13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-23, with 685 holding rows worth $892,238,000.
- Accession
- 0001140361-16-077477
- Filer
- CIK 1555170
- Filed
- 2016-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 685 entries on the cover page, a total value of $892,238,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $892,238,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,187,903 | $246,391,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,022,889 | $216,773,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,221,211 | $87,268,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,243,018 | $57,440,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 587,979 | $56,005,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,529,996 | $54,101,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 760,782 | $26,802,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 325,625 | $14,936,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 257,731 | $12,438,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 138,065 | $11,774,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 168,487 | $7,050,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 52,960 | $6,033,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 110,615 | $5,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 192,371 | $5,161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 92,850 | $4,557,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 105,251 | $4,548,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,560 | $3,591,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 106,932 | $3,507,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,111 | $2,813,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 29,195 | $2,798,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,665 | $2,376,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,638 | $1,747,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,217 | $1,624,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,772 | $1,378,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,482 | $1,311,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,633 | $1,310,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,323 | $1,252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 30,295 | $1,192,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,818 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 37,668 | $1,078,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,675 | $1,073,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,171 | $1,043,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,749 | $1,042,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,182 | $1,035,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,917 | $948,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,769 | $917,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,109 | $904,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 10,452 | $812,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,338 | $791,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10,981 | $791,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,672 | $769,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,533 | $731,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,109 | $730,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 17,200 | $730,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,044 | $689,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 12,364 | $664,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $651,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,740 | $641,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,534 | $640,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,279 | $632,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 9,535 | $609,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,866 | $603,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,466 | $552,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,135 | $525,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,885 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,199 | $488,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,574 | $478,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,428 | $469,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,178 | $439,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,896 | $418,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,631 | $413,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,346 | $403,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,667 | $396,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,353 | $383,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,496 | $380,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,145 | $374,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,884 | $363,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,910 | $350,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,097 | $349,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,279 | $334,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,096 | $333,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,487 | $330,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,880 | $322,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,597 | $316,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,464 | $310,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,928 | $308,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,045 | $301,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,156 | $297,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,552 | $297,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,480 | $289,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,260 | $280,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,551 | $259,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,795 | $248,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,173 | $240,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 19,038 | $239,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,305 | $234,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,549 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,344 | $220,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,789 | $219,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,244 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 298 | $210,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 296 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,649 | $204,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,162 | $203,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,530 | $201,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,394 | $199,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 21,120 | $196,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,472 | $192,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,400 | $191,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 880 | $187,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,648 | $186,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,368 | $186,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,792 | $181,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,511 | $179,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,830 | $175,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 683 | $175,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,600 | $171,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,344 | $167,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,450 | $161,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,512 | $160,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,815 | $155,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,622 | $154,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,330 | $153,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,002 | $150,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,384 | $148,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 792 | $142,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 608 | $139,000 | thousands by filing date | principal |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,438 | $137,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,018 | $135,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,580 | $132,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 3,520 | $129,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,728 | $128,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 470 | $128,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 895 | $126,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 764 | $126,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,852 | $125,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,409 | $124,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,422 | $124,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,470 | $124,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 500 | $122,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,106 | $120,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,723 | $120,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,539 | $120,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 166 | $119,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,287 | $118,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,419 | $118,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,970 | $116,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 2,582 | $113,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,795 | $113,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,370 | $111,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,402 | $107,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,328 | $105,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,676 | $105,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 419 | $104,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,653 | $104,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,143 | $104,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,380 | $103,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 757 | $99,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,476 | $97,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,217 | $96,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,200 | $95,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,134 | $94,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 801 | $93,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,400 | $93,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 801 | $92,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 400 | $92,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,121 | $90,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 5,332 | $89,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,311 | $86,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,495 | $83,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 953 | $82,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,183 | $82,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 651 | $80,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,000 | $80,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 672 | $80,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 684 | $79,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,092 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,091 | $79,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 5,045 | $78,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 450 | $77,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,975 | $75,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 507 | $75,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 890 | $74,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,490 | $73,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 382 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 866 | $71,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,420 | $70,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,952 | $70,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 55 | $69,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,387 | $69,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,281 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 705 | $66,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 945 | $66,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 882 | $65,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,670 | $64,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,591 | $64,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 837 | $64,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 9,764 | $62,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 365 | $61,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 208 | $61,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 792 | $60,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 430 | $60,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 781 | $59,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 620 | $59,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,630 | $58,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,342 | $58,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 819 | $57,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 539 | $56,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,019 | $55,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 594 | $54,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 693 | $54,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 688 | $51,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 438 | $50,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,760 | $49,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 324 | $49,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,656 | $49,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,117 | $49,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 4,000 | $49,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 602 | $48,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 602 | $46,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 297 | $46,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 414 | $45,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,037 | $45,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 400 | $45,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 295 | $45,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,250 | $45,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,829 | $44,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 687 | $44,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,532 | $43,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 897 | $42,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 459 | $42,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,481 | $42,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 2,250 | $41,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,132 | $41,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 651 | $41,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,200 | $41,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 544 | $41,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 140,000 | $41,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 869 | $40,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,081 | $40,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 682 | $39,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 500 | $39,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 345 | $39,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,700 