,232,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 128,400 | $2,227,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 30,500 | $2,196,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,195,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,195,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 75,000 | $2,186,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,815,000 | $2,153,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 81,100 | $2,151,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 46,771 | $2,148,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 31,806 | $2,146,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 116,108 | $2,138,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,232 | $2,124,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 15,178 | $2,120,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 83,593 | $2,102,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 41,400 | $2,094,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 28,500 | $2,087,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,350 | $2,068,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 26,075 | $2,063,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150,000 | $2,057,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 67,724 | $2,051,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,501 | $2,021,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25,000 | $2,021,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 80,000 | $2,015,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 92,053 | $2,010,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,692 | $1,993,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 279,400 | $1,985,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 27,402 | $1,973,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100,000 | $1,971,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 25,000 | $1,968,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 66,990 | $1,958,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 169,131 | $1,951,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 1,750,000 | $1,928,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 32,500 | $1,924,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,720,000 | $1,907,000 | thousands by filing date | principal |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 25,000 | $1,878,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 480,000 | $1,876,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $1,873,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 28,109 | $1,861,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 25,000 | $1,843,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,790,000 | $1,836,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 27,774 | $1,808,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,791,000 | $1,806,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 114,451 | $1,765,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,782,000 | $1,761,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 90,800 | $1,760,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 11,000 | $1,757,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 89,032 | $1,755,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,692,000 | $1,749,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 150,000 | $1,731,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 56,022 | $1,724,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,796,000 | $1,715,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300,000 | $1,708,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 13,088 | $1,705,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 56,500 | $1,680,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 37,300 | $1,675,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 115,355 | $1,647,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20,190 | $1,632,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 127,313 | $1,619,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40,700 | $1,612,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 73,350 | $1,607,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,100,000 | $1,595,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,100,000 | $1,595,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 48,000 | $1,594,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 13,222 | $1,517,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 28,296 | $1,509,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 35,000 | $1,507,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 11,504 | $1,506,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 449,300 | $1,491,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $1,487,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 10,242 | $1,480,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 45,189 | $1,468,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,000 | $1,404,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,000 | $1,388,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,981 | $1,378,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 26,702 | $1,373,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,750,000 | $1,366,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 36,257 | $1,358,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,400 | $1,358,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 30,000 | $1,354,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 58,606 | $1,346,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 26,600 | $1,345,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 81,700 | $1,342,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,500,000 | $1,326,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 30,355 | $1,324,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 148,200 | $1,324,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 73,590 | $1,319,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 84,650 | $1,301,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,157,000 | $1,289,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 21,640 | $1,284,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 50,000 | $1,269,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,168,000 | $1,268,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,518,000 | $1,266,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,000,000 | $1,263,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,579 | $1,250,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 52,304 | $1,245,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 15,960 | $1,234,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 677,000 | $1,233,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 17,000 | $1,219,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 35,000 | $1,219,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 24,369 | $1,217,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,103,000 | $1,217,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,000,000 | $1,207,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 62,300 | $1,202,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 15,800 | $1,202,000 | thousands by filing date | call |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 1,237,000 | $1,191,000 | thousands by filing date | principal |
| BROADCOM LTD | Y09827109 | SHS | 7,594 | $1,173,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 910,000 | $1,167,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 125,000 | $1,164,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 35,131 | $1,135,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100,000 | $1,122,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 27,963 | $1,103,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 51,569 | $1,079,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 19,500 | $1,079,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,708 | $1,074,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 53,050 | $1,071,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 60,000 | $1,049,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 24,086 | $1,047,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,000 | $1,047,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 40,732 | $1,034,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 26,757 | $1,033,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 239,580 | $1,030,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,147,000 | $1,029,000 | thousands by filing date | principal |
| WELLTOWER INC COM | 95040Q104 | REIT | 13,504 | $1,026,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,040,000 | $1,023,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,369 | $1,017,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 32,318 | $1,014,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 39,900 | $1,013,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,518 | $1,013,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,292 | $1,007,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66,980 | $1,004,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 18,900 | $1,002,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,680 | $999,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,166 | $997,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 4,672 | $991,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,800 | $988,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 17,907 | $987,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 50,000 | $986,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 20,000 | $981,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,354 | $976,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,943 | $959,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 836,000 | $937,000 | thousands by filing date | principal |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 27,000 | $929,000 | thousands by filing date | put |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 80,000 | $928,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,240 | $920,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 23,502 | $920,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 25,344 | $918,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 34,972 | $917,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 9,000 | $911,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 21,835 | $911,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 22,948 | $893,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 53,933 | $888,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,501 | $877,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,370 | $864,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,473 | $863,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 765,000 | $855,000 | thousands by filing date | principal |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 28,600 | $844,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 800,000 | $843,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 13,616 | $839,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 20,000 | $835,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 50,000 | $824,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 10,534 | $820,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,770 | $810,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 34,279 | $804,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 187,355 | $803,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 31,202 | $792,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 17,205 | $790,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 25,000 | $784,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 32,467 | $778,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 733,000 | $778,000 | thousands by filing date | principal |
| FULLER H B CO COM | 359694106 | Stock | 17,356 | $771,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 80,000 | $770,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 663,000 | $768,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $760,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 72,208 | $756,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,972 | $744,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 95,389 | $741,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,092 | $735,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 18,600 | $722,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 8,465 | $720,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 27,551 | $715,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,000 | $710,000 | thousands by filing date | call |