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,418 | $39,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,309 | $38,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,780 | $38,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 206 | $37,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,000 | $37,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 337 | $36,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 537 | $36,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 876 | $36,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 348 | $36,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 635 | $36,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 500 | $35,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 302 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 878 | $34,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 465 | $34,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,751 | $34,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 331 | $33,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 296 | $32,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $32,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,500 | $32,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 735 | $32,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 679 | $31,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 600 | $31,000 | thousands by filing date | principal |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,349 | $30,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,102 | $30,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,951 | $30,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 246 | $29,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 752 | $29,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 305 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,168 | $29,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 900 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 271 | $28,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 600 | $28,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 550 | $28,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,137 | $28,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 238 | $27,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,293 | $26,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 370 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 652 | $26,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 106 | $26,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 367 | $26,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 700 | $26,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 224 | $25,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 496 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 294 | $25,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 353 | $25,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 258 | $25,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 330 | $25,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 923 | $25,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 200 | $24,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 293 | $24,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 105 | $24,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,089 | $24,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 216 | $24,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 550 | $23,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 780 | $23,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 172 | $23,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 420 | $23,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,631 | $23,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 306 | $23,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 403 | $22,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 554 | $22,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 217 | $22,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 197 | $22,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 400 | $22,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 514 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 434 | $22,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 437 | $21,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 350 | $21,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 890 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 272 | $21,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 421 | $21,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 400 | $21,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 600 | $20,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $20,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 407 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 348 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 301 | $20,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 350 | $20,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 539 | $20,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 150 | $19,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 250 | $19,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 744 | $19,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 607 | $19,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 160 | $19,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,182 | $19,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 789 | $18,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 132 | $18,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 502 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 125 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 352 | $18,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 269 | $18,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 210 | $17,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 497 | $17,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 193 | $17,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 625 | $17,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,125 | $17,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 835 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 700 | $17,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 262 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 237 | $16,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 200 | $16,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 400 | $16,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 656 | $16,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 428 | $16,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 250 | $15,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 641 | $15,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 340 | $15,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 169 | $15,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 300 | $15,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 230 | $15,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,333 | $15,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 540 | $14,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 273 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 114 | $14,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 242 | $14,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 194 | $14,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 300 | $14,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 333 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 318 | $14,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 189 | $14,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 311 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,350 | $14,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 843 | $14,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300 | $14,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 332 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 322 | $13,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 190 | $13,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $13,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 500 | $13,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,084 | $13,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,358 | $13,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 330 | $12,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 271 | $12,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 200 | $12,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 200 | $12,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,265 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 106 | $11,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 14 | $11,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,810 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 301 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 94 | $11,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 336 | $11,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 44 | $10,000 | thousands by filing date | |
| IJH | 464287507 | COM | 67 | $10,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 87 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,000 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $10,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 401 | $10,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 539 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 200 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 170 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 379 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 315 | $10,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $10,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 360 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,985 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,530 | $10,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 87 | $9,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 22 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 114 | $9,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 90 | $9,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 25 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 525 | $9,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $9,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 203 | $9,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 80 | $9,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 255 | $9,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 230 | $9,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 325 | $9,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 135 | $9,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 10,661 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 595 | $9,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 240 | $9,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 399 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 111 | $8,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 139 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 191 | $8,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 241 | $8,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,465 | $8,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 105 | $7,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 150 | $7,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 882 | $7,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 174 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 186 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 120 | $7,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 126 | $7,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 641 | $7,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 138 | $7,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 280 | $7,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 100 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $6,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 204 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 206 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 115 | $6,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 190 | $6,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 206 | $6,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 900 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 145 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 125 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 800 | $6,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 248 | $6,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $6,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 449 | $6,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 144 | $6,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 721 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 66 | $5,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 53 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 46 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100 | $5,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 57 | $5,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 50 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 26 | $5,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 203 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $5,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 110 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 80 | $5,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 75 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 157 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 180 | $5,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 116 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 112 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 100 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 450 | $5,000 | thousands by filing date | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 800 | $5,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 350 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 337 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 180 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 180 | $5,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 209 | $5,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 125 | $5,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 439 | $5,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 392 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 257 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 128 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 125 | $4,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 544 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 60 | $4,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 25 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 175 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 208 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 74 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 80 | $4,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 137 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 124 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 300 | $4,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 36 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 130 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 172 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 232 | $4,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-077477 | this filing | 2016-08-23 | acceptance time not in the bulk data set |