| EXIDE TECHNOLOGIES | 302051AU1 | CNV | 1,556,000 | $700,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 25,000 | $697,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 106,109 | $687,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,183 | $685,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,462 | $683,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 65,736 | $682,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 592,000 | $675,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 30,255 | $668,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 167,616 | $655,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 26,653 | $651,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,100 | $644,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 624,000 | $628,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 42,399 | $618,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $617,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 21,522 | $616,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 362,400 | $615,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,000 | $612,000 | thousands by filing date | put |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 50,000 | $612,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 61,333 | $610,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 52,100 | $605,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 54,492 | $603,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,412 | $600,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 7,514 | $594,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 576,000 | $591,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 13,954 | $581,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 500,000 | $575,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 526,000 | $566,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359309 | COM | 22,935 | $563,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 12,400 | $561,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 60,000 | $554,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,427 | $553,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,270 | $545,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 781 | $542,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,377 | $541,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 39,364 | $539,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,800 | $526,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 10,138 | $524,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,751 | $523,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,405 | $523,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,500 | $517,000 | thousands by filing date | call |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 528,000 | $517,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,070 | $514,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 10,800 | $514,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 17,100 | $509,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21,700 | $501,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 21,500 | $498,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 20,400 | $494,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,943 | $492,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,000 | $489,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 20,400 | $489,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 15,939 | $487,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,748 | $486,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,400 | $484,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 3,196,000 | $483,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $480,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $480,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 35,600 | $477,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,201 | $473,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,500 | $471,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,279 | $469,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,080 | $469,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 30,072 | $469,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,800 | $467,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 35,547 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 16,641 | $460,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 6,666 | $457,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,800 | $455,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 460,000 | $455,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P405 | COM | 5,800 | $451,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 111,080 | $445,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,576 | $439,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,127 | $438,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 28,000 | $436,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 8,300 | $433,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,965 | $429,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,700 | $425,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 9,000 | $421,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 5,100 | $416,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 17,450 | $413,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 411,000 | $410,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,603 | $408,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 21,580 | $408,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,000 | $406,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 5,329 | $402,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,814 | $401,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 22,075 | $401,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 46,100 | $400,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 14,688 | $398,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,300 | $388,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 9,500 | $386,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,174 | $385,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 54,203 | $385,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,704 | $384,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 23,555 | $378,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23,109 | $378,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 25,200 | $377,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 8,400 | $376,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 11,598 | $374,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $373,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 24,378 | $371,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,800 | $368,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 12,795 | $368,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 44,046 | $367,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 10,860 | $360,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,400 | $355,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,535 | $353,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,100 | $345,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,690 | $340,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,600 | $339,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 14,760 | $339,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,987 | $337,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 19,134 | $334,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,700 | $333,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,300 | $331,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,887 | $331,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,400 | $325,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,523 | $322,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,500 | $320,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 28,542 | $319,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 260,000 | $315,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 8,300 | $313,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 5,500 | $312,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,342 | $310,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,300 | $309,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,900 | $303,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 50,000 | $303,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,234 | $300,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 281,000 | $300,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 5,200 | $299,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 14,590 | $299,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,000 | $297,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 34,306 | $297,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,000 | $297,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,050 | $296,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,443 | $295,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,798 | $293,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 15,438 | $293,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,200 | $290,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 11,410 | $289,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,455 | $286,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,355 | $286,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,506 | $285,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 8,715 | $284,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,861 | $283,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,800 | $283,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 50,976 | $283,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,200 | $280,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 6,158 | $280,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,100 | $279,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 5,701 | $278,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,900 | $278,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,400 | $275,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,900 | $275,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,400 | $273,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,600 | $273,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 16,200 | $273,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,700 | $272,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 21,341 | $270,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,923 | $270,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,000 | $270,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,200 | $267,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 17,200 | $266,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,893 | $264,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,100 | $261,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,549 | $259,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,373 | $259,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,509 | $256,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,788 | $255,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,500 | $255,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,500 | $255,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 12,700 | $254,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 224,000 | $253,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,533 | $250,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,089 | $250,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,100 | $250,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,500 | $250,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 15,600 | $250,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,622 | $249,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 11,200 | $249,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,610 | $248,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,934 | $247,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,203 | $246,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,400 | $246,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 14,710 | $244,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076350 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-078600 | this filing | 2016-09-02 | acceptance time not in the bulk data set |